401(k) Plans

19,319 topics in this forum

1. Safe Harbor Maybe - Amend to Exclude HCE's for 2018?

   By CLKent23, October 24, 2018
   • 3 replies
   • 850 views
   • 
   • CLKent23
   • October 25, 2018

2. Eligibility and Rehire Question

   By Bill D., September 24, 2020
   • 2 replies
   • 850 views
   • 
   • Gilmore
   • September 25, 2020

3. Break-In Service & Plan Re-entry

   By Danny CPA, February 16, 2011
   • 0 replies
   • 850 views
   • 
   • Danny CPA
   • February 16, 2011

4. PEPs and small TPA firm

   By LMK TPA, May 4, 2022
   • 2 replies
   • 850 views
   • 
   • Bird
   • May 6, 2022

5. first Roth Distribution

   By Jim Chad, February 23, 2009
   • 1 reply
   • 850 views
   • 
   • J Simmons
   • February 28, 2009

6. TH Minimum to New Keys

   By austin3515, October 28, 2010
   • 2 replies
   • 850 views
   • 
   • DMcGovern
   • October 28, 2010

7. Auto Enroll Notices

   By JKW, November 29, 2016
   • 2 replies
   • 850 views
   • 
   • John Feldt ERPA CPC QPA
   • December 2, 2016

8. 403b deferrals in the ABT

   By 30Rock, October 6, 2011
   • 0 replies
   • 849 views
   • 
   • 30Rock
   • October 6, 2011

9. Short Question

   By Dougsbpc, September 13, 2019
   • 4 replies
   • 849 views
   • 
   • Bri
   • September 17, 2019

10. Wrongly distributed 401K post death

    By Executor, October 10, 2024
    • 4 replies
    • 849 views
    • 
    • justanotheradmin
    • October 14, 2024

11. Form 5308

    By bitsyhaze, January 13, 2016   

    • Short Plan Year
    • Form 5308
    • 0 replies
    • 849 views
    • 
    • bitsyhaze
    • January 13, 2016

12. Start Up Safe Harbor 3% QNEC

    By TPA Bob, September 23, 2020   

    • start up safe harbor
    • 2 replies
    • 849 views
    • 
    • TPA Bob
    • September 23, 2020

13. Excise Tax on Refund of Match Deposited as a Lump-Sum after the End of the Plan Year

    By Christopher Wilson, March 15, 2022
    • 1 reply
    • 849 views
    • 
    • Lou S.
    • March 15, 2022

14. Discontinue SH Nonelective

    By austin3515, June 30, 2009
    • 1 reply
    • 849 views
    • 
    • Jim Chad
    • July 1, 2009

15. controlled group question

    By K2retire, March 12, 2015
    • 2 replies
    • 849 views
    • 
    • K2retire
    • March 12, 2015

16. Over 404 but not 415 limit

    By pensionam, June 20, 2018
    • 6 replies
    • 849 views
    • 
    • pensionam
    • June 21, 2018

17. Suggested Reading for Testing and Aggregation Topics

    By Guest jjq, March 5, 2011
    • 1 reply
    • 849 views
    • 
    • 12AX7
    • March 7, 2011

18. incorrectly calculated match

    By K2retire, July 31, 2015
    • 3 replies
    • 848 views
    • 
    • Mike Preston
    • August 1, 2015

19. Roth In-Plan Conversion

    By Guest emcelroy, October 19, 2010
    • 1 reply
    • 848 views
    • 
    • Guest
    • October 19, 2010

20. Annual Required Participant Notice Question

    By khn, September 17, 2014
    • 1 reply
    • 848 views
    • 
    • GMK
    • September 17, 2014

21. Self directed plan

    By Gary, December 11, 2009
    • 0 replies
    • 848 views
    • 
    • Gary
    • December 11, 2009

22. IRS Issues Proposed Hardship Withdrawal Rules

    By Lois Baker, November 9, 2018
    • 7 replies
    • 848 views
    • 
    • Peter Gulia
    • November 14, 2018

23. Prior Year Testing

    By CLE401kGuy, November 7, 2014
    • 1 reply
    • 848 views
    • 
    • Tom Poje
    • November 10, 2014

24. 401K Plans -- Prohibited Transactions

    By Guest John P., April 2, 2012
    • 0 replies
    • 848 views
    • 
    • Guest
    • April 2, 2012

25. ACP Test for Discretionary plus Safe Harbor Match

    By Catch22PGM, June 30, 2020   

    • safe harbor 401k
    • matching
    • (and 1 more)

      Tagged with:

      • safe harbor 401k
      • matching
      • acp test
    • 3 replies
    • 848 views
    • 
    • Catch22PGM
    • June 30, 2020

26. HCE question

    By Pammie57, February 12, 2020
    • 3 replies
    • 848 views
    • 
    • Pammie57
    • February 13, 2020

27. Newly Eligible Employees

    By justatester, October 7, 2014   

    • Business Aquistion
    • 1 reply
    • 848 views
    • 
    • Lou S.
    • October 7, 2014

28. How much time is involved in "In plan Roth Rollovers and Transfers"

    By Jim Chad, September 11, 2013
    • 1 reply
    • 847 views
    • 
    • K2retire
    • October 28, 2013

29. Electronic Delivery of IRS Notices

    By LANDO, June 4, 2024   

    • electronic disclosures
    • 2 replies
    • 847 views
    • 
    • Paul I
    • July 31, 2024

30. ADP/ACP Test

    By Guest Joanne Davey, February 28, 2003
    • 0 replies
    • 847 views
    • 
    • Guest
    • February 28, 2003

31. QSLOB treatment

    By K2retire, November 11, 2013
    • 0 replies
    • 847 views
    • 
    • K2retire
    • November 11, 2013

32. New plan beginning participant counts for 5500

    By Purplemandinga, June 21, 2019
    • 6 replies
    • 847 views
    • 
    • Below Ground
    • June 22, 2019

33. ADP Test - Determining HCE

    By metsfan026, November 13, 2023
    • 3 replies
    • 847 views
    • 
    • Paul I
    • November 13, 2023

34. 402(g) limit is exceeded

    By Jakyasar, February 13, 2023
    • 4 replies
    • 847 views
    • 
    • Nate S
    • February 16, 2023

35. Deferral accrual - part of a pay period?

    By AlbanyConsultant, November 7, 2024
    • 5 replies
    • 847 views
    • 
    • ESOP Guy
    • November 8, 2024

36. Current EACA change

    By pmacduff, May 8, 2019
    • 1 reply
    • 847 views
    • 
    • msmith
    • May 9, 2019

37. Client moved to PEO, termed prior plan, moving out of PEO starting new plan in less than 12 months

    By AlwaysLearning, March 29, 2019   

    • peo
    • 401(k)
    • 4 replies
    • 846 views
    • 
    • AlwaysLearning
    • March 29, 2019

38. 401(k) to 403(b)

    By R. Butler, May 24, 2010
    • 0 replies
    • 846 views
    • 
    • R. Butler
    • May 24, 2010

39. Investment Performance Presentation

    By MjInvestments, May 26, 2017   

    • investments
    • 5 replies
    • 846 views
    • 
    • Peter Gulia
    • May 26, 2017

40. Relius Documents - Spanish Notices

    By austin3515, November 20, 2019
    • 4 replies
    • 846 views
    • 
    • Belgarath
    • November 20, 2019

41. Timing of Amendment for Change to Match

    By metsfan026, November 3, 2025
    • 2 replies
    • 846 views
    • 
    • Ilene Ferenczy
    • November 4, 2025

42. controlled group

    By 52626, August 18, 2014
    • 3 replies
    • 846 views
    • 
    • austin3515
    • August 18, 2014

43. Loan defaulted due to administrative issue

    By katie58, November 28, 2012
    • 1 reply
    • 845 views
    • 
    • ETA Consulting LLC
    • November 28, 2012

44. No Covid distribution/loan for you

    By Mr Bagwell, April 7, 2020
    • 6 replies
    • 845 views
    • 
    • Mr Bagwell
    • April 7, 2020

45. ADP REFUNDS based on "bad" census data for 2015

    By Pammie57, August 23, 2016
    • 2 replies
    • 845 views
    • 
    • BG5150
    • August 26, 2016

46. Nonqual Distribution from Roth 401k

    By austin3515, November 3, 2012
    • 2 replies
    • 845 views
    • 
    • masteff
    • November 3, 2012

47. Sale of business as of 10/1 (stock sale) and ADP test

    By Pammie57, September 27, 2018
    • 8 replies
    • 845 views
    • 
    • QP_Guy
    • September 28, 2018

48. Sch. K-1 amounts paid for medical insurance

    By R. Butler, February 22, 2010
    • 0 replies
    • 845 views
    • 
    • R. Butler
    • February 22, 2010

49. Excluding compensation retroactive

    By karl, October 4, 2016
    • 2 replies
    • 845 views
    • 
    • karl
    • October 5, 2016

50. HCEs in both US and Puerto Rico Plan

    By justatester, January 5, 2016
    • 0 replies
    • 844 views
    • 
    • justatester
    • January 5, 2016