Investment Issues (Including Self-Directed)

562 topics in this forum

1. Investment in IPO's

   By bzorc, May 14, 2012
   • 10 replies
   • 2.1k views
   • 
   • mbozek
   • May 24, 2012

2. Valuing a Limited partnership

   By K-t-F, April 19, 2012
   • 16 replies
   • 5.1k views
   • 
   • QDROphile
   • May 7, 2012

3. Insurance in 401k

   By Guest gwelsmore, April 19, 2012
   • 1 reply
   • 1.3k views
   • 
   • ETA Consulting LLC
   • April 20, 2012

4. tpa fees charged by ee count rather than asset size?

   By TPApril, April 16, 2012
   • 0 replies
   • 1.3k views
   • 
   • TPApril
   • April 16, 2012

5. Life Insurance rolled into a 401(k) Plan

   By britoski, April 5, 2012
   • 4 replies
   • 2.3k views
   • 
   • Guest
   • April 16, 2012

6. Basic life insurance question

   By Santo Gold, March 20, 2012
   • 5 replies
   • 2k views
   • 
   • Guest
   • March 23, 2012

7. Prohibited Transaction Class Exemption

   By Guest Pennysaver, March 19, 2012
   • 1 reply
   • 2.3k views
   • 
   • jpod
   • March 20, 2012

8. Group Annuity Contracts

   By BTG, March 13, 2012
   • 2 replies
   • 1.6k views
   • 
   • mbozek
   • March 13, 2012

9. Has anyone seen an ERISA 408(g) compliance audit?

   By Peter Gulia, June 4, 2009
   • 7 replies
   • 6.5k views
   • 
   • Guest
   • March 10, 2012

10. nonprofit investment/plan doc options wanted

    By TPApril, February 7, 2012
    • 1 reply
    • 2k views
    • 
    • ETA Consulting LLC
    • February 7, 2012

11. Term Insurance in 401(k) Plan?

    By Dougsbpc, November 16, 2011
    • 14 replies
    • 3.5k views
    • 
    • Belgarath
    • January 5, 2012

12. Can redemption fees be reimbursed by plan sponsor

    By Guest Jennyb473, December 9, 2011
    • 3 replies
    • 1.9k views
    • 
    • Guest
    • December 12, 2011

13. Self Administered 401K Plans

    By Guest John P., November 30, 2011
    • 9 replies
    • 3.6k views
    • 
    • Kevin C
    • December 12, 2011

14. Will anyone use the new exemption?

    By Peter Gulia, November 17, 2011
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • November 18, 2011

15. More liability for removing than "freezing" a poor-performing fund?

    By ERISAatty, November 15, 2011
    • 3 replies
    • 1.5k views
    • 
    • QDROphile
    • November 15, 2011

16. over mortgaged property 1 man plan

    By SheilaD, November 1, 2011
    • 1 reply
    • 1.2k views
    • 
    • SheilaD
    • November 2, 2011

17. Can he take Real Estate as an In-Kind Distribution

    By imchipbrown, October 26, 2011
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • October 26, 2011

18. Nonqualifying Assets in 401(k)

    By Guest metallic, October 20, 2011
    • 5 replies
    • 3.6k views
    • 
    • Peter Gulia
    • October 22, 2011

19. Real estate in 2 plans

    By ombskid, August 25, 2011
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • October 12, 2011

20. Plan invests in entity owner also invested in

    By ombskid, September 2, 2011
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • October 12, 2011

21. Prohibited Transaction Exemption

    By imchipbrown, October 5, 2011
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • October 9, 2011

22. Financial Advisor conflict ?

    By Santo Gold, November 17, 2010
    • 9 replies
    • 2.7k views
    • 
    • Guest
    • September 29, 2011

23. Owner Only Plan wants to by Life Insurance from Spouse

    By commishvp, September 16, 2011
    • 0 replies
    • 949 views
    • 
    • commishvp
    • September 16, 2011

24. Owner-only PS Plan

    By SMB, August 26, 2011
    • 4 replies
    • 1.9k views
    • 
    • mbozek
    • August 29, 2011

25. Fully Benefit-responsive Contracts

    By Guest guest101, August 15, 2011
    • 0 replies
    • 2.7k views
    • 
    • Guest
    • August 15, 2011

26. Misuse of Confidential Financial Information

    By Guest Smokin, August 10, 2011
    • 2 replies
    • 2.9k views
    • 
    • Guest
    • August 10, 2011

27. Moody's warns on money market mutual funds

    By masteff, July 26, 2011
    • 5 replies
    • 1.6k views
    • 
    • GMK
    • July 27, 2011

28. Prohibited Transaction?

    By Lori H, July 18, 2011
    • 10 replies
    • 3.1k views
    • 
    • Lori H
    • July 19, 2011

29. May a plan restrict the brokerage window to those who hold the CFA designation?

    By Peter Gulia, July 9, 2011
    • 4 replies
    • 1.7k views
    • 
    • Peter Gulia
    • July 9, 2011

30. Tullis v UMB Bank

    By J Simmons, August 21, 2009
    • 3 replies
    • 3k views
    • 
    • Guest
    • May 24, 2011

31. Key Man life insurance in a DC plan; plan is owner and ER is beneficiary

    By katieinny, May 19, 2011
    • 3 replies
    • 1.8k views
    • 
    • Bird
    • May 20, 2011

32. TPA/Broker combo

    By Guest toddez, May 12, 2011
    • 2 replies
    • 1.6k views
    • 
    • Bird
    • May 16, 2011

33. Wells Fargo Advisors - limited scope audit?

    By TPApril, April 28, 2011
    • 0 replies
    • 1.4k views
    • 
    • TPApril
    • April 28, 2011

34. Self directed IRA LLC

    By Guest nealjpc, March 11, 2011
    • 7 replies
    • 1.9k views
    • 
    • Guest
    • April 10, 2011

35. is this a prohibited transaction

    By Guest kh1, April 8, 2011
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • April 10, 2011

36. Real Estate Taxes

    By jpod, April 4, 2011
    • 6 replies
    • 1.9k views
    • 
    • mbozek
    • April 7, 2011

37. another S-Corp potential txn

    By AlbanyConsultant, March 5, 2011
    • 1 reply
    • 1.2k views
    • 
    • ESOP Guy
    • March 7, 2011

38. S Corporation

    By Randy Watson, January 31, 2011
    • 6 replies
    • 1.9k views
    • 
    • ESOP Guy
    • February 2, 2011

39. Permissable Investments in 401K/Profit Sharing Plan

    By ERISA13, January 25, 2011
    • 5 replies
    • 5.7k views
    • 
    • masteff
    • January 27, 2011

40. New Disclosure Requirements

    By Dougsbpc, January 13, 2011
    • 1 reply
    • 1.3k views
    • 
    • Bird
    • January 14, 2011

41. Does the 404(c) rule require anything that the new 404(a) rule doesn't require?

    By Peter Gulia, January 3, 2011
    • 0 replies
    • 1.3k views
    • 
    • Peter Gulia
    • January 3, 2011

42. Trade Authorization

    By Guest Ben Schmidt, November 9, 2010
    • 2 replies
    • 2.5k views
    • 
    • mbozek
    • November 13, 2010

43. Closely Held corp in a balanced forward PS

    By Guest lawman98, November 1, 2010
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • November 1, 2010

44. Prohibited Transaction?

    By Guest Iwonder, October 22, 2010
    • 3 replies
    • 1.6k views
    • 
    • MSN
    • October 25, 2010

45. Plan Investment in entity causing entity's underlying assets to become plan assets

    By Guest sheTexasHammer, September 20, 2010
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • September 20, 2010

46. Investment in a restaurant

    By Gary, August 11, 2010
    • 2 replies
    • 1.7k views
    • 
    • J Simmons
    • September 12, 2010

47. Life policy in a terminating plan

    By Lori H, July 22, 2010
    • 11 replies
    • 1.9k views
    • 
    • Lori H
    • September 2, 2010

48. 404(c) Plan

    By Guest Sieve, August 16, 2010
    • 1 reply
    • 1.7k views
    • 
    • Peter Gulia
    • August 16, 2010

49. Trying to get rid of LLC in plan

    By AKconsult, August 5, 2010
    • 7 replies
    • 1.8k views
    • 
    • QDROphile
    • August 6, 2010

50. Loans to sponsor

    By Guest JPIngold, July 30, 2010
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • July 30, 2010