Investment Issues (Including Self-Directed)

566 topics in this forum

1. Investment Advice & Guidance for Plan Participants

   By Guest danc4639, April 1, 2004
   • 1 reply
   • 2k views
   • 
   • david rigby
   • April 2, 2004

2. Participant Directed?

   By Guest jmlumpkin, March 18, 2004
   • 9 replies
   • 2.3k views
   • 
   • Guest
   • March 30, 2004

3. Offloading Worthless RELP?

   By Christine Roberts, March 11, 2004
   • 5 replies
   • 2.1k views
   • 
   • Christine Roberts
   • March 11, 2004

4. Vesting requirement for defined contribution plans - Excess Aggregate Contribution Refunds.

   By Guest Cliff Langwith, March 9, 2004
   • 0 replies
   • 2.8k views
   • 
   • Guest
   • March 9, 2004

5. Electronic Mutual Fund Prospectuses

   By Guest cxs, February 12, 2004
   • 4 replies
   • 3.6k views
   • 
   • E as in ERISA
   • February 16, 2004

6. Are "calls" permissible plan investments?

   By Guest schneiderdowns, January 28, 2004
   • 2 replies
   • 2.1k views
   • 
   • Kirk Maldonado
   • January 29, 2004

7. Bonding Requirements

   By Guest Max Power, January 26, 2004
   • 2 replies
   • 1.8k views
   • 
   • Guest
   • January 27, 2004

8. ERSOP - does this work?

   By Guest JPCMPLS, December 30, 2003
   • 1 reply
   • 2.9k views
   • 
   • IRC401
   • January 5, 2004

9. Forgotten/unknown plan assets and how to handle them.

   By Guest CRA, November 19, 2003
   • 3 replies
   • 2.6k views
   • 
   • mbozek
   • November 19, 2003

10. Prepare for a 4:00 PM hard close

    By Demosthenes, November 14, 2003
    • 0 replies
    • 1.3k views
    • 
    • Demosthenes
    • November 14, 2003

11. real estate investment

    By Guest hershey, November 10, 2003
    • 2 replies
    • 1.7k views
    • 
    • KJohnson
    • November 11, 2003

12. Could a bank's collective trust fund hold individual group annuity contracts for multiple employers?

    By Guest vantagepension, September 29, 2003
    • 0 replies
    • 2.8k views
    • 
    • Guest
    • September 29, 2003

13. Is it proper for an investment adviser to a multiemployer pension fund to collect an annual fee from the fund while receiving commissions on sales to the fund?

    By Guest ooota, August 27, 2003
    • 3 replies
    • 2.1k views
    • 
    • mal
    • September 23, 2003

14. Nonqualifying asset bond

    By Guest Pensions in Paradise, September 19, 2003
    • 0 replies
    • 2.6k views
    • 
    • Guest
    • September 19, 2003

15. Real Estate in DB Plan

    By Guest YATPA, September 11, 2003
    • 10 replies
    • 3.1k views
    • 
    • TCWalker
    • September 19, 2003

16. 404(c)

    By Guest amfam2, August 11, 2003
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • August 21, 2003

17. defined benefit plans and real estate

    By PensionNewbee, August 20, 2003
    • 1 reply
    • 2k views
    • 
    • Guest
    • August 21, 2003

18. Insurance in profit sharing plan

    By Guest tbyrd, August 20, 2003
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • August 21, 2003

19. Plan & ER own same Realty in PSP

    By Guest Ddalk, August 12, 2003
    • 8 replies
    • 2.4k views
    • 
    • Guest
    • August 14, 2003

20. 404(c)

    By Guest ElKH, August 6, 2003
    • 8 replies
    • 2k views
    • 
    • QDROphile
    • August 8, 2003

21. Recordkeeping Processing Time

    By Guest blkdoro, August 6, 2003
    • 0 replies
    • 2.4k views
    • 
    • Guest
    • August 6, 2003

22. Enhanced Appreciation Securities

    By Guest pjb, July 15, 2003
    • 1 reply
    • 1.3k views
    • 
    • Kirk Maldonado
    • July 16, 2003

23. Drawdown of Initial Contribution

    By Guest lolalin, July 6, 2003
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • July 6, 2003

24. VCOCs

    By Guest 91smithie, June 13, 2003
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • June 13, 2003

25. LOAN PAYMENTS

    By Guest dukec, May 30, 2003
    • 1 reply
    • 2k views
    • 
    • Brian Gallagher
    • June 11, 2003

26. Investment Advice

    By Guest pjb, May 29, 2003
    • 1 reply
    • 1.8k views
    • 
    • Jon Chambers
    • June 3, 2003

27. Fees

    By Guest tintree73, May 23, 2003
    • 4 replies
    • 1.9k views
    • 
    • Guest
    • May 27, 2003

28. Confidentiality Procedures

    By Guest asire2002, May 22, 2003
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • May 22, 2003

29. Investment Policy Statement

    By Guest Kconsultant, May 2, 2003
    • 2 replies
    • 1.5k views
    • 
    • Jon Chambers
    • May 2, 2003

30. Administration Software

    By Guest Pensions in Paradise, March 7, 2003
    • 3 replies
    • 4k views
    • 
    • Guest
    • April 25, 2003

31. Diversification question for participant directed DC plan

    By mal, March 20, 2003
    • 19 replies
    • 3.8k views
    • 
    • mal
    • April 25, 2003

32. Trailing vs Rolling

    By Guest hitt24, April 24, 2003
    • 1 reply
    • 12.9k views
    • 
    • four01kman
    • April 24, 2003

33. Recordkeeping systems - looking for recommendations - BenefitStreet? E

    By Guest Brad Arnold, January 30, 2003
    • 5 replies
    • 3.7k views
    • 
    • Guest
    • April 22, 2003

34. Eligible Investment In Sdb Accounts? Options

    By Guest btooz, March 27, 2003
    • 2 replies
    • 2.5k views
    • 
    • Jon Chambers
    • April 10, 2003

35. Participant Directing Plan to Purchase Annuity

    By chris, March 31, 2003
    • 0 replies
    • 2.3k views
    • 
    • chris
    • March 31, 2003

36. Limited Partnership Accounting

    By Guest mbdulik, March 31, 2003
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • March 31, 2003

37. Insurance

    By Archimage, March 13, 2003
    • 3 replies
    • 1.8k views
    • 
    • Kirk Maldonado
    • March 13, 2003

38. Social Security Numbers on Distribution Checks and Quarterly Statement

    By Guest Mike2003, February 19, 2003
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • February 19, 2003

39. Use of financial advisors to manage investments under a self-directed

    By Guest asire2002, February 3, 2003
    • 2 replies
    • 1.5k views
    • 
    • KJohnson
    • February 4, 2003

40. Plan Administration Checklists

    By Guest D Carpenter, January 31, 2003
    • 0 replies
    • 2k views
    • 
    • Guest
    • January 31, 2003

41. Rental Property in Retirement Plan with Segregated Accounts??

    By Guest DeePA, January 9, 2003
    • 3 replies
    • 2k views
    • 
    • mbozek
    • January 10, 2003

42. Qerp

    By Guest greggi39, December 23, 2002
    • 1 reply
    • 2.1k views
    • 
    • mbozek
    • December 28, 2002

43. Loans as Pooled Investments

    By Dougsbpc, December 26, 2002
    • 2 replies
    • 2.1k views
    • 
    • Dougsbpc
    • December 27, 2002

44. Forcing a Participant to sell investments.

    By katieinny, November 25, 2002
    • 39 replies
    • 5.5k views
    • 
    • IRC401
    • December 20, 2002

45. Unrelated business taxable income

    By Guest Patrice Kramm, December 16, 2002
    • 3 replies
    • 1.8k views
    • 
    • jpod
    • December 16, 2002

46. prohibited transaction exemption??

    By Guest bth1, December 3, 2002
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • December 3, 2002

47. Fiduciary Consequences of Paying Withdrawal or Exit Fees

    By Christine Roberts, November 27, 2002
    • 4 replies
    • 1.6k views
    • 
    • KJohnson
    • November 27, 2002

48. Establishing a business as a trustee

    By Guest R. Daestrom, November 8, 2002
    • 1 reply
    • 1.4k views
    • 
    • IRC401
    • November 9, 2002

49. Purchase of plan assets

    By bzorc, November 5, 2002
    • 1 reply
    • 1.3k views
    • 
    • QDROphile
    • November 5, 2002

50. Recordkeeping System-Daily

    By Guest 401KTPA, November 1, 2002
    • 1 reply
    • 2.4k views
    • 
    • Guest
    • November 1, 2002