401(k) Plans

19,321 topics in this forum

1. May 401k plan create LLC with Plan Sponsor

   By Dalai Pookah, August 6, 2018   

   • prohibited transaction
   • joint investment
   • 20 replies
   • 1.5k views
   • 
   • Luke Bailey
   • August 10, 2018

2. Eligible employee mistakenly excluded from making contrbutions.

   By Guest ars, February 18, 2000
   • 5 replies
   • 1.5k views
   • 
   • Guest
   • February 23, 2000

3. Sanity check - Would this work as a Safe Harbor?

   By Guest fender5150, October 29, 2007
   • 5 replies
   • 1.5k views
   • 
   • BG5150
   • November 2, 2007

4. SAFE HARBOR not a top-heavy plan

   By PensionNewbee, January 21, 2004
   • 9 replies
   • 1.5k views
   • 
   • Blinky the 3-eyed Fish
   • January 22, 2004

5. Loan source recommendations for new plan?

   By Guest RSnyder316, June 6, 2002
   • 2 replies
   • 1.5k views
   • 
   • Guest
   • June 7, 2002

6. Roths in K Plans

   By Jed Macy, August 5, 2001
   • 2 replies
   • 1.5k views
   • 
   • Jed Macy
   • August 6, 2001

7. Auto Enroll/QDIA Notice

   By Randy Watson, December 17, 2007
   • 0 replies
   • 1.5k views
   • 
   • Randy Watson
   • December 17, 2007

8. Loan Question

   By Deaconmomma, January 19, 2016
   • 6 replies
   • 1.5k views
   • 
   • BG5150
   • January 20, 2016

9. testing different match rates

   By K2retire, August 5, 2012
   • 1 reply
   • 1.5k views
   • 
   • austin3515
   • August 5, 2012

10. Correcting now (or not) for overcontribution in prior year

    By Guest SuzieQNEC, February 4, 2008
    • 6 replies
    • 1.5k views
    • 
    • Guest
    • February 7, 2008

11. Financial Advisory Firms Own 401k Plan

    By austin3515, August 19, 2015
    • 3 replies
    • 1.5k views
    • 
    • Peter Gulia
    • August 20, 2015

12. Distribution from terminating 401(k)

    By Guest babs51, February 3, 2006
    • 2 replies
    • 1.5k views
    • 
    • QDROphile
    • February 3, 2006

13. Fees vs. Sanctions

    By Guest Jose Rosario, July 25, 2003
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • July 25, 2003

14. Getting Participants to Sign Waiver Regarding Self-Direction of 401(k)

    By Guest McElroy, June 13, 2000
    • 2 replies
    • 1.5k views
    • 
    • Kirk Maldonado
    • June 14, 2000

15. Fidelity Bond

    By 401(k)athryn, July 3, 2019
    • 6 replies
    • 1.5k views
    • 
    • 401(k)athryn
    • July 8, 2019

16. QACA

    By Belgarath, January 7, 2008
    • 2 replies
    • 1.5k views
    • 
    • Belgarath
    • January 7, 2008

17. CATCH UP CONTRIBUTION

    By Guest JDK, December 22, 2006
    • 3 replies
    • 1.5k views
    • 
    • Mike Preston
    • December 24, 2006

18. Missing Participants

    By Guest Frank Jackson, July 27, 1999
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • July 28, 1999

19. non-discrim testing for salaried vs. hourly plans

    By Guest le190, February 20, 1999
    • 2 replies
    • 1.5k views
    • 
    • LCARUSI
    • February 23, 1999

20. Prohibited Transactions

    By Guest eparrs, October 24, 2008
    • 1 reply
    • 1.5k views
    • 
    • Ron Snyder
    • October 31, 2008

21. 401(k) deposits

    By MR, June 19, 2001
    • 3 replies
    • 1.5k views
    • 
    • Earl
    • June 21, 2001

22. Newly established safe harbor 401(k) plan

    By R. Butler, September 7, 2001
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • September 7, 2001

23. 401(k) Plan w/ LLC with negative K1

    By mschwechter, April 27, 2005
    • 2 replies
    • 1.5k views
    • 
    • mschwechter
    • April 27, 2005

24. Trading Restrictions on Company Stock

    By RCK, January 29, 2007
    • 3 replies
    • 1.5k views
    • 
    • JanetM
    • January 30, 2007

25. Employer limits HCE contributoins

    By BG5150, January 14, 2009
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • January 15, 2009

26. Does a transfer of assets trigger a required minimum distribution

    By katieinny, February 26, 2007
    • 3 replies
    • 1.5k views
    • 
    • Bird
    • February 27, 2007

27. safe harbor quandary

    By Guest art, December 9, 1998
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • December 10, 1998

28. $205,000 Compensation Limit

    By Guest dmcmanus, June 8, 2005
    • 2 replies
    • 1.5k views
    • 
    • E as in ERISA
    • June 8, 2005

29. Calendar Year Election

    By Guest Pension Girl, March 16, 2010
    • 1 reply
    • 1.5k views
    • 
    • Tom Poje
    • March 16, 2010

30. Determining who is an HCE...

    By Guest RONNIE WASEL, November 12, 2003
    • 1 reply
    • 1.5k views
    • 
    • Tom Poje
    • November 12, 2003

31. HCE determination

    By ccassetty, July 14, 2003
    • 3 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • July 14, 2003

32. Roth IRA Rules

    By Guest scarletrose, October 11, 2006
    • 1 reply
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • October 11, 2006

33. Relying on Social Security Administration decision about disability

    By Peter Gulia, December 20, 2016   

    • claims procedure; disability
    • 8 replies
    • 1.5k views
    • 
    • hr for me
    • December 21, 2016

34. "on call" employees and determining hours of service

    By Guest MikeD, March 1, 2007
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • March 2, 2007

35. Can You Defer NOW for 2012?

    By Guest Jay345, February 25, 2013
    • 8 replies
    • 1.5k views
    • 
    • rcline46
    • February 27, 2013

36. 410(b) testing with a quarterly last day requirement

    By Guest ticket, December 28, 1998
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • December 28, 1998

37. Match as Bonus

    By austin3515, September 16, 2014
    • 7 replies
    • 1.5k views
    • 
    • austin3515
    • September 16, 2014

38. Relius/Crystal Lables

    By austin3515, March 30, 2007
    • 9 replies
    • 1.5k views
    • 
    • Fredman
    • April 3, 2007

39. Participant Death Surviving Spouse over 70.5 RMD?

    By Guest SLBRB, November 5, 2012
    • 1 reply
    • 1.5k views
    • 
    • Tom Poje
    • November 5, 2012

40. ADP correction using catch up provision

    By Guest nps, May 8, 2003
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • May 9, 2003

41. Hurricane Wilma relief

    By k man, October 27, 2005
    • 2 replies
    • 1.5k views
    • 
    • k man
    • October 27, 2005

42. Auto Rollover amendments

    By Guest sherrycash, March 14, 2005
    • 6 replies
    • 1.5k views
    • 
    • Guest
    • March 16, 2005

43. Successor plan does not want to accept deferrals from acquired plan du

    By Guest LMalone, May 9, 2001
    • 1 reply
    • 1.5k views
    • 
    • QDROphile
    • May 9, 2001

44. Lost Earnings

    By cpc0506, July 24, 2012
    • 0 replies
    • 1.5k views
    • 
    • cpc0506
    • July 24, 2012

45. Special Pay Plan

    By 30Rock, November 7, 2013
    • 1 reply
    • 1.5k views
    • 
    • mbozek
    • November 8, 2013

46. Katrina

    By stevena, November 3, 2005
    • 4 replies
    • 1.5k views
    • 
    • E as in ERISA
    • November 3, 2005

47. 401(k) contributions from a bonus

    By Santo Gold, December 8, 2004
    • 1 reply
    • 1.5k views
    • 
    • QDROphile
    • December 8, 2004

48. Safe Harbor Plan - Mid-Year Formula Change and Automatic Enrollment

    By Vlad401k, July 12, 2024
    • 4 replies
    • 1.5k views
    • 
    • Bill Presson
    • July 12, 2024

49. Federal Income Tax Treatment of Investment Advisory Fee Withdrawals?

    By Guest rrocket61, May 18, 2001
    • 1 reply
    • 1.5k views
    • 
    • Jon Chambers
    • May 18, 2001

50. Top Heavy Aggregation

    By KJohnson, February 24, 2000
    • 1 reply
    • 1.5k views
    • 
    • John A
    • March 2, 2000