Correction of Plan Defects

1,794 topics in this forum

1. EGTRRA Prototype restatement

   By Guest johnjohnny, November 13, 2009
   • 2 replies
   • 2k views
   • 
   • Guest
   • November 13, 2009

2. Retroactive Prototype Effective Dates

   By JRG, November 10, 2009
   • 2 replies
   • 2k views
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   • JRG
   • November 11, 2009

3. ADP Refunds Overcalculated - How to Correct?

   By Guest Chaffee, November 10, 2009
   • 0 replies
   • 1.6k views
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   • Guest
   • November 10, 2009

4. Audit CAP Sanction Amount

   By waid10, November 2, 2009
   • 2 replies
   • 2.8k views
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   • mming
   • November 4, 2009

5. Nonamender

   By Guest JM123, October 26, 2009
   • 1 reply
   • 1.5k views
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   • Guest
   • November 1, 2009

6. simpified employee pension

   By LIBERTYKID, October 28, 2009
   • 2 replies
   • 1.3k views
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   • Guest
   • October 30, 2009

7. include ineligible employees

   By Earl, October 30, 2009
   • 0 replies
   • 1.4k views
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   • Earl
   • October 30, 2009

8. Made distribution yet plan does not allow in service dist

   By Lori H, October 29, 2009
   • 1 reply
   • 1.6k views
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   • PensionPro
   • October 29, 2009

9. no plan trustee

   By K2retire, October 27, 2009
   • 1 reply
   • 1.3k views
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   • rcline46
   • October 27, 2009

10. Failure to re-start deferrals, post hardship

    By Guest Scott Foreman, October 19, 2009
    • 7 replies
    • 2.7k views
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    • Guest
    • October 23, 2009

11. Third-Party Administrator made contributions to 401(k) Plan

    By Guest rlt4, October 10, 2009
    • 8 replies
    • 3.9k views
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    • J Simmons
    • October 16, 2009

12. Earnings on make-up contributions?

    By Santo Gold, June 10, 2009
    • 3 replies
    • 1.9k views
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    • Kevin C
    • October 16, 2009

13. Audit CAP Roulette

    By Guest erisafried, September 23, 2009
    • 1 reply
    • 1.7k views
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    • Guest
    • October 6, 2009

14. TSA nondiscrim violations and no 5500 filed

    By Lori H, September 28, 2009
    • 6 replies
    • 1.9k views
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    • Lori H
    • October 1, 2009

15. Plan does not permit investment. Plan holds assets.

    By Guest Iwonder, September 30, 2009
    • 0 replies
    • 1.1k views
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    • Guest
    • September 30, 2009

16. Failure to make Safe Harbor contribution

    By Guest Scott Foreman, September 29, 2009
    • 0 replies
    • 1.6k views
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    • Guest
    • September 29, 2009

17. Resident Aliens

    By Guest kdallas, September 17, 2009
    • 3 replies
    • 1.5k views
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    • K2retire
    • September 17, 2009

18. VCP years of correction

    By Scuba 401, September 15, 2009
    • 3 replies
    • 1.6k views
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    • Guest
    • September 15, 2009

19. missed 1099R and 945

    By Guest apsgrazetti, September 9, 2009
    • 3 replies
    • 1.9k views
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    • Bird
    • September 10, 2009

20. Does a Corrective Amendment Need an SMM

    By Dennis Povloski, September 9, 2009
    • 2 replies
    • 2.1k views
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    • rcline46
    • September 9, 2009

21. EPCRS Use by a Former Participating Employer

    By JRG, September 8, 2009
    • 0 replies
    • 1.2k views
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    • JRG
    • September 8, 2009

22. Can you correct operational error after plan termination?

    By Gudgergirl, August 31, 2009
    • 2 replies
    • 2k views
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    • Mike Preston
    • September 1, 2009

23. Failure to take deferral from bonus

    By Guest Jennyb473, August 10, 2009
    • 3 replies
    • 1.6k views
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    • Gudgergirl
    • August 31, 2009

24. Minimum Distribution Payable to Right Beneficiary - Checks Picked up by Wrong Beneficiary

    By rocknrolls2, August 25, 2009
    • 0 replies
    • 1.4k views
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    • rocknrolls2
    • August 25, 2009

25. In-Service Dist. SCP-Correction

    By Nathan, August 20, 2009
    • 0 replies
    • 1.6k views
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    • Nathan
    • August 20, 2009

26. Use of Forfeitures

    By Randy Watson, August 5, 2009
    • 2 replies
    • 2.5k views
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    • J Simmons
    • August 6, 2009

27. Repayment plan for overpayment

    By BTG, July 27, 2009
    • 2 replies
    • 1.9k views
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    • mbozek
    • August 3, 2009

28. failure to pay minimum distribution to surviving spouse

    By k man, July 24, 2009
    • 1 reply
    • 1.7k views
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    • Kevin C
    • July 28, 2009

29. Failure to reallocate forfeitures

    By PMC, July 23, 2009
    • 1 reply
    • 2.4k views
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    • Guest
    • July 24, 2009

30. Failure to stop deferrals after a hardship distribution

    By Guest Benefitsrock, July 24, 2007
    • 5 replies
    • 7.7k views
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    • KateSmithPA
    • July 21, 2009

31. Late Deferrals - VFC Program Question

    By rocknrolls2, July 17, 2009
    • 0 replies
    • 1.7k views
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    • rocknrolls2
    • July 17, 2009

32. Missing Plan Document

    By panther, July 13, 2009
    • 4 replies
    • 2.5k views
    • 
    • BG5150
    • July 14, 2009

33. Repayment of Ineligible Distribution

    By Guest new2this, July 13, 2009
    • 2 replies
    • 1.9k views
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    • mbozek
    • July 14, 2009

34. Too Much Match -- Mistake in Fact?

    By Guest CMC, June 22, 2009
    • 3 replies
    • 1.9k views
    • 
    • Guest
    • July 10, 2009

35. improper reduction in deferrals

    By M Norton, July 10, 2009
    • 0 replies
    • 1.4k views
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    • M Norton
    • July 10, 2009

36. Correcting a distribution made in Error

    By Guest lbz123, July 10, 2009
    • 0 replies
    • 2.7k views
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    • Guest
    • July 10, 2009

37. Failure to provide QPSA explanation

    By Guest Grumpy456, July 9, 2009
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • July 9, 2009

38. Payroll Error

    By KateSmithPA, July 8, 2009
    • 3 replies
    • 2.2k views
    • 
    • Kevin C
    • July 8, 2009

39. "Missed Opportunity"

    By Randy Watson, July 6, 2009
    • 3 replies
    • 2.5k views
    • 
    • Randy Watson
    • July 6, 2009

40. SH non-elective 3% contribution not funded

    By commishvp, July 1, 2009
    • 8 replies
    • 4.9k views
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    • Belgarath
    • July 6, 2009

41. change in plan sponsor's business structure

    By K2retire, July 2, 2009
    • 4 replies
    • 2.1k views
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    • J Simmons
    • July 4, 2009

42. Submission of DFVC filing

    By Guest SuzieQNEC, June 26, 2009
    • 3 replies
    • 1.6k views
    • 
    • J Simmons
    • July 1, 2009

43. Late Deferral/Loan Payments

    By Lori H, June 24, 2009
    • 2 replies
    • 1.9k views
    • 
    • Lori H
    • June 26, 2009

44. Excise tax for failure to transmit deferrals timely

    By Guest DCquestioner, June 19, 2009
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • June 19, 2009

45. Overpayment in DB Plan

    By BTG, June 12, 2009
    • 1 reply
    • 1.9k views
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    • SheilaD
    • June 15, 2009

46. Double Deposit of 401k Deferrals

    By Guest BrettNH, June 11, 2009
    • 4 replies
    • 2.6k views
    • 
    • Guest
    • June 12, 2009

47. Contributions sent to wrong account...

    By jquazza, June 2, 2009
    • 5 replies
    • 2.1k views
    • 
    • Guest
    • June 9, 2009

48. Incomplete Amendment

    By Below Ground, April 29, 2009
    • 3 replies
    • 1.8k views
    • 
    • Below Ground
    • June 8, 2009

49. Pros and Cons of DOL's Voluntary Fiduciary Correction Program (VFCP)

    By 401 Chaos, June 8, 2009
    • 0 replies
    • 2.5k views
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    • 401 Chaos
    • June 8, 2009

50. Missed Periodic Installment Payment - Now What?

    By Guest Jay345, May 19, 2009
    • 2 replies
    • 2k views
    • 
    • Guest
    • June 8, 2009