Correction of Plan Defects

1,797 topics in this forum

1. Late payment from plan

   By Guest JM123, August 17, 2011
   • 2 replies
   • 1.8k views
   • 
   • Guest
   • August 17, 2011

2. Missed Deferral When Employee Had Knowledge

   By ERISA-Bubs, August 10, 2011
   • 8 replies
   • 4.3k views
   • 
   • Guest
   • August 15, 2011

3. In-Service Distribution Prior to Age 59-1/2

   By TPA Bob, August 10, 2011
   • 2 replies
   • 2.4k views
   • 
   • TPA Bob
   • August 11, 2011

4. Deferral Election Missed

   By Dazednconfused, August 9, 2011
   • 0 replies
   • 1.5k views
   • 
   • Dazednconfused
   • August 9, 2011

5. Improper Automatic Enrollment

   By BTG, August 4, 2011
   • 1 reply
   • 1.7k views
   • 
   • BTG
   • August 9, 2011

6. Money Purchase and 5330

   By AJ North, July 28, 2011
   • 3 replies
   • 2.1k views
   • 
   • DMcGovern
   • August 2, 2011

7. Penalty tax on return of ineligible deferrals

   By BG5150, July 29, 2011
   • 3 replies
   • 3.9k views
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   • TPAMan
   • July 29, 2011

8. Co-owner stole PSP money

   By ERISA13, July 26, 2011
   • 2 replies
   • 1.5k views
   • 
   • ERISA13
   • July 26, 2011

9. SCP - ADP Correction with QNEC

   By Leopurrd, July 20, 2011
   • 5 replies
   • 2.4k views
   • 
   • QNPG
   • July 21, 2011

10. Miscoded Deferrals

    By Dazednconfused, July 13, 2011
    • 1 reply
    • 1.4k views
    • 
    • ETA Consulting LLC
    • July 13, 2011

11. Limiting 401(k) Salary Deferral Contributions

    By AJ North, July 12, 2011
    • 3 replies
    • 1.7k views
    • 
    • AJ North
    • July 13, 2011

12. ethical dilemma

    By K2retire, July 7, 2011
    • 4 replies
    • 1.8k views
    • 
    • david rigby
    • July 9, 2011

13. Exclusion of Employee and 5500 Reporting

    By Guest TPAStacey, July 8, 2011
    • 1 reply
    • 1.5k views
    • 
    • ETA Consulting LLC
    • July 8, 2011

14. SH Match not deposited for 2 years

    By jkharvey, July 7, 2011
    • 1 reply
    • 1.3k views
    • 
    • Kevin C
    • July 8, 2011

15. Multiemployer MPPP Nondiscrimination Issue

    By luissaha, July 7, 2011
    • 1 reply
    • 1.3k views
    • 
    • Tom Poje
    • July 8, 2011

16. Oops...someone forgot to cap matching contribution

    By Gudgergirl, December 3, 2010
    • 2 replies
    • 2k views
    • 
    • TPApril
    • July 6, 2011

17. Missed deferral election

    By NKOTB, June 4, 2011
    • 2 replies
    • 2.2k views
    • 
    • NKOTB
    • June 28, 2011

18. SEP Excess Amount

    By Guest jrob, January 4, 2011
    • 3 replies
    • 1.4k views
    • 
    • IRA
    • June 22, 2011

19. Profit Sharing Not Made by Tax Filing Deadline

    By Guest MS TPA, October 22, 2010
    • 8 replies
    • 4.3k views
    • 
    • mbozek
    • June 15, 2011

20. Deferrals withheld on def of compensation

    By Spencer, June 13, 2011
    • 0 replies
    • 1.1k views
    • 
    • Spencer
    • June 13, 2011

21. Long time since plan document updated

    By Santo Gold, June 3, 2011
    • 5 replies
    • 1.7k views
    • 
    • Peter Gulia
    • June 8, 2011

22. Late Deposit with Plan Year and ER Year Mismatch

    By Guest gails, June 8, 2011
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • June 8, 2011

23. Correction of "Excess" Earnings

    By 401 Chaos, May 27, 2011
    • 2 replies
    • 1.4k views
    • 
    • Archimage
    • June 3, 2011

24. SCP or VCP for Incorrectly Checked ASG Box?

    By Guest Los, May 31, 2011
    • 1 reply
    • 1.5k views
    • 
    • QDROphile
    • May 31, 2011

25. Multiple Problems

    By nancy, May 25, 2011
    • 1 reply
    • 1.3k views
    • 
    • ETA Consulting LLC
    • May 26, 2011

26. VCP Filing and PPA Amendment

    By Lori H, May 25, 2011
    • 0 replies
    • 1.5k views
    • 
    • Lori H
    • May 25, 2011

27. Missed Opportunity to Defer-403(b) Plan

    By Randy Watson, January 31, 2011
    • 4 replies
    • 2.6k views
    • 
    • Guest
    • May 24, 2011

28. Defaulted Loan - VCP?

    By Dougsbpc, May 20, 2011
    • 5 replies
    • 3.6k views
    • 
    • pixmax
    • May 23, 2011

29. Failed ADP Test from 2008

    By cpc0506, April 26, 2011
    • 2 replies
    • 1.6k views
    • 
    • Laura Harrington
    • May 16, 2011

30. 10% tax on excess deferrals returned after 4/15

    By AKconsult, May 12, 2011
    • 4 replies
    • 8.8k views
    • 
    • AKconsult
    • May 12, 2011

31. Failure to make 3% NEC for 2010

    By Guest Peggy806, May 12, 2011
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • May 12, 2011

32. Penalty for exceeding 415?

    By Lori H, April 15, 2011
    • 3 replies
    • 2k views
    • 
    • Lou S.
    • April 27, 2011

33. Remedial amendment period ?

    By Moe Howard, April 18, 2011
    • 14 replies
    • 5.3k views
    • 
    • Moe Howard
    • April 20, 2011

34. original signature pages needed?

    By Guest SB Pension - Katie, April 12, 2011
    • 3 replies
    • 1.9k views
    • 
    • Guest
    • April 12, 2011

35. VCP fees for nonamender multiple failures

    By dcoderre, April 11, 2011
    • 1 reply
    • 2.2k views
    • 
    • Kevin C
    • April 11, 2011

36. One participant MPP plan

    By Guest sugar daddy, April 7, 2011
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • April 7, 2011

37. Failure to amend for PPA

    By Gudgergirl, March 11, 2010
    • 14 replies
    • 5.9k views
    • 
    • Trekker
    • April 1, 2011

38. Non Amender VCP

    By Scuba 401, May 24, 2010
    • 12 replies
    • 5.2k views
    • 
    • Guest
    • March 31, 2011

39. deposit safe harbor non-elective more than 12 months after plan year end

    By Guest Jennyb473, March 31, 2011
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • March 31, 2011

40. VCP & multiple employer plan

    By Guest PatriciaT, March 21, 2011
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • March 21, 2011

41. DFVCP instructions are unclear

    By Guest NC Taxman, March 17, 2011
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • March 17, 2011

42. Missed the Heart Amendment deadline

    By Moe Howard, March 15, 2011
    • 3 replies
    • 2.6k views
    • 
    • Kevin C
    • March 16, 2011

43. Late Deposit of Prevailing Wage Contributions

    By Below Ground, March 11, 2011
    • 0 replies
    • 2.1k views
    • 
    • Below Ground
    • March 11, 2011

44. EPCRS VCP fees

    By Guest bobolink, March 10, 2011
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • March 10, 2011

45. IRS Response time to VCP application

    By Jim Norman, November 12, 2010
    • 7 replies
    • 3.1k views
    • 
    • Fielding Mellish
    • March 4, 2011

46. Can't find original document

    By Santo Gold, March 2, 2011
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • March 2, 2011

47. late deposit of 401k contributions/late filing of form 5330

    By Beemer, February 26, 2011
    • 0 replies
    • 2.2k views
    • 
    • Beemer
    • February 26, 2011

48. Failure to pay taxes on a 2006 distribution

    By Guest sugar daddy, February 8, 2011
    • 1 reply
    • 1.3k views
    • 
    • Lou S.
    • February 8, 2011

49. late deferrals 5500

    By Scuba 401, January 31, 2011
    • 3 replies
    • 1.6k views
    • 
    • Scuba 401
    • January 31, 2011

50. Contribution for omitted participant who is over 70 1/2

    By Gudgergirl, January 28, 2011
    • 0 replies
    • 1.2k views
    • 
    • Gudgergirl
    • January 28, 2011