Investment Issues (Including Self-Directed)

562 topics in this forum

1. What to do with gains from trading errors

   By Guest GMedley, May 10, 2001
   • 1 reply
   • 3.8k views
   • 
   • Guest
   • May 13, 2001

2. Tracking stock in employee benefit plans

   By Guest smithee, May 7, 2001
   • 0 replies
   • 1.6k views
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   • Guest
   • May 7, 2001

3. Son as Fiduciary of Dad's IRA: Prohibited Transaction?

   By Guest reg_h2b, January 4, 2001
   • 1 reply
   • 2.2k views
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   • Guest
   • April 26, 2001

4. Loans - Individual or General Investment

   By kocak, April 26, 2001
   • 0 replies
   • 1.6k views
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   • kocak
   • April 26, 2001

5. What is the proper Code Section indicating the PS/MP contributions mus

   By Guest TracyAndrews, April 9, 2001
   • 2 replies
   • 1.9k views
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   • Guest
   • April 10, 2001

6. Harris Trust court case - what is it, what does it say?

   By SMB, April 2, 2001
   • 1 reply
   • 2.1k views
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   • Jon Chambers
   • April 2, 2001

7. Forfeitures in daily valued plans.

   By Guest Giovanni, March 20, 2001
   • 5 replies
   • 2.8k views
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   • Guest
   • April 2, 2001

8. How do you allocate the interest (or "float") from instituti

   By John A, February 23, 2001
   • 2 replies
   • 2.2k views
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   • Guest
   • April 2, 2001

9. Prohibited transaction for a plan to purchase property from a trust fo

   By k man, February 22, 2001
   • 2 replies
   • 1.8k views
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   • Bill Berke
   • March 7, 2001

10. Does anyone have a form letter they send to either trustees or partici

    By k man, February 27, 2001
    • 0 replies
    • 2.2k views
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    • k man
    • February 27, 2001

11. Viator policies in profit sharing plans

    By Guest MELODY LOVE, February 21, 2001
    • 12 replies
    • 2.3k views
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    • Bill Berke
    • February 23, 2001

12. Can a participant direct investments into undeveloped real estate?

    By Guest, January 22, 2001
    • 4 replies
    • 2k views
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    • AndyH
    • February 22, 2001

13. Comments on Corbel's "Daily Professional"?

    By Guest, January 31, 2001
    • 2 replies
    • 2.2k views
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    • Guest
    • February 8, 2001

14. What is your policy on the treatment of excess cash created from corre

    By John A, February 5, 2001
    • 3 replies
    • 2.3k views
    • 
    • Guest
    • February 7, 2001

15. Allocation of settlement payments in class-action securites litigation

    By KJohnson, January 18, 2001
    • 1 reply
    • 1.9k views
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    • RCK
    • January 18, 2001

16. Contribute stock?

    By David, December 9, 2000
    • 1 reply
    • 1.6k views
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    • Jon Chambers
    • December 21, 2000

17. Does broker dealer subsidiary holding the assets of a non-profit pare

    By Guest Lonnie Tomlin, December 19, 2000
    • 1 reply
    • 1.7k views
    • 
    • Jon Chambers
    • December 21, 2000

18. PT for accounting firm to invest its plans assets through wholly-owned

    By Guest EMC, October 27, 2000
    • 3 replies
    • 1.7k views
    • 
    • Jon Chambers
    • December 21, 2000

19. Plan sponsor desires to borrow money from the plan and wants the bank

    By Guest MA Smith, December 12, 2000
    • 1 reply
    • 1.6k views
    • 
    • Kirk Maldonado
    • December 12, 2000

20. Revenue Sharing of sub-TA fees

    By Guest Carol Ringwald, April 12, 1999
    • 11 replies
    • 16.6k views
    • 
    • Guest
    • December 1, 2000

21. Am interested in techniques used by venture capital funds to shield ta

    By Guest Pat Parks, November 16, 2000
    • 1 reply
    • 1.8k views
    • 
    • Kirk Maldonado
    • November 16, 2000

22. Financial institution that can act as trustee for a plan holding trust

    By mming, November 9, 2000
    • 1 reply
    • 1.9k views
    • 
    • Mary Kay Foss
    • November 10, 2000

23. How do you track the amount to use for required minimum distributions,

    By John A, November 9, 2000
    • 0 replies
    • 1.9k views
    • 
    • John A
    • November 9, 2000

24. Unrelated business income (from a limited partnership)... Is a Form 99

    By Moe Howard, October 31, 2000
    • 0 replies
    • 2.1k views
    • 
    • Moe Howard
    • October 31, 2000

25. Statute on APRSC for correction on ineligibility

    By Guest Kim Brooks, October 25, 2000
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • October 25, 2000

26. Individual Choice in Self-Directed Brokerage Programs

    By Guest kfel, October 18, 2000
    • 2 replies
    • 2.2k views
    • 
    • Guest
    • October 19, 2000

27. Daily Valuation Manager/Plan Consultant Openings in Denver

    By Guest KC Bredemeier, October 17, 2000
    • 0 replies
    • 2k views
    • 
    • Guest
    • October 17, 2000

28. Investment in rental property

    By jkharvey, October 9, 2000
    • 5 replies
    • 2.9k views
    • 
    • KJohnson
    • October 10, 2000

29. How do vendors deal with the company stock confidentiality limits plac

    By Guest Frank, August 21, 2000
    • 1 reply
    • 2k views
    • 
    • Jon Chambers
    • September 20, 2000

30. Document retention/Electronic storage

    By k man, September 15, 2000
    • 2 replies
    • 2.6k views
    • 
    • Kirk Maldonado
    • September 15, 2000

31. Investing in Venture Capital Funds

    By Guest AJ Milano, September 11, 2000
    • 3 replies
    • 2.6k views
    • 
    • Guest
    • September 11, 2000

32. What is the best daily valuation system available?

    By Guest EMozley, September 8, 2000
    • 1 reply
    • 2.2k views
    • 
    • Guest
    • September 11, 2000

33. Looking for sample investment policy statements

    By Guest Mary Sullivan, July 18, 2000
    • 3 replies
    • 2.7k views
    • 
    • Guest
    • August 15, 2000

34. New article online: How Money Managers Hide Illegalities From Investor

    By Dave Baker, August 1, 2000
    • 0 replies
    • 1.7k views
    • 
    • Dave Baker
    • August 1, 2000

35. Should company stock be an optional self-directed investment for parti

    By Dave Baker, July 14, 2000
    • 11 replies
    • 2.7k views
    • 
    • Guest
    • July 29, 2000

36. What are the fiduciary responsibilities of a TPA and a Bundled Service

    By Guest UKH, July 25, 2000
    • 1 reply
    • 2.3k views
    • 
    • Guest
    • July 27, 2000

37. Policy for fiduciary review/holding mortgages in plans/IRAs?

    By Guest Toner, Stephen, July 27, 2000
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • July 27, 2000

38. Individual Directed Accounts

    By Guest Alison Hetrick, July 1, 2000
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • July 6, 2000

39. Circle Trust NSCC Link

    By Guest, March 16, 2000
    • 1 reply
    • 2k views
    • 
    • Guest
    • July 1, 2000

40. Daily Val done at fund company?

    By Dawn Hafner, May 19, 2000
    • 5 replies
    • 2.3k views
    • 
    • Guest
    • July 1, 2000

41. Cash out & "Buy Backs"

    By Guest RJM, May 3, 2000
    • 3 replies
    • 2.5k views
    • 
    • Guest
    • May 9, 2000

42. $5,000 Cashout

    By Guest JWBrown, April 22, 2000
    • 1 reply
    • 2.4k views
    • 
    • Guest
    • May 9, 2000

43. Exceeding incidental benefit limitation in regards to life insurance.

    By Guest Mindy, April 28, 2000
    • 0 replies
    • 4.3k views
    • 
    • Guest
    • April 28, 2000

44. RFP posted for School District

    By Guest tuckerc, April 27, 2000
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • April 27, 2000

45. Downloading investment values

    By Guest Stacey L Miller, April 17, 2000
    • 1 reply
    • 2.1k views
    • 
    • Guest
    • April 18, 2000

46. Gain on Forfeitures

    By Guest crouch, April 12, 2000
    • 5 replies
    • 2.3k views
    • 
    • Guest
    • April 18, 2000

47. Processing Trades

    By k man, March 28, 2000
    • 7 replies
    • 2.6k views
    • 
    • Guest
    • March 31, 2000

48. Are forfeitures released and are earnings calculated when matching con

    By John A, March 10, 2000
    • 1 reply
    • 2.2k views
    • 
    • Guest
    • March 29, 2000

49. TPA ratings

    By Guest MMM, February 25, 2000
    • 3 replies
    • 2.5k views
    • 
    • Guest
    • March 1, 2000

50. Daily Recordkeeper Search

    By Jean, February 9, 2000
    • 2 replies
    • 2.2k views
    • 
    • bzorc
    • February 10, 2000