Investment Issues (Including Self-Directed)

547 topics in this forum

1. Self-directed conversions

   By Bird, November 21, 2017
   • 7 replies
   • 1.4k views
   • 
   • MICHAEL HATLEE
   • February 25, 2021

2. Real Estate Investment in a Trustee-Directed 401k Plan

   By Santo Gold, June 3
   • 10 replies
   • 452 views
   • 
   • Basically
   • June 10

3. Real Estate Investment (under construction) in company plan

   By TPApril, February 14
   • 8 replies
   • 408 views
   • 
   • Gadgetfreak
   • April 10

4. Do you like TIAA’s Target Date Plus model portfolios?

   By Peter Gulia, April 2   

   • tiaa
   • 0 replies
   • 186 views
   • 
   • Peter Gulia
   • April 2

5. Employer stock in 401(k) Plan

   By Tegernsee, March 20
   • 5 replies
   • 447 views
   • 
   • rocknrolls2
   • March 21

6. Which recordkeepers offer a mutual-fund-only window?

   By Peter Gulia, March 9
   • 7 replies
   • 266 views
   • 
   • Peter Gulia
   • March 11

7. Basic questions on permitting "aggressive" investments

   By Santo Gold, March 4
   • 6 replies
   • 637 views
   • 
   • Kansas401k
   • March 6

8. TD Ameritrade SDIB - arggh

   By Bird, December 6, 2023
   • 4 replies
   • 661 views
   • 
   • Bird
   • December 13, 2023

9. “401(k) Crypto Case Crumbles in Federal Court”

   By Peter Gulia, August 31, 2023
   • 0 replies
   • 293 views
   • 
   • Peter Gulia
   • August 31, 2023

10. With a brokerage window, does the employer get details on which stocks employees buy and sell?

    By Peter Gulia, June 26, 2023
    • 12 replies
    • 816 views
    • 
    • RatherBeGolfing
    • June 27, 2023

11. Ineligible Assets - Audit Info

    By RestAssured, May 30, 2023
    • 9 replies
    • 659 views
    • 
    • bito'money
    • June 6, 2023

12. Onshore of Offshore Investment...

    By Basically, February 24, 2023
    • 1 reply
    • 427 views
    • 
    • DisplayName
    • February 27, 2023

13. Investing in a UK based company

    By K-t-F, September 13, 2022
    • 4 replies
    • 1.1k views
    • 
    • Guy on a Limb
    • November 29, 2022

14. Prohibited Transaction-son of trustee as investment advisor on 401(k) plan

    By Diane Thompson, November 10, 2022
    • 2 replies
    • 555 views
    • 
    • Diane Thompson
    • November 11, 2022

15. How many ERISA-governed plans have at least one participant’s account balance not fed to a recordkeeper’s system?

    By Peter Gulia, August 11, 2022
    • 10 replies
    • 569 views
    • 
    • Bird
    • August 15, 2022

16. Self-directed conversion (plan to IRA)

    By TPApril, June 18, 2022
    • 9 replies
    • 755 views
    • 
    • Bill Presson
    • June 24, 2022

17. TPA partnering with a financial advisor

    By Santo Gold, January 28, 2020
    • 7 replies
    • 2.9k views
    • 
    • nevenkaconsiders
    • June 23, 2022

18. qdia for self directed

    By TPApril, June 13, 2022
    • 11 replies
    • 1k views
    • 
    • TPApril
    • June 16, 2022

19. How do participants get managed-account documents?

    By Peter Gulia, June 9, 2022
    • 0 replies
    • 221 views
    • 
    • Peter Gulia
    • June 9, 2022

20. Private lending for home purchase on a large scale UBTI concer.

    By Owen Meany, January 10, 2022   

    • private lending ubti
    • high volume of loans
    • 1 reply
    • 406 views
    • 
    • Luke Bailey
    • January 11, 2022

21. I Bonds in a qualified plan

    By bvhea, December 28, 2021
    • 5 replies
    • 571 views
    • 
    • Peter Gulia
    • January 6, 2022

22. Leverage with options and UBTI

    By lookatmytaxes, December 13, 2021
    • 2 replies
    • 580 views
    • 
    • Luke Bailey
    • December 26, 2021

23. Bank Participation Loans

    By susieQ, December 7, 2021
    • 2 replies
    • 362 views
    • 
    • susieQ
    • December 10, 2021

24. 3(21) and 3(38) fiduciary services

    By Bird, February 22, 2018
    • 19 replies
    • 1.8k views
    • 
    • TPApril
    • December 1, 2021

25. Charging Advisor Fees to Accounts

    By BTG, September 22, 2021
    • 5 replies
    • 1.1k views
    • 
    • Peter Gulia
    • September 30, 2021