Correction of Plan Defects

1,781 topics in this forum

1. Upcoming EPCRS revisions -- will they apply to pre-existing violations?

   By jstorch, July 12, 2005
   • 0 replies
   • 1.4k views
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   • jstorch
   • July 12, 2005

2. top heavy - can it be self corrected?

   By k man, July 11, 2005
   • 1 reply
   • 1.4k views
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   • Bird
   • July 11, 2005

3. Failure to make distribution under 401(a)(9)

   By nancy, July 7, 2005
   • 1 reply
   • 1.5k views
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   • Tom Poje
   • July 8, 2005

4. Too Much Disc. Match

   By DTH, July 7, 2005
   • 0 replies
   • 1.2k views
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   • DTH
   • July 7, 2005

5. Mistake of contribution

   By FJR, June 30, 2005
   • 5 replies
   • 1.8k views
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   • Archimage
   • July 6, 2005

6. late filing of form 5330

   By Guest Jane Freeman, June 30, 2005
   • 5 replies
   • 3.4k views
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   • Archimage
   • July 1, 2005

7. Failure To Execute a Co-Sponsor Adoption Page

   By Guest gaham, June 30, 2005
   • 0 replies
   • 1.1k views
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   • Guest
   • June 30, 2005

8. 945 deposits not made

   By Guest mmc, June 8, 2005
   • 1 reply
   • 1.6k views
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   • WDIK
   • June 15, 2005

9. Late amender - Prototype document

   By J. Bringhurst, June 8, 2005
   • 1 reply
   • 1.6k views
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   • WDIK
   • June 13, 2005

10. bonuses excluded in applying deferral percentage

    By mariemonroe, June 7, 2005
    • 10 replies
    • 2.9k views
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    • Kirk Maldonado
    • June 10, 2005

11. Discretionary contribution made for an employee that never met the eligibility requirements.

    By Guest Moe Howard2, June 6, 2005
    • 8 replies
    • 1.9k views
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    • Guest
    • June 7, 2005

12. Deduction of Corrective Contribution

    By Guest mcw, June 1, 2005
    • 2 replies
    • 2.9k views
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    • Guest
    • June 1, 2005

13. Broker makes distribution w/o authorization...

    By chris, May 20, 2005
    • 1 reply
    • 1.5k views
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    • Guest
    • May 27, 2005

14. Missed a few years of MP funding - a "how-to" on the 5330 preparation?

    By AlbanyConsultant, May 20, 2005
    • 2 replies
    • 2.3k views
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    • SoCalActuary
    • May 26, 2005

15. Correction Method for processing distributions without spousal consent form

    By Guest chris4013, May 19, 2005
    • 4 replies
    • 1.4k views
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    • david rigby
    • May 20, 2005

16. Correction for excluded eligible employees in a safe harbor plan

    By JDuns, May 19, 2005
    • 0 replies
    • 1.5k views
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    • JDuns
    • May 19, 2005

17. VFC program

    By Guest babs51, May 13, 2005
    • 1 reply
    • 1.5k views
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    • SoCalActuary
    • May 16, 2005

18. use of forfeitures for self-correction program.

    By Guest jigpsu100, May 12, 2005
    • 2 replies
    • 1.5k views
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    • Guest
    • May 12, 2005

19. Mistake of Fact

    By Guest pjrieck, March 27, 2002
    • 15 replies
    • 10.1k views
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    • Appleby
    • May 10, 2005

20. Excess Annual Additions

    By Guest t936, May 9, 2005
    • 1 reply
    • 1.7k views
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    • WDIK
    • May 10, 2005

21. Rollover of top-heavy correction contributions

    By sloble@crowleyfleck.com, May 6, 2005
    • 4 replies
    • 1.5k views
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    • sloble@crowleyfleck.com
    • May 6, 2005

22. VCP Fees and Correction Options for EGTRRA Nonamenders

    By Guest jhinkle, April 22, 2005
    • 3 replies
    • 2.3k views
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    • Guest
    • April 27, 2005

23. Mandatory Contributions - 401(a)(17) Excess

    By wmyer, March 30, 2005
    • 4 replies
    • 2.2k views
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    • rcline46
    • April 27, 2005

24. How to correct a VCP nightmare

    By Guest Tax nerd, April 13, 2005
    • 1 reply
    • 1.5k views
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    • Guest
    • April 26, 2005

25. Exclusion of eligible employees in small employer plan

    By Guest rfemmons, February 28, 2005
    • 22 replies
    • 2.8k views
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    • jquazza
    • March 12, 2005

26. Correction and Deductions

    By Randy Watson, February 21, 2005
    • 3 replies
    • 1.7k views
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    • mbozek
    • February 22, 2005

27. Can Plan Correct Overallocation of Contributions to Participant's Account?

    By Guest rocnrols2, February 19, 2005
    • 3 replies
    • 2k views
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    • QDROphile
    • February 19, 2005

28. 401(a)(9) nonamender

    By RTK, December 9, 2004
    • 4 replies
    • 2.4k views
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    • Guest
    • February 7, 2005

29. Exclusion of eligible employees

    By Guest philc, February 3, 2005
    • 1 reply
    • 1.4k views
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    • actuarysmith
    • February 7, 2005

30. Loan in excess of maximum allowable amount

    By Guest MarkN, February 2, 2005
    • 1 reply
    • 1.2k views
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    • Guest
    • February 4, 2005

31. Wrong definition of compensation in GUST restatement

    By nancy, February 2, 2005
    • 3 replies
    • 1.6k views
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    • mbozek
    • February 3, 2005

32. Form 5330

    By wmyer, January 28, 2005
    • 1 reply
    • 1.3k views
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    • Guest
    • February 1, 2005

33. Loan Check Issued in Excess of Plan's Limit of Maximum Number of Loans Outstanding

    By Guest rocnrols2, January 31, 2005
    • 1 reply
    • 1.2k views
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    • QDROphile
    • January 31, 2005

34. VFCP

    By Guest lindamichals, January 25, 2005
    • 1 reply
    • 1.4k views
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    • jaemmons
    • January 25, 2005

35. Payment of 4975 Taxes

    By Guest curious jorge, January 18, 2005
    • 1 reply
    • 1.3k views
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    • mbozek
    • January 19, 2005

36. Top Heavy--Wrong Defn of Compensation

    By sloble@crowleyfleck.com, January 13, 2005
    • 0 replies
    • 1.3k views
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    • sloble@crowleyfleck.com
    • January 13, 2005

37. employer did not disclose employees as union employees

    By Guest lindamichals, January 6, 2005
    • 8 replies
    • 1.8k views
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    • SoCalActuary
    • January 13, 2005

38. Sanction Amount For Audit Cap

    By mming, August 16, 2004
    • 3 replies
    • 3.1k views
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    • mming
    • January 12, 2005

39. TRA '86 Nonamender and RMD Failure

    By Christine Roberts, January 4, 2005
    • 1 reply
    • 1.6k views
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    • Alf
    • January 4, 2005

40. How to allocate DOL assessed late earnings calculated at a plan level

    By Guest lpickell, December 14, 2004
    • 1 reply
    • 1.3k views
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    • E as in ERISA
    • December 15, 2004

41. Correction of Contributions

    By Guest rocnrols2, December 1, 2004
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • December 9, 2004

42. Prohibited Transactions

    By J. Bringhurst, November 18, 2004
    • 1 reply
    • 1.6k views
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    • mbozek
    • November 18, 2004

43. Union employees considered ineligible but allowed to defer

    By msmith, November 18, 2004
    • 0 replies
    • 988 views
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    • msmith
    • November 18, 2004

44. Earnings on Late Deferrals

    By J. Bringhurst, November 11, 2004
    • 10 replies
    • 2.1k views
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    • J. Bringhurst
    • November 17, 2004

45. Lost Schedules and DFVCP

    By sloble@crowleyfleck.com, November 11, 2004
    • 2 replies
    • 1.2k views
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    • sloble@crowleyfleck.com
    • November 14, 2004

46. Discovery of "Non-record keeping" Loan to HCE - how to correct?

    By Guest rfemmons, November 12, 2004
    • 1 reply
    • 1.2k views
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    • Belgarath
    • November 12, 2004

47. Defined Benefit Plan Early Retirement Window- Demographic error- whats the correction?

    By Guest PALAWYER, November 11, 2004
    • 1 reply
    • 1.9k views
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    • david rigby
    • November 12, 2004

48. How do you correct excess deferrals from 4 years ago for accounts that have been distributed?

    By katieinny, November 8, 2004
    • 4 replies
    • 1.4k views
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    • J. Bringhurst
    • November 11, 2004

49. "Hard Wired" Safe Harbor Election?

    By ERISA1, November 9, 2004
    • 4 replies
    • 1.5k views
    • 
    • Tom Poje
    • November 9, 2004

50. Question on Allocation of Earnings on Late Deposits

    By Archimage, November 1, 2004
    • 1 reply
    • 1.6k views
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    • jquazza
    • November 2, 2004