Correction of Plan Defects

1,793 topics in this forum

1. Appendix F to wiggle out of Audit CAP?

   By Guest erisamelissa, June 3, 2008
   • 1 reply
   • 1.2k views
   • 
   • Guest
   • June 4, 2008

2. Late 402(g) Excess Deferral

   By DTH, April 2, 2008
   • 11 replies
   • 5.9k views
   • 
   • Guest
   • May 22, 2008

3. Inclusion of Ineligible Employees

   By waid10, May 16, 2008
   • 4 replies
   • 1.8k views
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   • Guest
   • May 20, 2008

4. Erroneous inclusion of independent contractor in pension plan

   By jlea, May 15, 2008
   • 4 replies
   • 1.8k views
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   • jlea
   • May 16, 2008

5. Benefits Paid Without Benefit Elections

   By Dougsbpc, May 12, 2008
   • 0 replies
   • 1.2k views
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   • Dougsbpc
   • May 12, 2008

6. Cessation of deferrals in Simple IRA

   By jlea, May 9, 2008
   • 6 replies
   • 1.9k views
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   • Bird
   • May 12, 2008

7. plan money used to pay company debt....or was it

   By Santo Gold, May 2, 2008
   • 8 replies
   • 2.2k views
   • 
   • masteff
   • May 8, 2008

8. Correcting an incorrect ADP test

   By jmrsai, May 7, 2008
   • 1 reply
   • 1.9k views
   • 
   • Kimberly S
   • May 7, 2008

9. Roth deferrals Treated as pre-tax by employer

   By Kimberly S, May 7, 2008
   • 3 replies
   • 1.8k views
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   • JanetM
   • May 7, 2008

10. one set of rules for owner

    By Santo Gold, May 2, 2008
    • 0 replies
    • 1.1k views
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    • Santo Gold
    • May 2, 2008

11. "policy" in lieu of amendment to plan document?

    By mariemonroe, April 1, 2008
    • 7 replies
    • 1.9k views
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    • david rigby
    • May 2, 2008

12. Failure to Make Fixed Profit Sharing Contribution

    By Guest Grumpy456, April 21, 2008
    • 0 replies
    • 1.7k views
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    • Guest
    • April 21, 2008

13. DFVC vis a vis Form 5300

    By jlea, April 19, 2008
    • 3 replies
    • 3.1k views
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    • jlea
    • April 21, 2008

14. Defaulted loan and audit

    By Monica Barnard, April 17, 2008
    • 2 replies
    • 1.3k views
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    • Kimberly S
    • April 17, 2008

15. Exclude Eligible Employee - Earnings Adjustment

    By Guest mac_qka, April 12, 2008
    • 1 reply
    • 1.8k views
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    • mariemonroe
    • April 16, 2008

16. Excluding eligible employee

    By fiona1, March 13, 2008
    • 1 reply
    • 1.8k views
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    • Guest
    • April 15, 2008

17. Demutualization Proceeds - Form 5330 Correction

    By Guest ERISAMOM, October 2, 2004
    • 2 replies
    • 2.2k views
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    • Guest
    • April 11, 2008

18. Increased Tax Liability for Corrective Payments

    By Young Curmudgeon, March 25, 2008
    • 1 reply
    • 1.5k views
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    • J Simmons
    • March 26, 2008

19. In-Service Distribution Failure

    By Guest ERISAbeing, March 20, 2008
    • 1 reply
    • 2k views
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    • 401_4_ever
    • March 24, 2008

20. Excise Tax

    By Guest Benefitsrock, March 15, 2008
    • 1 reply
    • 1.5k views
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    • JanetM
    • March 17, 2008

21. Excluded Eligible Employees from DB Plan

    By mariemonroe, March 17, 2008
    • 2 replies
    • 1.2k views
    • 
    • mariemonroe
    • March 17, 2008

22. Plan disqualification

    By Dennis Povloski, March 11, 2008
    • 6 replies
    • 3k views
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    • masteff
    • March 13, 2008

23. Sale of property by plan to party in interest (VFC program)

    By k man, March 9, 2008
    • 0 replies
    • 1.2k views
    • 
    • k man
    • March 9, 2008

24. Did PEO miss the window?

    By Guest PBJ, March 6, 2008
    • 1 reply
    • 1.7k views
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    • J Simmons
    • March 8, 2008

25. IRS Audit of Messy Plan

    By perkinsran, March 2, 2008
    • 2 replies
    • 2k views
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    • JanetM
    • March 3, 2008

26. Correction Method: PS contribs did not use permitted disparity

    By Guest Iwonder, February 21, 2008
    • 1 reply
    • 2.5k views
    • 
    • Jim Chad
    • February 25, 2008

27. PRSA Non-compliance

    By Young Curmudgeon, February 14, 2008
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • February 15, 2008

28. Loan Correction

    By Medusa, February 13, 2008
    • 4 replies
    • 1.4k views
    • 
    • Medusa
    • February 14, 2008

29. Room under EPCRS for hardship withdrawal from MPPP?

    By Guest Bearlee, February 12, 2008
    • 2 replies
    • 1.9k views
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    • J Simmons
    • February 12, 2008

30. automatic rollover nonamender

    By Guest Philip2, February 6, 2008
    • 1 reply
    • 1.8k views
    • 
    • John Feldt ERPA CPC QPA
    • February 6, 2008

31. Missed Roth Contributions

    By davef, February 6, 2008
    • 0 replies
    • 1.9k views
    • 
    • davef
    • February 6, 2008

32. Exclude eligible employees & failing minimum coverage

    By mariemonroe, February 1, 2008
    • 1 reply
    • 1.9k views
    • 
    • Mike Preston
    • February 1, 2008

33. Money Purchase Plan- No QJSA Notices Given

    By mal, July 9, 2007
    • 20 replies
    • 7.5k views
    • 
    • ak2ary
    • January 28, 2008

34. Exclude One Eligible Employee

    By Guest PBJ, January 23, 2008
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • January 23, 2008

35. Wrong Loan Interest Rate

    By Just Me, January 17, 2008
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • January 21, 2008

36. Reversion or refund of excess contribution

    By Guest Enda80, January 20, 2008
    • 2 replies
    • 2.8k views
    • 
    • Guest
    • January 21, 2008

37. failure to sign final 401(k) reg amendment

    By mariemonroe, January 3, 2008
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • January 19, 2008

38. "Lost Opportunity" Correction

    By Christine Roberts, November 13, 2007
    • 3 replies
    • 2.2k views
    • 
    • 401 Chaos
    • January 17, 2008

39. List of Required Amendments

    By waid10, January 14, 2008
    • 1 reply
    • 1.2k views
    • 
    • J Simmons
    • January 14, 2008

40. EPCRS/VFCP Crossover Issue

    By Christine Roberts, November 13, 2007
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • January 11, 2008

41. ADP test failed and returns not done before 12-31-07

    By Guest tlc@cra, January 8, 2008
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • January 11, 2008

42. HCEs have different investment choices than NHCEs

    By Santo Gold, August 21, 2007
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • January 11, 2008

43. Timing of DFVC Program Filing

    By jukeboy56, November 30, 2007
    • 6 replies
    • 1.9k views
    • 
    • Guest
    • January 11, 2008

44. Prohibited Transactions

    By Dennis Povloski, December 13, 2007
    • 0 replies
    • 1.1k views
    • 
    • Dennis Povloski
    • December 13, 2007

45. VCP Fee

    By Randy Watson, December 4, 2007
    • 3 replies
    • 1.8k views
    • 
    • John Feldt ERPA CPC QPA
    • December 4, 2007

46. Mishandled Plan Funds

    By Oh so SIMPLE, December 1, 2007
    • 2 replies
    • 1.3k views
    • 
    • Bird
    • December 3, 2007

47. Participant Received Distribution from Self-Directed Brokerage Window, Contrary to Plan Terms

    By rocknrolls2, May 8, 2007
    • 4 replies
    • 1.9k views
    • 
    • david rigby
    • November 7, 2007

48. Late Distribution to Terminated/Deceased Participants

    By chris, October 30, 2007
    • 1 reply
    • 1.4k views
    • 
    • chris
    • October 31, 2007

49. Overpayments and Underpayments in 401(k) plan

    By Guest Bearlee, October 24, 2007
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • October 24, 2007

50. Employer STock never reported

    By Guest mmoore1198@hotmail.com, October 16, 2007
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • October 16, 2007