401(k) Plans

19,337 topics in this forum

1. Right to Receive Copy of Form 5500-C/R

   By Guest Theresa Irvin, February 11, 1999
   • 1 reply
   • 1.5k views
   • 
   • Guest
   • February 11, 1999

2. Safe Harbor 401(k) Plan Changes its Plan Year

   By John A, March 15, 2002
   • 0 replies
   • 1.5k views
   • 
   • John A
   • March 15, 2002

3. Amending Profit Sharing Allocation Method

   By emmetttrudy, August 17, 2012
   • 2 replies
   • 1.5k views
   • 
   • Bird
   • August 18, 2012

4. Safe Harbor Contributions to Non-Existent Plan

   By Guest PJW, December 27, 2001
   • 2 replies
   • 1.5k views
   • 
   • Guest
   • December 27, 2001

5. Redemption Fees - Taxable Amount?

   By Guest jvajj, January 16, 2004
   • 2 replies
   • 1.5k views
   • 
   • Brian Gallagher
   • January 16, 2004

6. 404a5 Disclosures to "Non-Participating" Participants

   By austin3515, August 27, 2012
   • 3 replies
   • 1.5k views
   • 
   • austin3515
   • August 27, 2012

7. Employer not depositing employee deferrals - does TPA report to the DOL?

   By PamR, June 29, 2022
   • 11 replies
   • 1.5k views
   • 
   • Luke Bailey
   • July 5, 2022

8. 52-53 week year

   By Guest Diane DuFresne, October 9, 2001
   • 2 replies
   • 1.5k views
   • 
   • david rigby
   • October 10, 2001

9. Severance employer contributions?

   By Guest JurisPrude, July 5, 2005
   • 2 replies
   • 1.5k views
   • 
   • Guest
   • July 5, 2005

10. OK to varying matching contribution rates each quarter?

    By Guest halka, June 9, 1999
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • June 10, 1999

11. Common ownership

    By Guest Pat Metallic, May 11, 2005
    • 1 reply
    • 1.5k views
    • 
    • BeckyMiller
    • May 13, 2005

12. RMD Question

    By Guest KD40, September 9, 2002
    • 1 reply
    • 1.5k views
    • 
    • jaemmons
    • September 10, 2002

13. Help with Beneficiary Designation

    By Vanessa, January 23, 2025
    • 5 replies
    • 1.5k views
    • 
    • Appleby
    • January 28, 2025

14. Distribution Fees

    By Guest Runner, June 21, 2002
    • 2 replies
    • 1.5k views
    • 
    • rcline46
    • June 23, 2002

15. Trading Restrictions on Company Stock

    By RCK, January 29, 2007
    • 3 replies
    • 1.5k views
    • 
    • JanetM
    • January 30, 2007

16. Top-paid Group

    By Guest CHRISTA, March 22, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • March 22, 2000

17. Allow Union Members to Particpate, but not receive employer contribution.

    By Rai401k, June 22, 2005
    • 6 replies
    • 1.5k views
    • 
    • Guest
    • July 6, 2005

18. Participant Death

    By Guest chant44, September 16, 1999
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • September 16, 1999

19. Perhaps Contrast Amongst Loans and Hardship Distributions; May Only Employed Participants Avail of Hardship Distributions?

    By Kent Allard, February 27, 2024
    • 8 replies
    • 1.5k views
    • 
    • Paul I
    • February 28, 2024

20. "true up" matching contributions on new participants

    By Guest LLS, June 1, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • June 1, 2000

21. ACP Safe Harbor / $2,500 cap on match

    By austin3515, January 12, 2015
    • 5 replies
    • 1.5k views
    • 
    • austin3515
    • January 12, 2015

22. Incorrect Match Refund Timing

    By Guest DennisT, February 17, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • February 18, 2000

23. 401(k) Plan/SARSEP Testing

    By Guest Jean Blackwood, February 20, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • February 22, 2000

24. Sanity check - Would this work as a Safe Harbor?

    By Guest fender5150, October 29, 2007
    • 5 replies
    • 1.5k views
    • 
    • BG5150
    • November 2, 2007

25. safe harbor 401(k) to traditional 401, but wants to use safe harbor match formula

    By Lori H, May 20, 2004
    • 2 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • May 21, 2004

26. Missing Participants

    By Guest Frank Jackson, July 27, 1999
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • July 28, 1999

27. ACP failure, refund to participant, losses, 1099-R

    By pmacduff, May 17, 2023
    • 4 replies
    • 1.5k views
    • 
    • Lou S.
    • May 17, 2023

28. Asset Purchase Agreement

    By cripp12, April 7, 2004
    • 3 replies
    • 1.5k views
    • 
    • Alf
    • April 8, 2004

29. Partical plan termination, small plans

    By Stevo-PDX, January 28, 2003
    • 3 replies
    • 1.5k views
    • 
    • david rigby
    • January 28, 2003

30. Multiemployer 401(k) Plan

    By luissaha, July 29, 2013
    • 2 replies
    • 1.5k views
    • 
    • masteff
    • July 30, 2013

31. First plan year - ADP testing compensation

    By shERPA, August 3, 2015
    • 1 reply
    • 1.5k views
    • 
    • Tom Poje
    • August 3, 2015

32. Question on Unfunded Plan

    By Guest JHeller, August 23, 2010
    • 3 replies
    • 1.5k views
    • 
    • david rigby
    • August 24, 2010

33. Is a rollover from profit sharing plan to a SEP IRA permissable?

    By Guest Ted Kowalchuk, CFP, CFS,, May 17, 2006
    • 1 reply
    • 1.5k views
    • 
    • jevd
    • May 17, 2006

34. Futures and ERISA funds

    By fidu, May 3, 2002
    • 0 replies
    • 1.5k views
    • 
    • fidu
    • May 3, 2002

35. Embezzle to 401(k) plan

    By sla, February 12, 2016
    • 12 replies
    • 1.5k views
    • 
    • BG5150
    • February 15, 2016

36. non-discrim testing for salaried vs. hourly plans

    By Guest le190, February 20, 1999
    • 2 replies
    • 1.5k views
    • 
    • LCARUSI
    • February 23, 1999

37. Catch-up contributions

    By Guest jpetrancosta, June 5, 2002
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • June 5, 2002

38. Does a transfer of assets trigger a required minimum distribution

    By katieinny, February 26, 2007
    • 3 replies
    • 1.5k views
    • 
    • Bird
    • February 27, 2007

39. $205,000 Compensation Limit

    By Guest dmcmanus, June 8, 2005
    • 2 replies
    • 1.5k views
    • 
    • E as in ERISA
    • June 8, 2005

40. Fees vs. Sanctions

    By Guest Jose Rosario, July 25, 2003
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • July 25, 2003

41. Getting Participants to Sign Waiver Regarding Self-Direction of 401(k)

    By Guest McElroy, June 13, 2000
    • 2 replies
    • 1.5k views
    • 
    • Kirk Maldonado
    • June 14, 2000

42. non-trustee partner recieving commissions as rep on 401(k) plan

    By Guest Darren Graff, February 11, 1999
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • February 15, 1999

43. Why is July Such a Popular Month for 401k Rollovers?

    By DonReynolds, July 13, 2015   

    • 403b
    • roll over 401k plans
    • (and 3 more)

      Tagged with:

      • 403b
      • roll over 401k plans
      • 401k rollover
      • Popular Month for 401k
      • 403b retires
    • 4 replies
    • 1.5k views
    • 
    • Tom Poje
    • July 13, 2015

44. Diversifying out of employer stock

    By RCK, August 21, 2001
    • 1 reply
    • 1.5k views
    • 
    • BeckyMiller
    • August 27, 2001

45. SAFE HARBOR not a top-heavy plan

    By PensionNewbee, January 21, 2004
    • 9 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • January 22, 2004

46. Loan source recommendations for new plan?

    By Guest RSnyder316, June 6, 2002
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • June 7, 2002

47. Relying on Social Security Administration decision about disability

    By Peter Gulia, December 20, 2016   

    • claims procedure; disability
    • 8 replies
    • 1.5k views
    • 
    • hr for me
    • December 21, 2016

48. Issues with Mutliple Employer 401K Plans?

    By Guest ebailey, July 21, 2010
    • 5 replies
    • 1.5k views
    • 
    • Guest
    • July 22, 2010

49. Does an employer have to double up on deferrals if the payroll departm

    By Guest Tara Curran, September 6, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • September 7, 2000

50. 4K Safe Harbor Match Plan Termination

    By mschwechter, October 20, 2004
    • 4 replies
    • 1.5k views
    • 
    • mschwechter
    • October 21, 2004