Correction of Plan Defects

1,789 topics in this forum

1. Operational Defect

   By oldman, June 13, 2010
   • 0 replies
   • 2.3k views
   • 
   • oldman
   • June 13, 2010

2. ADP Failure

   By perkinsran, June 7, 2010
   • 2 replies
   • 1.5k views
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   • perkinsran
   • June 8, 2010

3. Changing PS allocation mid-year

   By cpc0506, June 4, 2010
   • 2 replies
   • 1.3k views
   • 
   • Guest
   • June 4, 2010

4. Failed Nondiscrimination Test Under 401(a)(4)

   By Guest CDF13, May 27, 2010
   • 5 replies
   • 6.2k views
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   • rcline46
   • June 3, 2010

5. Terminating plan not amended or restated, steps to take

   By Guest jc1457, May 27, 2010
   • 0 replies
   • 958 views
   • 
   • Guest
   • May 27, 2010

6. Overpayment of Corrective Contribution in Prior Year

   By panther, May 26, 2010
   • 0 replies
   • 1k views
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   • panther
   • May 26, 2010

7. Too Many Prohibited Transactions

   By Randy Watson, May 25, 2010
   • 0 replies
   • 962 views
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   • Randy Watson
   • May 25, 2010

8. Earnings on Late Deposits of 401(k) Deferrals

   By commishvp, May 24, 2010
   • 3 replies
   • 1.7k views
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   • JAL
   • May 25, 2010

9. Unallocated forfeitures

   By 30Rock, April 20, 2010
   • 12 replies
   • 9.8k views
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   • Guest
   • May 24, 2010

10. 415 failure on terminating plan

    By fiona1, April 12, 2010
    • 1 reply
    • 1.2k views
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    • Guest
    • May 18, 2010

11. Wrong comp used for deferrals

    By Guest So Cal Gal, March 30, 2010
    • 1 reply
    • 1.2k views
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    • Guest
    • May 18, 2010

12. Employee gone before excess contribution paid out

    By panther, May 17, 2010
    • 1 reply
    • 982 views
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    • QDROphile
    • May 17, 2010

13. Deferrals stopped by payroll system in error

    By MARYMM, January 12, 2010
    • 1 reply
    • 1.5k views
    • 
    • Christine Roberts
    • May 17, 2010

14. Deferrals not withheld

    By Dazednconfused, May 11, 2010
    • 0 replies
    • 1.2k views
    • 
    • Dazednconfused
    • May 11, 2010

15. No PSP Plan Doc From 1991

    By chris, April 26, 2010
    • 2 replies
    • 1.3k views
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    • chris
    • April 30, 2010

16. Orphan Money Purchase Plan

    By cs771, April 26, 2010
    • 0 replies
    • 962 views
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    • cs771
    • April 26, 2010

17. Excess Contribution

    By oldman, April 14, 2010
    • 2 replies
    • 1.3k views
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    • 30Rock
    • April 20, 2010

18. 402g Excess and de minimus amount

    By 30Rock, April 12, 2010
    • 3 replies
    • 3k views
    • 
    • PLAN MAN
    • April 14, 2010

19. failure to follow $1000 cash out rule

    By Gudgergirl, April 6, 2010
    • 1 reply
    • 1.6k views
    • 
    • J Simmons
    • April 6, 2010

20. VCP "loss of use" interest rate

    By Young Curmudgeon, January 18, 2008
    • 2 replies
    • 1.9k views
    • 
    • JRG
    • April 6, 2010

21. ADP correction after 12 months

    By PAL, February 18, 2010
    • 1 reply
    • 1.7k views
    • 
    • pixmax
    • March 30, 2010

22. Corrective Contribution Required by Favorable Determination Letter

    By Guest Dressageho, March 25, 2010
    • 0 replies
    • 931 views
    • 
    • Guest
    • March 25, 2010

23. EPCRS - what do you think of this correction?

    By Blinky the 3-eyed Fish, February 19, 2010
    • 3 replies
    • 1.8k views
    • 
    • 12AX7
    • March 24, 2010

24. Nonamender and Opearational Failure

    By Randy Watson, March 23, 2010
    • 0 replies
    • 1.1k views
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    • Randy Watson
    • March 23, 2010

25. Roth 401k mistake as pre tax

    By Golgi, March 17, 2010
    • 6 replies
    • 1.8k views
    • 
    • Bird
    • March 18, 2010

26. delinquent 2006 5500, dfvc, and electronic filing

    By Lori H, March 12, 2010
    • 4 replies
    • 1.6k views
    • 
    • pmacduff
    • March 17, 2010

27. missed or incorrect employer contributions

    By Santo Gold, March 11, 2010
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • March 15, 2010

28. 2848 & John Doe VCP

    By MSN, March 5, 2010
    • 3 replies
    • 1.4k views
    • 
    • Gudgergirl
    • March 11, 2010

29. Failure to List Acquired Companies for Crediting Service

    By 401 Chaos, February 25, 2010
    • 2 replies
    • 1.2k views
    • 
    • 401 Chaos
    • February 25, 2010

30. No deferrals on bonus pay

    By cpc0506, February 17, 2010
    • 0 replies
    • 1.2k views
    • 
    • cpc0506
    • February 17, 2010

31. Sign an Adoption Agreement and do nothing?

    By Guest Donathen, February 17, 2010
    • 1 reply
    • 1.2k views
    • 
    • K2retire
    • February 17, 2010

32. Return of return?

    By Guest ck1, February 6, 2002
    • 4 replies
    • 1.9k views
    • 
    • BTG
    • February 15, 2010

33. Corrective Amendment

    By 12AX7, February 13, 2010
    • 0 replies
    • 985 views
    • 
    • 12AX7
    • February 13, 2010

34. Match allocation not following document

    By Guest Jill B, February 10, 2010
    • 2 replies
    • 1.1k views
    • 
    • Guest
    • February 10, 2010

35. Improper Distribution of Deferrals

    By PMC, February 3, 2010
    • 0 replies
    • 1.1k views
    • 
    • PMC
    • February 3, 2010

36. Plan Distribution due to Audit

    By DP, January 27, 2010
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • January 27, 2010

37. IRS Number re Form 5500 Filings

    By Guest RRO, January 18, 2010
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • January 26, 2010

38. merged plans and VCP

    By LIBERTYKID, January 21, 2010
    • 2 replies
    • 2.3k views
    • 
    • Everett Moreland
    • January 21, 2010

39. HCE Top-Paid Group Election Consistency Rule Violation

    By Alf, February 23, 2005
    • 1 reply
    • 2.3k views
    • 
    • Guest
    • January 9, 2010

40. Correction for unauthorized loan

    By Guest Pension Girl, January 7, 2010
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • January 8, 2010

41. Correction for Missed Match

    By Guest Pension Girl, January 5, 2010
    • 6 replies
    • 5.1k views
    • 
    • Kevin C
    • January 7, 2010

42. 5330 due when excise tax = $0

    By Guest apsgrazetti, December 9, 2009
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • December 9, 2009

43. Is there any hope for a plan that never was written?

    By Peter Gulia, December 4, 2009
    • 4 replies
    • 1.4k views
    • 
    • Guest
    • December 8, 2009

44. Employer deposits the PS contribution in increments

    By jkharvey, December 1, 2009
    • 2 replies
    • 1.7k views
    • 
    • Lou S.
    • December 1, 2009

45. 415 violation and trustee does NOT want refund

    By Lori H, November 18, 2009
    • 3 replies
    • 1.7k views
    • 
    • WDIK
    • November 19, 2009

46. EGTRRA Prototype restatement

    By Guest johnjohnny, November 13, 2009
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • November 13, 2009

47. Retroactive Prototype Effective Dates

    By JRG, November 10, 2009
    • 2 replies
    • 1.9k views
    • 
    • JRG
    • November 11, 2009

48. ADP Refunds Overcalculated - How to Correct?

    By Guest Chaffee, November 10, 2009
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • November 10, 2009

49. Audit CAP Sanction Amount

    By waid10, November 2, 2009
    • 2 replies
    • 2.6k views
    • 
    • mming
    • November 4, 2009

50. Nonamender

    By Guest JM123, October 26, 2009
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • November 1, 2009