Correction of Plan Defects

1,789 topics in this forum

1. Good faith interpretation, but IRS disagrees

   By Fielding Mellish, August 1, 2012
   • 2 replies
   • 1.2k views
   • 
   • Fielding Mellish
   • August 1, 2012

2. Over contributed

   By Randy Watson, July 31, 2012
   • 1 reply
   • 940 views
   • 
   • ETA Consulting LLC
   • July 31, 2012

3. correcting a 410(b) coverage failure

   By Guest Elliot W, July 25, 2012
   • 2 replies
   • 3.1k views
   • 
   • Guest
   • July 26, 2012

4. Correction of formula for employer contributions where plan and actual practice differ

   By Guest ebguy, July 17, 2012
   • 1 reply
   • 1k views
   • 
   • ETA Consulting LLC
   • July 17, 2012

5. File VCP application before corrective contributions made?

   By waid10, July 16, 2012
   • 1 reply
   • 1.5k views
   • 
   • John Feldt ERPA CPC QPA
   • July 16, 2012

6. Correcting Excess Amount/Allocation

   By MarZDoates, June 25, 2012
   • 4 replies
   • 2.7k views
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   • ESOP Guy
   • July 9, 2012

7. Lost Earnings

   By Guest shm3803, July 6, 2012
   • 1 reply
   • 1.1k views
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   • ETA Consulting LLC
   • July 6, 2012

8. Correction of 403(b) plan failure to make MANDATORY Distributions

   By holdco, June 19, 2012
   • 0 replies
   • 958 views
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   • holdco
   • June 19, 2012

9. Correction of SEP Under VCP

   By Danny CPA, June 13, 2012
   • 0 replies
   • 1.1k views
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   • Danny CPA
   • June 13, 2012

10. Missed Deferral where ADP is 0%

    By 00hskrgrl, May 30, 2012
    • 1 reply
    • 1.2k views
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    • Kevin C
    • May 31, 2012

11. Applied deferrals cap that is lower to what the PD says

    By Guest caribbeanbenefits, May 31, 2012
    • 0 replies
    • 801 views
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    • Guest
    • May 31, 2012

12. Distribution Overpayment

    By GrammieMame, May 29, 2012
    • 4 replies
    • 4.4k views
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    • 00hskrgrl
    • May 30, 2012

13. Missed Match but no Missed Deferral

    By Guest DCPensionGal, May 24, 2012
    • 2 replies
    • 1.3k views
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    • Guest
    • May 25, 2012

14. mistake of fact ER deposit

    By Santo Gold, July 10, 2008
    • 12 replies
    • 9.3k views
    • 
    • Belgarath
    • May 10, 2012

15. Multiemployer VCP for Operational Failures

    By Guest SoFlaEsq, April 26, 2012
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • April 26, 2012

16. Possible Scriveners Error in Document

    By cpc0506, April 19, 2012
    • 5 replies
    • 1.9k views
    • 
    • jpod
    • April 19, 2012

17. Nonamender

    By Guest mcw, April 10, 2012
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • April 13, 2012

18. Streamlined or Full VCP

    By Guest jjren, April 9, 2012
    • 1 reply
    • 1.3k views
    • 
    • Kevin C
    • April 11, 2012

19. VCP Submission--format

    By BG5150, March 30, 2012
    • 1 reply
    • 1.2k views
    • 
    • ETA Consulting LLC
    • April 5, 2012

20. missed RMD for beneficiary of owner

    By YankeeFan, March 28, 2012
    • 3 replies
    • 1.9k views
    • 
    • rcline46
    • March 29, 2012

21. Compensation Ratio test failure

    By Bill Presson, March 13, 2012
    • 4 replies
    • 4.3k views
    • 
    • Bill Presson
    • March 14, 2012

22. Catchup Contributions Not Matched

    By Guest cke66edy, March 6, 2012
    • 5 replies
    • 1.4k views
    • 
    • ETA Consulting LLC
    • March 8, 2012

23. failure to fund safe harbor

    By Scuba 401, March 6, 2012
    • 8 replies
    • 2.5k views
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    • Belgarath
    • March 8, 2012

24. Voluntary Contributions made, though not allowed

    By imchipbrown, February 27, 2012
    • 2 replies
    • 991 views
    • 
    • imchipbrown
    • March 5, 2012

25. VCP Compliance Fee for Late Amenders

    By rocknrolls2, March 1, 2012
    • 1 reply
    • 2.1k views
    • 
    • Kevin C
    • March 2, 2012

26. Loss of Benefit of Tax Deferral

    By jpod, March 2, 2012
    • 0 replies
    • 950 views
    • 
    • jpod
    • March 2, 2012

27. VCP for Late Amenders Bounced; IRS Agent Assigned to DL Application

    By rocknrolls2, March 1, 2012
    • 1 reply
    • 1.5k views
    • 
    • Everett Moreland
    • March 1, 2012

28. missed deferrals

    By K2retire, March 1, 2012
    • 0 replies
    • 1k views
    • 
    • K2retire
    • March 1, 2012

29. Nonamender VCP Submission Required for Timely but Incomplete Good Faith Amendment?

    By WestCoast, February 29, 2012
    • 1 reply
    • 1.5k views
    • 
    • ETA Consulting LLC
    • March 1, 2012

30. RMD took too much

    By ESOP Guy, January 31, 2012
    • 15 replies
    • 6.9k views
    • 
    • Guest
    • February 23, 2012

31. Avaneesh Bhagat EPCRS Presentation

    By Guest GreenERISA, January 18, 2012
    • 3 replies
    • 4k views
    • 
    • Guest
    • February 17, 2012

32. correction flubbed by service provider

    By Guest Beneflaw, February 16, 2012
    • 0 replies
    • 948 views
    • 
    • Guest
    • February 16, 2012

33. Late ADP refunds & partial correction

    By Guest M. Martin, February 15, 2012
    • 2 replies
    • 2k views
    • 
    • Guest
    • February 15, 2012

34. 2 plans - one is under audit

    By John Feldt ERPA CPC QPA, February 2, 2012
    • 3 replies
    • 1.1k views
    • 
    • Guest
    • February 14, 2012

35. employee after tax contribution for 50% of missed def opportunity?

    By Guest chrli, February 13, 2012
    • 0 replies
    • 790 views
    • 
    • Guest
    • February 13, 2012

36. VCP Fee for EGTRRA Non-amender and no prior docs

    By 12AX7, October 3, 2011
    • 5 replies
    • 1.9k views
    • 
    • DMcGovern
    • February 10, 2012

37. early inclusion

    By Beemer, February 8, 2012
    • 3 replies
    • 1k views
    • 
    • ETA Consulting LLC
    • February 9, 2012

38. 403(b) participant not allowed to defer

    By kwalified, February 1, 2012
    • 4 replies
    • 1.3k views
    • 
    • kwalified
    • February 8, 2012

39. Self correction

    By ESOP Guy, February 8, 2012
    • 2 replies
    • 1.3k views
    • 
    • K2retire
    • February 8, 2012

40. Net vs. Gross Repayment of Overpayment

    By Gruegen, February 7, 2012
    • 1 reply
    • 2k views
    • 
    • pmacduff
    • February 7, 2012

41. Restorative Payments

    By Guest kveldenator, February 7, 2012
    • 0 replies
    • 833 views
    • 
    • Guest
    • February 7, 2012

42. correting a benefits, rights, and features failure

    By K2retire, February 6, 2012
    • 0 replies
    • 1.3k views
    • 
    • K2retire
    • February 6, 2012

43. Deferrals deposited but not withheld

    By Guest YvonneT, February 1, 2012
    • 2 replies
    • 1k views
    • 
    • david rigby
    • February 1, 2012

44. Failure to Deposit Plan Assets in Trust

    By BTG, January 26, 2012
    • 3 replies
    • 1.4k views
    • 
    • Peter Gulia
    • February 1, 2012

45. QDIA

    By Guest doh5557, January 30, 2012
    • 0 replies
    • 963 views
    • 
    • Guest
    • January 30, 2012

46. 1.401(a)(4)-11g correction of S.H. plan

    By ESOP Guy, January 26, 2012
    • 3 replies
    • 1.9k views
    • 
    • Tom Poje
    • January 27, 2012

47. Oops! Escrow account is in the name of the plan!

    By Dennis Povloski, January 23, 2012
    • 1 reply
    • 1k views
    • 
    • Bird
    • January 24, 2012

48. 401(k) Plan that Never Permitted Deferrals

    By Guest Corrections Questions, January 19, 2012
    • 6 replies
    • 1.5k views
    • 
    • Guest
    • January 20, 2012

49. VCP Fees

    By luissaha, January 10, 2012
    • 2 replies
    • 2k views
    • 
    • luissaha
    • January 16, 2012

50. Earnings Calculation

    By Guest GreenERISA, January 6, 2012
    • 3 replies
    • 1.8k views
    • 
    • Tom Poje
    • January 11, 2012