Operating a TPA or Consulting Firm

376 topics in this forum

1. Top Heavy contribution avoidance

   By Guest Mike Spickard, December 16, 2003
   • 4 replies
   • 1.6k views
   • 
   • Mike Preston
   • December 16, 2003

2. If our client steals the plan...

   By Dalai Pookah, October 23, 2019   

   • ethics crime
   • 6 replies
   • 1.6k views
   • 
   • Larry Starr
   • October 24, 2019

3. Do TPAs get malpractice insurance?

   By Peter Gulia, September 5, 2023
   • 6 replies
   • 1.6k views
   • 
   • Peter Gulia
   • September 7, 2023

4. Request for plan docs

   By BG5150, December 9, 2020
   • 5 replies
   • 1.6k views
   • 
   • Lauren0507
   • December 11, 2020

5. E&O insurance for TPA???

   By Lori H, August 28, 2018
   • 4 replies
   • 1.5k views
   • 
   • thepensionmaven
   • January 14, 2019

6. Virtual Data Rooms

   By HarleyBabe, November 12, 2013
   • 0 replies
   • 1.5k views
   • 
   • HarleyBabe
   • November 12, 2013

7. Records Retention

   By imchipbrown, August 30, 2020
   • 7 replies
   • 1.5k views
   • 
   • C. B. Zeller
   • September 24, 2020

8. Ethics

   By thepensionmaven, January 9, 2023
   • 9 replies
   • 1.5k views
   • 
   • Retired, but still reading
   • January 16, 2023

9. Professional accountability

   By TPApril, June 8, 2013   

   • 5500 preparers & actuaries
   • 2 replies
   • 1.5k views
   • 
   • david rigby
   • June 11, 2013

10. ERISApedia vs ERISA Outline Book

    By austin3515, June 3
    • 5 replies
    • 1.5k views
    • 
    • Jakyasar
    • June 4

11. Secure Information Practices

    By SRP, August 12, 2008
    • 0 replies
    • 1.5k views
    • 
    • SRP
    • August 12, 2008

12. TPA as Trustee in Plan Document

    By JustMe, April 22, 2020
    • 6 replies
    • 1.5k views
    • 
    • Luke Bailey
    • April 23, 2020

13. Selling a small one-person TPA firm

    By Zoey, January 4
    • 7 replies
    • 1.5k views
    • 
    • AllThingsForGood
    • March 11

14. 404(a)(5) Quarterly Fee Disclosures

    By Gadgetfreak, October 10, 2012
    • 0 replies
    • 1.5k views
    • 
    • Gadgetfreak
    • October 10, 2012

15. 401kexchange

    By Guest Sound Benefits, May 23, 2012
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • May 23, 2012

16. Can Anyone Locate CWM Retirement Plan Services?

    By ERISA1, May 23, 2023
    • 7 replies
    • 1.5k views
    • 
    • Kansas401k
    • May 26, 2023

17. 360 Plan

    By TPAVP, September 10, 2014
    • 3 replies
    • 1.5k views
    • 
    • QDROphile
    • September 10, 2014

18. 15 Participant plan allowign to inv. platforms. More work?

    By Jim Chad, February 5, 2010
    • 0 replies
    • 1.5k views
    • 
    • Jim Chad
    • February 5, 2010

19. TPA/Broker Combo

    By Guest toddez, May 13, 2011
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 13, 2011

20. How many disclosure items in a typical year?

    By Peter Gulia, June 11, 2020
    • 10 replies
    • 1.4k views
    • 
    • RatherBeGolfing
    • June 12, 2020

21. TPA Selling Business

    By TPA Selling Business, April 29, 2021
    • 5 replies
    • 1.4k views
    • 
    • Jrh1124
    • May 6, 2021

22. Marketing idea for small tpa

    By chuTzPA, November 2, 2016
    • 4 replies
    • 1.4k views
    • 
    • chuTzPA
    • November 3, 2016

23. Sale of business

    By Mark Miller, January 7, 2022
    • 5 replies
    • 1.4k views
    • 
    • Steven Musmanno
    • August 15, 2022

24. Workflkow tracking software

    By BG5150, December 3, 2020
    • 5 replies
    • 1.4k views
    • 
    • Effen
    • December 10, 2020

25. Freelance / Fee per client

    By ITCONSTRUCTS, March 23, 2016
    • 1 reply
    • 1.4k views
    • 
    • Nate DeLong CPC
    • March 25, 2016

26. DOL cybersecurity topics

    By AlbanyConsultant, January 28, 2022
    • 8 replies
    • 1.4k views
    • 
    • Peter Gulia
    • April 21, 2022

27. PPP Validation?

    By AmyETPA, April 29, 2020
    • 13 replies
    • 1.4k views
    • 
    • Catch22PGM
    • May 7, 2020

28. How many plans use balance-forward?

    By Peter Gulia, July 23, 2024
    • 4 replies
    • 1.4k views
    • 
    • jsample
    • July 23, 2024

29. Relius Contractor

    By Doghouse, July 13, 2018
    • 4 replies
    • 1.4k views
    • 
    • Nic Pospiech
    • August 30, 2018

30. block of plans for sale?

    By Guest larry1998, May 13, 2012
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 13, 2012

31. Focus Group for new entrepreneurial TPA's

    By chuTzPA, March 16, 2012
    • 2 replies
    • 1.4k views
    • 
    • GBurns
    • May 18, 2012

32. Printing Companies

    By Gadgetfreak, November 12, 2012
    • 4 replies
    • 1.4k views
    • 
    • Gadgetfreak
    • November 14, 2012

33. Should I Purchase TPA/Record Keeper?

    By tedschumann, January 10, 2021
    • 3 replies
    • 1.4k views
    • 
    • RestAssured
    • March 26, 2021

34. Average salary, plan count for administrators

    By davisbmsc1, March 4, 2019
    • 3 replies
    • 1.4k views
    • 
    • davisbmsc1
    • March 5, 2019

35. How much of your work involves a formal appearance before the IRS?

    By Peter Gulia, July 11, 2022
    • 11 replies
    • 1.4k views
    • 
    • Peter Gulia
    • February 23, 2023

36. Are TPA Firms "Essential"

    By susieQ, March 30, 2020
    • 13 replies
    • 1.4k views
    • 
    • ratherbereading
    • March 31, 2020

37. TPA Contract Work

    By tpamanager6, April 22, 2016
    • 0 replies
    • 1.3k views
    • 
    • tpamanager6
    • April 22, 2016

38. No more ASPPA yearbook

    By movedon, April 14, 2014
    • 2 replies
    • 1.3k views
    • 
    • PensionPro
    • April 14, 2014

39. Looking For Actuary To Do Part-Time Remote Work

    By Connor, November 9, 2022
    • 3 replies
    • 1.3k views
    • 
    • Bill Presson
    • January 13, 2023

40. Org Structure

    By Pensions2020, July 6, 2020
    • 5 replies
    • 1.3k views
    • 
    • Pensions2020
    • July 8, 2020

41. RPA (Robotic Process Automation)

    By ESI2015, November 9, 2020
    • 4 replies
    • 1.3k views
    • 
    • ESI2015
    • November 11, 2020

42. Deleted

    By cdavis25, February 9, 2012
    • 0 replies
    • 1.3k views
    • 
    • cdavis25
    • February 9, 2012

43. Service Agreements

    By Guest Chautauquasun, February 24, 2012
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • February 24, 2012

44. Best Admin Software for MEPs

    By Guest C.Meyers, August 24, 2016
    • 2 replies
    • 1.3k views
    • 
    • mbvs
    • August 26, 2016

45. How can other professionals help an actuary?

    By Peter Gulia, April 12
    • 6 replies
    • 1.3k views
    • 
    • Peter Gulia
    • April 14

46. Best Education, Qualification, Conference?

    By matth100, July 10, 2016
    • 4 replies
    • 1.2k views
    • 
    • GMK
    • July 11, 2016

47. Reference Materials

    By mming, July 25, 2015
    • 0 replies
    • 1.2k views
    • 
    • mming
    • July 25, 2015

48. Tax Reform for TPA's

    By ERISAd and confused, February 13, 2018   

    • tax reform
    • professional services
    • 3 replies
    • 1.2k views
    • 
    • david rigby
    • February 14, 2018

49. Corrective Dist Authorization

    By JGarbot, November 2, 2017   

    • client authorization
    • fiduciary liability
    • (and 3 more)

      Tagged with:

      • client authorization
      • fiduciary liability
      • best practices
      • adp corrections
      • daily plan administration
    • 11 replies
    • 1.2k views
    • 
    • ESOP Guy
    • November 3, 2017

50. Business Continuity Plans for smaller tpa firms

    By TPApril, March 29, 2020
    • 8 replies
    • 1.2k views
    • 
    • leevena
    • May 1, 2020