Correction of Plan Defects

1,797 topics in this forum

1. Participant Received Distribution from Self-Directed Brokerage Window, Contrary to Plan Terms

   By rocknrolls2, May 8, 2007
   • 4 replies
   • 2.2k views
   • 
   • david rigby
   • November 7, 2007

2. Late Distribution to Terminated/Deceased Participants

   By chris, October 30, 2007
   • 1 reply
   • 1.5k views
   • 
   • chris
   • October 31, 2007

3. Overpayments and Underpayments in 401(k) plan

   By Guest Bearlee, October 24, 2007
   • 0 replies
   • 2.2k views
   • 
   • Guest
   • October 24, 2007

4. Employer STock never reported

   By Guest mmoore1198@hotmail.com, October 16, 2007
   • 0 replies
   • 1.4k views
   • 
   • Guest
   • October 16, 2007

5. Overpaid Matching Contributions

   By Miner88, October 11, 2007
   • 6 replies
   • 4.5k views
   • 
   • rcline46
   • October 12, 2007

6. Correction by TPA

   By rlb64, September 14, 2007
   • 5 replies
   • 3.4k views
   • 
   • Bill Presson
   • October 10, 2007

7. Late givebacks and Form 5330

   By rcline46, August 28, 2007
   • 1 reply
   • 2.8k views
   • 
   • Kimberly S
   • October 10, 2007

8. stolen assets

   By Santo Gold, October 8, 2007
   • 5 replies
   • 3.1k views
   • 
   • Peter Gulia
   • October 10, 2007

9. Statute of Limitations

   By Dougsbpc, October 7, 2007
   • 0 replies
   • 1.8k views
   • 
   • Dougsbpc
   • October 7, 2007

10. Late Deferrals - Excise Tax

    By MarZDoates, October 5, 2007
    • 0 replies
    • 1.9k views
    • 
    • MarZDoates
    • October 5, 2007

11. Document amendments not done

    By Guest Dan Kutzke, September 26, 2007
    • 7 replies
    • 3.3k views
    • 
    • John Feldt ERPA CPC QPA
    • September 27, 2007

12. contribution deduction question on contributions that are deposited late

    By Guest jc1457, September 25, 2007
    • 4 replies
    • 2.8k views
    • 
    • Guest
    • September 25, 2007

13. Should I correct 403(b) Plan Doc Failure with VCP?

    By Guest jc1457, September 10, 2007
    • 7 replies
    • 4.1k views
    • 
    • Peter Gulia
    • September 12, 2007

14. Rollover From Plan with Qualification Failure

    By Randy Watson, September 9, 2007
    • 0 replies
    • 1.6k views
    • 
    • Randy Watson
    • September 9, 2007

15. Correcting 401(a)(26) Failure

    By Dougsbpc, August 29, 2007
    • 5 replies
    • 3.9k views
    • 
    • Blinky the 3-eyed Fish
    • August 31, 2007

16. 403(b) Plan missed match - lost earnings start date is when?

    By Guest SuzieQNEC, August 30, 2007
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • August 30, 2007

17. How quickly should safe harbor match dollars be deposited?

    By Santo Gold, August 21, 2007
    • 1 reply
    • 2.1k views
    • 
    • rcline46
    • August 21, 2007

18. Miscalc - one HCE

    By rlb64, August 17, 2007
    • 4 replies
    • 2.4k views
    • 
    • Belgarath
    • August 21, 2007

19. EPCRS-Sig SCP

    By Guest new2nqdc, August 7, 2007
    • 1 reply
    • 2k views
    • 
    • Kimberly S
    • August 10, 2007

20. Correcting ADP Failures

    By kgr12, July 20, 2007
    • 3 replies
    • 2.9k views
    • 
    • rcline46
    • July 20, 2007

21. Accidental Inclusion

    By ERISAatty, May 15, 2007
    • 9 replies
    • 3.8k views
    • 
    • ERISAatty
    • July 19, 2007

22. VCP Procedural Question

    By Guest Richard Tennenbaum, July 17, 2007
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • July 17, 2007

23. Audit CAP Sanction

    By Guest Hanging In, July 13, 2007
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • July 13, 2007

24. EPCRS - slight changes

    By John Feldt ERPA CPC QPA, July 3, 2007
    • 2 replies
    • 2.5k views
    • 
    • John Feldt ERPA CPC QPA
    • July 10, 2007

25. QNEC for improperly excluded employees

    By Guest erisamelissa, July 2, 2007
    • 2 replies
    • 2.3k views
    • 
    • Guest
    • July 3, 2007

26. routine questions for VCP filing for a non-amender

    By Santo Gold, March 20, 2007
    • 5 replies
    • 4.5k views
    • 
    • Guest
    • July 1, 2007

27. 4975(a) Tax---is it negotiable?

    By Guest Richard Tennenbaum, June 12, 2007
    • 3 replies
    • 2.7k views
    • 
    • BeckyMiller
    • June 28, 2007

28. Corrective Allocation and Distribution Requirements

    By J. Bringhurst, April 3, 2007
    • 5 replies
    • 3.2k views
    • 
    • J. Bringhurst
    • June 27, 2007

29. Ineligible Participant already Distributed

    By KateSmithPA, April 10, 2007
    • 2 replies
    • 2.5k views
    • 
    • J. Bringhurst
    • June 27, 2007

30. Correction/4975(b) excise tax

    By Guest Richard Tennenbaum, April 12, 2007
    • 3 replies
    • 3.4k views
    • 
    • J. Bringhurst
    • June 27, 2007

31. Missing Plan Document

    By Guest KMP, January 10, 2007
    • 5 replies
    • 3.4k views
    • 
    • 401_4_ever
    • June 14, 2007

32. 401(a)(17) Violation

    By Guest jefe96, June 4, 2007
    • 5 replies
    • 4.1k views
    • 
    • Tom Poje
    • June 5, 2007

33. Defect Discovered in DL Review

    By Guest Patrick Foley, June 1, 2007
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • June 4, 2007

34. PS contributions calculated as Corp. not Self employeed

    By Lori H, May 3, 2007
    • 27 replies
    • 7.6k views
    • 
    • Lori H
    • May 17, 2007

35. Holding TPA responsible for Top Heavy Error

    By Guest cac1134, April 4, 2007
    • 24 replies
    • 7.8k views
    • 
    • Guest
    • May 15, 2007

36. Bonus Deferral Error

    By DTH, April 30, 2007
    • 3 replies
    • 3k views
    • 
    • DTH
    • May 1, 2007

37. Military Delaying Student Status

    By Guest Benefit Specialist, April 25, 2007
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • April 25, 2007

38. Late refunds & Top-heavy

    By Guest Rutager, April 25, 2007
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • April 25, 2007

39. Plan Loan Correction

    By Guest BWORC, April 11, 2007
    • 3 replies
    • 2.4k views
    • 
    • 401_4_ever
    • April 13, 2007

40. Employer didn't know it had an ERISA plan

    By Guest mbg76, November 3, 2006
    • 7 replies
    • 3.8k views
    • 
    • wsp
    • April 10, 2007

41. Profit Sharing Contribution Made by Mistake

    By Guest Michelle W, April 5, 2007
    • 2 replies
    • 2.8k views
    • 
    • Bird
    • April 6, 2007

42. In service withdrawals

    By BTG, April 2, 2007
    • 0 replies
    • 1.6k views
    • 
    • BTG
    • April 2, 2007

43. sponsor has 2 plans with identical plan numbers.

    By Lori H, March 27, 2007
    • 1 reply
    • 1.5k views
    • 
    • WDIK
    • March 27, 2007

44. Undocumented SARSEP maintained by Governmental Agency

    By Guest Nixdad, March 27, 2007
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • March 27, 2007

45. Employer Stock Voting Rights Not Passed Through to Participants

    By Guest IRISH79, March 19, 2007
    • 1 reply
    • 1.3k views
    • 
    • 401_4_ever
    • March 21, 2007

46. Automatic Enrollment -- Failure to Enroll

    By davef, March 12, 2007
    • 1 reply
    • 2.5k views
    • 
    • 401_4_ever
    • March 12, 2007

47. Withholding at wrong percentage

    By PMC, March 9, 2007
    • 0 replies
    • 1.5k views
    • 
    • PMC
    • March 9, 2007

48. 401(a)(9) Amendment

    By Guest PBJ, March 9, 2007
    • 1 reply
    • 1.9k views
    • 
    • 401_4_ever
    • March 9, 2007

49. Correcting Conflict of Interest...

    By Guest blabukiff, March 8, 2007
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • March 9, 2007

50. Any Alternative Methods?

    By Guest PBJ, March 6, 2007
    • 6 replies
    • 2.3k views
    • 
    • Jim Chad
    • March 9, 2007