401(k) Plans

19,321 topics in this forum

1. Small Form 5500 filed without audit later amending as a large Form 5500 with audit

   By AdKu, October 17, 2016   

   • Amend Form 5500-SF to large
   • 2 replies
   • 1.1k views
   • 
   • AdKu
   • October 26, 2016

2. Turbo Tax limiting 401k contributions WHY?

   By mesiodens, October 15, 2016
   • 4 replies
   • 2.1k views
   • 
   • mesiodens
   • October 24, 2016

3. Initial year Form 5500 Audit Report Attaching it to the next Form 5500

   By AdKu, October 14, 2016   

   • Initial year Form 5500 Audit
   • 5 replies
   • 1.2k views
   • 
   • RatherBeGolfing
   • October 15, 2016

4. Profit Sharing Contribution deadline - nonprofit orgs

   By Renafesq, October 14, 2016   

   • retirement
   • profit sharing
   • 11 replies
   • 4.6k views
   • 
   • Belgarath
   • October 17, 2016

5. Additional Correction to an ADP Test

   By justatester, October 12, 2016
   • 1 reply
   • 1.1k views
   • 
   • Tom Poje
   • October 13, 2016

6. Statistics on Participation in 401(k) Plans

   By CLE401kGuy, October 12, 2016
   • 2 replies
   • 1.5k views
   • 
   • david rigby
   • October 12, 2016

7. Which comes first -(401k deferral) or (medical insurance deduct)

   By Pammie57, October 12, 2016
   • 4 replies
   • 9.6k views
   • 
   • TPAJake
   • October 19, 2016

8. BRF Testing

   By justatester, October 12, 2016   

   • Multiple Matches
   • 4 replies
   • 917 views
   • 
   • Doghouse
   • October 12, 2016

9. 401K Loan Limitation after a prior loan is paid off

   By pecan204, October 11, 2016   

   • 401K new loan after prior
   • 23 replies
   • 50.8k views
   • 
   • Mike Preston
   • October 29, 2018

10. Quarterly Enrollment Period Issue

    By khn, October 11, 2016
    • 9 replies
    • 1.9k views
    • 
    • Bird
    • October 12, 2016

11. How do I find out about my ex-husbands 401k account

    By kitkotler, October 10, 2016   

    • 401k account info needed
    • 7 replies
    • 9k views
    • 
    • RatherBeGolfing
    • October 11, 2016

12. 401k with cash balance

    By thepensionmaven, October 10, 2016
    • 3 replies
    • 987 views
    • 
    • TPAJake
    • October 10, 2016

13. Reporting late matching contributions

    By SoCalActuary, October 7, 2016   

    • late match
    • 3 replies
    • 1k views
    • 
    • jpod
    • October 7, 2016

14. DOL Letters on Late Contributions

    By austin3515, October 7, 2016
    • 21 replies
    • 3.9k views
    • 
    • Doghouse
    • October 24, 2016

15. Excess Annual Additions in Safe Harbor 401(k) Plan

    By MarZDoates, October 6, 2016
    • 1 reply
    • 1.2k views
    • 
    • BG5150
    • October 6, 2016

16. New Plan - Participant Count for Form 5500

    By AdKu, October 6, 2016   

    • New Plan Part Count Form 5500
    • 11 replies
    • 2.4k views
    • 
    • Bill Presson
    • October 6, 2016

17. 401(a)(4)-5 - Establishing a DC plan short plan year

    By tamaramiddleton63, October 5, 2016   

    • New Plan - Existing Business
    • New plan
    • (and 1 more)

      Tagged with:

      • New Plan - Existing Business
      • New plan
      • Coverage rules under 401(a)(4)
    • 1 reply
    • 693 views
    • 
    • John Feldt ERPA CPC QPA
    • October 7, 2016

18. Stock ownership for HCE definition

    By gdlfa, October 5, 2016
    • 1 reply
    • 667 views
    • 
    • RatherBeGolfing
    • October 5, 2016

19. Top-Heavy test and After-Tax Contributions

    By artvandelay3, October 5, 2016
    • 3 replies
    • 2.1k views
    • 
    • BG5150
    • October 5, 2016

20. autoenrollment refund?

    By Jim Chad, October 5, 2016
    • 2 replies
    • 649 views
    • 
    • Jim Chad
    • October 5, 2016

21. Hours before Participation don't count for allocation condition?

    By Jim Chad, October 5, 2016
    • 2 replies
    • 651 views
    • 
    • Tom Poje
    • October 5, 2016

22. Safe Harbor 401(k) with immediate entry for deferrals and a 1 year wait for 3% Safe Harbor

    By HarleyBabe, October 5, 2016
    • 1 reply
    • 1.1k views
    • 
    • Tom Poje
    • October 5, 2016

23. Eligibility for Owner

    By Pammie57, October 4, 2016
    • 7 replies
    • 1.4k views
    • 
    • Bird
    • October 12, 2016

24. Excluding compensation retroactive

    By karl, October 4, 2016
    • 2 replies
    • 846 views
    • 
    • karl
    • October 5, 2016

25. Retroactive Amendment adding participating employer

    By austin3515, October 2, 2016
    • 7 replies
    • 3.4k views
    • 
    • Belgarath
    • October 3, 2016

26. First pay-DATE after Plan Entry

    By austin3515, October 1, 2016
    • 2 replies
    • 943 views
    • 
    • austin3515
    • October 2, 2016

27. Controlled Group Quirk

    By Below Ground, September 29, 2016   

    • Not for Profit Firm
    • 7 replies
    • 1.1k views
    • 
    • Below Ground
    • October 7, 2016

28. Safe harbor matching plan with discretionary contributions

    By Belgarath, September 29, 2016
    • 8 replies
    • 1.7k views
    • 
    • austin3515
    • October 6, 2016

29. control group

    By S- Milwaukee, September 29, 2016   

    • failing combined testing.
    • 8 replies
    • 1.3k views
    • 
    • Tom Poje
    • October 4, 2016

30. Excess Deferrals

    By thepensionmaven, September 27, 2016
    • 2 replies
    • 790 views
    • 
    • Tom Poje
    • September 29, 2016

31. Creditor Protection IRA vs 401k

    By CLE401kGuy, September 27, 2016
    • 3 replies
    • 1.3k views
    • 
    • Lou S.
    • September 27, 2016

32. 401(k) plan for controlled group

    By cathyw, September 23, 2016
    • 0 replies
    • 476 views
    • 
    • cathyw
    • September 23, 2016

33. Entry Date

    By DTH, September 23, 2016
    • 6 replies
    • 1.5k views
    • 
    • ETA Consulting LLC
    • September 30, 2016

34. Entry Date

    By DTH, September 23, 2016
    • 1 reply
    • 537 views
    • 
    • GMK
    • September 23, 2016

35. Auto enrollment to Roth 401(k)

    By JRN, September 22, 2016
    • 21 replies
    • 3.9k views
    • 
    • TPAJake
    • October 5, 2016

36. Hardship Distribution and Limit on Tax Withholding

    By The 402"(G)", September 22, 2016   

    • hardship
    • tax
    • (and 2 more)

      Tagged with:

      • hardship
      • tax
      • withholding
      • hardship tax
    • 2 replies
    • 930 views
    • 
    • The 402"(G)"
    • September 23, 2016

37. No matching on Roth?

    By ch1719, September 22, 2016
    • 13 replies
    • 3.7k views
    • 
    • My 2 cents
    • September 22, 2016

38. Prohibited Transaction? Plan invests in LLC which leases property to EEs.

    By JWRB, September 21, 2016
    • 2 replies
    • 631 views
    • 
    • JWRB
    • September 21, 2016

39. Vesting & Service Crediting Change from all years of service to effective date of paln

    By AdKu, September 21, 2016   

    • New Plan Service Crediting
    • all year of svc to eff date
    • (and 1 more)

      Tagged with:

      • New Plan Service Crediting
      • all year of svc to eff date
      • vesting
    • 3 replies
    • 1.5k views
    • 
    • AdKu
    • September 23, 2016

40. Automatic Rollovers

    By ratherbereading, September 21, 2016
    • 2 replies
    • 671 views
    • 
    • TPAJake
    • September 21, 2016

41. Make-up under Rev, Proc. 2015-28

    By Belgarath, September 21, 2016
    • 5 replies
    • 621 views
    • 
    • chc93
    • September 21, 2016

42. Loan Re-Payments Made By Company Not Participant

    By sdix401k, September 21, 2016
    • 15 replies
    • 4k views
    • 
    • MoJo
    • September 22, 2016

43. Prohibited Transaction? Correction?

    By pixmax, September 20, 2016   

    • Prohibited Transaction
    • 2 replies
    • 1.3k views
    • 
    • Lou S.
    • September 20, 2016

44. Death after signing form, but before processing

    By austin3515, September 20, 2016
    • 25 replies
    • 4.6k views
    • 
    • GMK
    • September 22, 2016

45. 100% Deferral

    By BTG, September 20, 2016
    • 6 replies
    • 4k views
    • 
    • BTG
    • September 20, 2016

46. Union and Non-Union Plan

    By steverenner, September 19, 2016
    • 4 replies
    • 2.8k views
    • 
    • Griswold
    • September 20, 2016

47. Can I set a minimum 7% limit on deferrals?

    By TPAJake, September 19, 2016
    • 4 replies
    • 957 views
    • 
    • QDROphile
    • September 22, 2016

48. Deferrals when you hit compensation limit

    By 52626, September 19, 2016
    • 3 replies
    • 2k views
    • 
    • Tom Poje
    • September 20, 2016

49. Investment Policy Statement

    By Pammie57, September 19, 2016
    • 6 replies
    • 1.4k views
    • 
    • MoJo
    • September 19, 2016

50. QACA--Can we do 50% up to 7% match?

    By TPAJake, September 19, 2016
    • 12 replies
    • 2.4k views
    • 
    • TPAJake
    • October 3, 2016