Correction of Plan Defects

1,791 topics in this forum

1. Correction of Contributions

   By Guest rocnrols2, December 1, 2004
   • 2 replies
   • 1.7k views
   • 
   • Guest
   • December 9, 2004

2. Prohibited Transactions

   By J. Bringhurst, November 18, 2004
   • 1 reply
   • 1.7k views
   • 
   • mbozek
   • November 18, 2004

3. Union employees considered ineligible but allowed to defer

   By msmith, November 18, 2004
   • 0 replies
   • 1.1k views
   • 
   • msmith
   • November 18, 2004

4. Earnings on Late Deferrals

   By J. Bringhurst, November 11, 2004
   • 10 replies
   • 2.3k views
   • 
   • J. Bringhurst
   • November 17, 2004

5. Lost Schedules and DFVCP

   By sloble@crowleyfleck.com, November 11, 2004
   • 2 replies
   • 1.3k views
   • 
   • sloble@crowleyfleck.com
   • November 14, 2004

6. Discovery of "Non-record keeping" Loan to HCE - how to correct?

   By Guest rfemmons, November 12, 2004
   • 1 reply
   • 1.2k views
   • 
   • Belgarath
   • November 12, 2004

7. Defined Benefit Plan Early Retirement Window- Demographic error- whats the correction?

   By Guest PALAWYER, November 11, 2004
   • 1 reply
   • 2k views
   • 
   • david rigby
   • November 12, 2004

8. How do you correct excess deferrals from 4 years ago for accounts that have been distributed?

   By katieinny, November 8, 2004
   • 4 replies
   • 1.5k views
   • 
   • J. Bringhurst
   • November 11, 2004

9. "Hard Wired" Safe Harbor Election?

   By ERISA1, November 9, 2004
   • 4 replies
   • 1.6k views
   • 
   • Tom Poje
   • November 9, 2004

10. Question on Allocation of Earnings on Late Deposits

    By Archimage, November 1, 2004
    • 1 reply
    • 1.7k views
    • 
    • jquazza
    • November 2, 2004

11. Safe Harbor 401(k) Contributions

    By Guest DTrom, October 13, 2004
    • 5 replies
    • 1.5k views
    • 
    • Guest
    • October 25, 2004

12. Help: Can't Find Past Filings

    By sloble@crowleyfleck.com, October 22, 2004
    • 3 replies
    • 1.5k views
    • 
    • david rigby
    • October 22, 2004

13. Failure to distribute safe harbor notice

    By Guest bjwesq, October 4, 2004
    • 2 replies
    • 2k views
    • 
    • jquazza
    • October 20, 2004

14. VFC Program---available to correct problems with participant loans?

    By Guest Sandi Russell, September 23, 2004
    • 1 reply
    • 1.5k views
    • 
    • Alf
    • October 18, 2004

15. Contact information for EPCRS

    By Guest DWL, October 15, 2004
    • 1 reply
    • 2.1k views
    • 
    • jevd
    • October 15, 2004

16. db distributed assets improperly

    By Guest sue1jeff, October 10, 2004
    • 1 reply
    • 1.2k views
    • 
    • david rigby
    • October 11, 2004

17. Unpaid QNEC; Bankrupt Sponsor

    By Guest halka, October 8, 2004
    • 3 replies
    • 1.4k views
    • 
    • SoCalActuary
    • October 10, 2004

18. Fraudulant pension practitioner - What to do?

    By SoCalActuary, September 17, 2004
    • 10 replies
    • 2.3k views
    • 
    • RCK
    • October 8, 2004

19. blown 403(b) limit

    By waid10, October 4, 2004
    • 1 reply
    • 1.3k views
    • 
    • mbozek
    • October 5, 2004

20. Late contribution corrective measures

    By Guest flogger, August 31, 2004
    • 7 replies
    • 2.5k views
    • 
    • Guest
    • October 1, 2004

21. Single Participant (Sole Prop) Plan, about 10 years of "missed" 5500-EZ's and failure to amend for GUST

    By Guest CSTS, September 13, 2004
    • 9 replies
    • 1.8k views
    • 
    • SoCalActuary
    • September 18, 2004

22. GUST non-amender and plan termination flaws

    By Guest ActuaryWannabe, September 8, 2004
    • 7 replies
    • 1.6k views
    • 
    • SoCalActuary
    • September 12, 2004

23. Failure to File 5+ Years

    By sloble@crowleyfleck.com, September 2, 2004
    • 0 replies
    • 1.1k views
    • 
    • sloble@crowleyfleck.com
    • September 2, 2004

24. What is "egregious"?

    By Guest djsimonetti, August 20, 2004
    • 3 replies
    • 1.8k views
    • 
    • SoCalActuary
    • August 24, 2004

25. Minimum Funding Standards

    By Guest MichaelO, August 19, 2004
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • August 19, 2004

26. Union/Non-Union tested together

    By Guest cxs, August 9, 2004
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • August 19, 2004

27. Correction of excess matching contribution

    By Guest pensionquestioner, August 18, 2004
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • August 18, 2004

28. Form 5330 and Overpayment of Taxes

    By Archimage, August 18, 2004
    • 1 reply
    • 1.2k views
    • 
    • maverick
    • August 18, 2004

29. plan document contains wrong formula

    By wsp, August 5, 2004
    • 26 replies
    • 5.7k views
    • 
    • Blinky the 3-eyed Fish
    • August 11, 2004

30. Exclusion of Eligible Employees - Employer Does Not Have ADP/ACP Testing Data

    By Guest rocnrols2, August 10, 2004
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • August 11, 2004

31. incorrect match calculation

    By Guest tlc@cra, August 9, 2004
    • 4 replies
    • 1.5k views
    • 
    • mbozek
    • August 10, 2004

32. Correcting an in-kind distribution

    By Guest CitationSquirrel, July 16, 2004
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • July 28, 2004

33. contact at service re: questions

    By k man, July 27, 2004
    • 0 replies
    • 1.2k views
    • 
    • k man
    • July 27, 2004

34. Excluded Compensation

    By Guest kodle, August 27, 2001
    • 1 reply
    • 2k views
    • 
    • k man
    • July 27, 2004

35. Calculating Excise Tax on Late Deferrals

    By Guest TomW, July 8, 2004
    • 2 replies
    • 2.6k views
    • 
    • Guest
    • July 26, 2004

36. failure to use total comp when figuring who is HCE

    By k man, July 23, 2004
    • 0 replies
    • 1.1k views
    • 
    • k man
    • July 23, 2004

37. Failing adp test using prior year testing method...

    By jaemmons, June 21, 2004
    • 3 replies
    • 2k views
    • 
    • Guest
    • July 23, 2004

38. existence of plan document?

    By chris, July 22, 2004
    • 2 replies
    • 1.3k views
    • 
    • E as in ERISA
    • July 22, 2004

39. Retro Amend to corrent hardships in MPPP?

    By Guest MarkN, July 19, 2004
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • July 22, 2004

40. Restricted lump sum to 25 highest paid - paid anyway

    By Guest tmunice, July 16, 2004
    • 8 replies
    • 2.4k views
    • 
    • mbozek
    • July 19, 2004

41. which correction method?

    By k man, July 15, 2004
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • July 15, 2004

42. Sample Letter to Participants regaring Correction of Plan Defects

    By Guest HRConsultant, July 14, 2004
    • 0 replies
    • 3.9k views
    • 
    • Guest
    • July 14, 2004

43. Calculating "lost earnings"

    By SMB, July 6, 2004
    • 4 replies
    • 2.1k views
    • 
    • Guest
    • July 9, 2004

44. ADP refund after March 15th

    By pmacduff, July 1, 2004
    • 2 replies
    • 2.6k views
    • 
    • pmacduff
    • July 2, 2004

45. ERISA Challenge in state court?

    By wsp, June 21, 2004
    • 1 reply
    • 1.6k views
    • 
    • mbozek
    • June 22, 2004

46. Late 401(k) contributions for mutliple years

    By buckaroo, May 11, 2004
    • 2 replies
    • 2.1k views
    • 
    • J. Bringhurst
    • June 18, 2004

47. Employees of ineligible employer (noncontrolled group member) permitted to defer

    By Guest calcu, June 17, 2004
    • 1 reply
    • 1.5k views
    • 
    • KJohnson
    • June 17, 2004

48. Sale of Plan Sponsor with Pending EPCRS Application

    By 401 Chaos, June 4, 2004
    • 5 replies
    • 1.6k views
    • 
    • Belgarath
    • June 7, 2004

49. Correction of Error in Deferral Amount Withheld.

    By Guest Chaffee, May 18, 2004
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • May 18, 2004

50. Administrative error?

    By FundeK, May 11, 2004
    • 1 reply
    • 1.4k views
    • 
    • R. Butler
    • May 17, 2004