Investment Issues (Including Self-Directed)

566 topics in this forum

1. Earnings on Forfeitures

   By Guest m.n.ouellette, January 5, 2009
   • 4 replies
   • 1.4k views
   • 
   • Guest
   • January 6, 2009

2. Discriminatory?

   By Randy Watson, December 30, 2008
   • 3 replies
   • 1.4k views
   • 
   • J Simmons
   • December 31, 2008

3. Distribution and stock market issue

   By Monica Barnard, December 19, 2008
   • 4 replies
   • 1.4k views
   • 
   • Monica Barnard
   • December 22, 2008

4. Model investment management agreement checklist?

   By Guest rissa-7477, November 19, 2008
   • 0 replies
   • 1.7k views
   • 
   • Guest
   • November 19, 2008

5. Taking 'stock' of the last year

   By J Simmons, November 17, 2008
   • 0 replies
   • 1.2k views
   • 
   • J Simmons
   • November 17, 2008

6. Daily Val TPA Provider Liability Disclaimer

   By Guest Grumpy456, November 13, 2008
   • 5 replies
   • 3.6k views
   • 
   • K2retire
   • November 14, 2008

7. Money Market and Recordkeepers

   By SRP, November 13, 2008
   • 0 replies
   • 1.4k views
   • 
   • SRP
   • November 13, 2008

8. Prefunded Money Purchase Contribution

   By Guest Grumpy456, November 4, 2008
   • 13 replies
   • 2.2k views
   • 
   • Bird
   • November 6, 2008

9. Stats on Daily vs. Traditional

   By Guest mac_qka, November 3, 2008
   • 5 replies
   • 4.2k views
   • 
   • SheilaD
   • November 4, 2008

10. Self Directed brokerage

    By Guest Bradbury Arnold, October 15, 2008
    • 1 reply
    • 1.4k views
    • 
    • J Simmons
    • October 15, 2008

11. Self Directed Brokerage Accounts

    By Guest Jennyb473, October 14, 2008
    • 3 replies
    • 2.8k views
    • 
    • QDROphile
    • October 14, 2008

12. "Due Diligence"

    By SMB, October 5, 2008
    • 0 replies
    • 2.2k views
    • 
    • SMB
    • October 5, 2008

13. Rental real estate in plan

    By ombskid, September 22, 2008
    • 1 reply
    • 1.6k views
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    • J Simmons
    • September 22, 2008

14. owner wants to buy company stock using rollover money

    By Guest EPS2, September 9, 2008
    • 2 replies
    • 1.6k views
    • 
    • david rigby
    • September 10, 2008

15. Participant's son as broker

    By SMB, September 8, 2008
    • 6 replies
    • 1.6k views
    • 
    • K2retire
    • September 10, 2008

16. Possible bankruptcy of provider?

    By mariemonroe, August 29, 2008
    • 6 replies
    • 1.5k views
    • 
    • GBurns
    • September 2, 2008

17. non-owner participant wants to purchase real estate

    By TPAnnie, August 27, 2008
    • 9 replies
    • 2.5k views
    • 
    • Peter Gulia
    • August 28, 2008

18. Audits for Investment Advisers under PPA

    By Guest djw, August 26, 2008
    • 1 reply
    • 1.4k views
    • 
    • ERISAnut
    • August 27, 2008

19. Sponsor Lease from Partially Plan-Owned LLC

    By Christine Roberts, July 22, 2008
    • 1 reply
    • 1.4k views
    • 
    • Ron Snyder
    • July 22, 2008

20. Personal Guaranty Creates Prohibited Transaction?

    By Guest tschotland, July 22, 2008
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • July 22, 2008

21. Short Selling in IRA / Profit Sharing Plan

    By Guest tschotland, July 22, 2008
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • July 22, 2008

22. ALL Index Funds in a 401(k)?

    By Guest AmyHarle, June 25, 2008
    • 6 replies
    • 1.9k views
    • 
    • 401 Chaos
    • June 26, 2008

23. DB & DC combination

    By Earl, June 25, 2008
    • 2 replies
    • 2.3k views
    • 
    • Earl
    • June 25, 2008

24. Annuities

    By Guest perplexedbypensions, June 20, 2008
    • 1 reply
    • 2k views
    • 
    • Ron Snyder
    • June 21, 2008

25. plan purchasing real estate

    By Guest lip, June 13, 2008
    • 19 replies
    • 4.1k views
    • 
    • J Simmons
    • June 20, 2008

26. QPAM

    By Randy Watson, June 5, 2008
    • 1 reply
    • 2.6k views
    • 
    • Randy Watson
    • June 10, 2008

27. Investment Expense Ratios

    By austin3515, June 2, 2008
    • 0 replies
    • 1.9k views
    • 
    • austin3515
    • June 2, 2008

28. Proposed Fee Disclosure Regulations

    By jpod, May 28, 2008
    • 3 replies
    • 2.4k views
    • 
    • Peter Gulia
    • May 29, 2008

29. "Open Architecture" Recordkeeper Options

    By Guest YATPA, January 31, 2005
    • 5 replies
    • 6.5k views
    • 
    • Guest
    • May 21, 2008

30. reverse mortgage

    By Guest nipa, May 14, 2008
    • 1 reply
    • 2k views
    • 
    • masteff
    • May 14, 2008

31. Foreign investments

    By Medusa, May 12, 2008
    • 5 replies
    • 1.6k views
    • 
    • Medusa
    • May 13, 2008

32. Replacing a Insurance policy with a new policy

    By Lori H, May 7, 2008
    • 11 replies
    • 2.7k views
    • 
    • Lori H
    • May 12, 2008

33. The sale of Real Estate from a Profit Sharing Plan

    By A Shot in the Dark, April 24, 2008
    • 3 replies
    • 4k views
    • 
    • GMK
    • April 25, 2008

34. Plan fees charged to participants

    By Guest Iwonder, April 24, 2008
    • 2 replies
    • 1.4k views
    • 
    • JanetM
    • April 24, 2008

35. Delayed Receipt in Trading

    By Guest pieomy, April 24, 2008
    • 1 reply
    • 1.4k views
    • 
    • Peter Gulia
    • April 24, 2008

36. Invest in Business

    By Randy Watson, April 9, 2008
    • 2 replies
    • 1.6k views
    • 
    • John Feldt ERPA CPC QPA
    • April 9, 2008

37. QDIA - Fund Merger or Liquidation

    By Guest Astro, March 24, 2008
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • March 24, 2008

38. QDIA: when do you deliver prospectus

    By k man, March 13, 2008
    • 8 replies
    • 3.1k views
    • 
    • John Feldt ERPA CPC QPA
    • March 21, 2008

39. In LaRue: Supreme Court Upholds Participant's Damages Claim

    By Dave Baker, February 20, 2008
    • 38 replies
    • 9k views
    • 
    • Guest
    • March 1, 2008

40. Problem with insurance premium

    By Monica Barnard, January 28, 2008
    • 5 replies
    • 2.1k views
    • 
    • Bird
    • January 30, 2008

41. QDIA Notices

    By DTH, January 30, 2008
    • 2 replies
    • 2.5k views
    • 
    • John Feldt ERPA CPC QPA
    • January 30, 2008

42. QDIA and Target Date Funds

    By Guest lgm, January 29, 2008
    • 1 reply
    • 2.1k views
    • 
    • masteff
    • January 29, 2008

43. QDIA Final Regs.

    By k man, November 7, 2007
    • 8 replies
    • 2.9k views
    • 
    • katieinny
    • January 11, 2008

44. proprietary funds and 406(b)

    By Guest cac1134, December 27, 2007
    • 1 reply
    • 2.3k views
    • 
    • Peter Gulia
    • December 28, 2007

45. Trustee & owner places assets with its customer

    By Beltane, December 14, 2007
    • 3 replies
    • 1.6k views
    • 
    • Peter Gulia
    • December 17, 2007

46. An investment is available only to people with high net worth

    By katieinny, December 6, 2007
    • 9 replies
    • 2.1k views
    • 
    • pmacduff
    • December 10, 2007

47. Internal Investment Advisor

    By Guest Richard Tennenbaum, November 30, 2007
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • November 30, 2007

48. Distribution Delay?

    By Guest Grumpy456, October 24, 2007
    • 8 replies
    • 4.5k views
    • 
    • Mike Preston
    • November 28, 2007

49. QDIA

    By Guest Thomas2006, November 26, 2007
    • 1 reply
    • 1.6k views
    • 
    • John Feldt ERPA CPC QPA
    • November 27, 2007

50. ERISA 101(m) Diversification Noitce

    By Randy Watson, November 8, 2007
    • 0 replies
    • 2.6k views
    • 
    • Randy Watson
    • November 8, 2007