Correction of Plan Defects

1,797 topics in this forum

1. Deferrals deposited but not withheld

   By Guest YvonneT, February 1, 2012
   • 2 replies
   • 1.2k views
   • 
   • david rigby
   • February 1, 2012

2. Failure to Deposit Plan Assets in Trust

   By BTG, January 26, 2012
   • 3 replies
   • 1.7k views
   • 
   • Peter Gulia
   • February 1, 2012

3. QDIA

   By Guest doh5557, January 30, 2012
   • 0 replies
   • 1.2k views
   • 
   • Guest
   • January 30, 2012

4. 1.401(a)(4)-11g correction of S.H. plan

   By ESOP Guy, January 26, 2012
   • 3 replies
   • 2.2k views
   • 
   • Tom Poje
   • January 27, 2012

5. Oops! Escrow account is in the name of the plan!

   By Dennis Povloski, January 23, 2012
   • 1 reply
   • 1.3k views
   • 
   • Bird
   • January 24, 2012

6. 401(k) Plan that Never Permitted Deferrals

   By Guest Corrections Questions, January 19, 2012
   • 6 replies
   • 2k views
   • 
   • Guest
   • January 20, 2012

7. VCP Fees

   By luissaha, January 10, 2012
   • 2 replies
   • 2.2k views
   • 
   • luissaha
   • January 16, 2012

8. Earnings Calculation

   By Guest GreenERISA, January 6, 2012
   • 3 replies
   • 2k views
   • 
   • Tom Poje
   • January 11, 2012

9. Late Deposit of Deferrals - VFCP

   By Nassau, January 10, 2012
   • 1 reply
   • 1.5k views
   • 
   • Jim Chad
   • January 10, 2012

10. Late Deposit of Deferrals - (VFCP)

    By Nassau, January 10, 2012
    • 1 reply
    • 1.3k views
    • 
    • K2retire
    • January 10, 2012

11. Audit CAP and VFCP re: defaulted loans

    By TPSreports, December 27, 2011
    • 1 reply
    • 1.8k views
    • 
    • ETA Consulting LLC
    • December 28, 2011

12. Yet Another Rookie Question

    By Guest GreenERISA, December 27, 2011
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • December 28, 2011

13. Rookie Question

    By Guest GreenERISA, December 23, 2011
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • December 27, 2011

14. Do Not-For Profits file Form 5330 for late MPP contrib

    By Guest jc1457, December 12, 2011
    • 4 replies
    • 2.5k views
    • 
    • Guest
    • December 14, 2011

15. prohibited transaction: in-service w/d

    By doombuggy, December 6, 2011
    • 3 replies
    • 1.4k views
    • 
    • Lou S.
    • December 8, 2011

16. Calculation of missed earnings - money purchase plan

    By Guest jc1457, December 6, 2011
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • December 6, 2011

17. VCP filing - keogh plan didn't follow any of the rules

    By kmciver, November 22, 2011
    • 5 replies
    • 2.8k views
    • 
    • jpod
    • November 22, 2011

18. lost earnings calculation on late deposits

    By Guest MHopkins, November 15, 2011
    • 6 replies
    • 5.4k views
    • 
    • ETA Consulting LLC
    • November 15, 2011

19. IRS Challenge of Self-Correction

    By Guest gaham, November 11, 2011
    • 3 replies
    • 1.8k views
    • 
    • Kevin C
    • November 11, 2011

20. Deposit Timing of Prevailing Wage Contributions

    By Guest dossrocks, November 9, 2011
    • 0 replies
    • 2.5k views
    • 
    • Guest
    • November 9, 2011

21. missed participants

    By Guest jc1457, October 17, 2011
    • 1 reply
    • 1.4k views
    • 
    • Kevin C
    • October 19, 2011

22. FORM 5330 - LATE DEFERRALS

    By ERISA13, July 20, 2010
    • 4 replies
    • 3.7k views
    • 
    • rcline46
    • October 18, 2011

23. Unsigned (DB) Plan document

    By Guest JMH1962, October 12, 2011
    • 4 replies
    • 2.2k views
    • 
    • GMK
    • October 17, 2011

24. late 5330 - de minimis - best way to correct

    By TPApril, October 14, 2011
    • 0 replies
    • 1.9k views
    • 
    • TPApril
    • October 14, 2011

25. deferrals and loan payments remitted late

    By M Norton, October 11, 2011
    • 2 replies
    • 1.9k views
    • 
    • JanetM
    • October 12, 2011

26. Loan defaulted in 2008; termination later in 2008

    By Mr401k, October 7, 2011
    • 2 replies
    • 1.3k views
    • 
    • Tom Poje
    • October 12, 2011

27. Deferral not taken out of pay for 2010

    By Guest sugar daddy, September 28, 2011
    • 4 replies
    • 1.6k views
    • 
    • Guest
    • October 10, 2011

28. Use of Forfeitures

    By Randy Watson, October 6, 2011
    • 1 reply
    • 1.9k views
    • 
    • John Feldt ERPA CPC QPA
    • October 6, 2011

29. Missed enrollment by a quarter in error

    By CLE401kGuy, October 4, 2011
    • 1 reply
    • 1.3k views
    • 
    • ETA Consulting LLC
    • October 4, 2011

30. Plan allows an HCE to defer but he is in excluded class

    By jkharvey, September 27, 2011
    • 1 reply
    • 1.3k views
    • 
    • PensionPro
    • September 27, 2011

31. Wrong Document. For Years

    By ERISAatty, September 23, 2011
    • 2 replies
    • 1.5k views
    • 
    • ERISAatty
    • September 26, 2011

32. HR failed to start deferrals but participant is not newly eligible

    By Guest Jennyb473, September 23, 2011
    • 2 replies
    • 2k views
    • 
    • QDROphile
    • September 23, 2011

33. Incorrect Plan Document used

    By rcline46, September 22, 2011
    • 0 replies
    • 1.2k views
    • 
    • rcline46
    • September 22, 2011

34. Non Amender VCP Submission

    By PensionPro, August 29, 2011
    • 5 replies
    • 2.1k views
    • 
    • PensionPro
    • September 21, 2011

35. Plan A's expenses paid with Plan B's assets

    By Guest BenefitsGal5, October 31, 2010
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • September 20, 2011

36. Late ER Deposit - not worried about Deductibilitly

    By KateSmithPA, September 16, 2011
    • 2 replies
    • 1.3k views
    • 
    • KateSmithPA
    • September 16, 2011

37. Audit Cap Question

    By Dougsbpc, September 16, 2011
    • 0 replies
    • 1.4k views
    • 
    • Dougsbpc
    • September 16, 2011

38. Improper Inclusion of HCE in Safe Harbor Nonelective Contribution

    By Guest Ignatius J. Reilly, September 14, 2011
    • 4 replies
    • 2k views
    • 
    • Guest
    • September 15, 2011

39. Closing Agreement percentage

    By Anonymoose, September 13, 2011
    • 2 replies
    • 1.7k views
    • 
    • John Feldt ERPA CPC QPA
    • September 13, 2011

40. Employee contributions made to wrong Plan

    By MARYMM, September 9, 2011
    • 1 reply
    • 2.2k views
    • 
    • MARYMM
    • September 13, 2011

41. Highest Performing Fund

    By Guest rush2112, September 12, 2011
    • 1 reply
    • 1.5k views
    • 
    • rcline46
    • September 12, 2011

42. Include failure to file 1099R in VCP application

    By jkharvey, September 8, 2011
    • 1 reply
    • 1.4k views
    • 
    • QDROphile
    • September 8, 2011

43. Deferral Changes

    By Guest johnpetrancosta, August 22, 2011
    • 2 replies
    • 1.8k views
    • 
    • 12AX7
    • September 3, 2011

44. profit sharing contribution didn't follow document terms

    By K2retire, August 30, 2011
    • 5 replies
    • 1.9k views
    • 
    • ESOP Guy
    • August 31, 2011

45. Overpayment on Distribution...

    By Guest algeis, August 31, 2011
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • August 31, 2011

46. Missed eligible participant

    By Guest jc1457, August 30, 2011
    • 4 replies
    • 1.7k views
    • 
    • Guest
    • August 31, 2011

47. Pay Period Match vs Annual Match

    By Guest Iwonder, March 4, 2011
    • 8 replies
    • 4.5k views
    • 
    • Guest
    • August 26, 2011

48. "Missed deferral opportunity" - plan allows for correction of ADP by returning the excess

    By taxllm, August 26, 2011
    • 6 replies
    • 4.1k views
    • 
    • taxllm
    • August 26, 2011

49. Manner of distribution to correct previous excess distributions

    By holdco, August 25, 2011
    • 0 replies
    • 1.3k views
    • 
    • holdco
    • August 25, 2011

50. Inclusion of Ineligible Employees - SCP by Amendment

    By Guest Dressageho, April 9, 2011
    • 9 replies
    • 6.7k views
    • 
    • Guest
    • August 23, 2011