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Correction of Plan Defects

1,782 topics in this forum

  1. over-contributed QNEC

    By DMcGovern,
    • 1 reply
    • 477 views

  2. Audit CAP Maximum Penalty

    By Ananda,
    • 1 reply
    • 1.1k views

  3. Self Correction Of Defaulted Loan

    By mming,
    • 0 replies
    • 470 views

  4. Initial failure to adopt a Qualified Plan

    By JustMe,
    • 10 replies
    • 2.7k views

  5. To disclose or not to disclose?

    By DazedConfused,
    • 1 reply
    • 556 views

  6. Is self-correction of an operational failure ok after plan termination?

    By Roxie99,
    • 1 reply
    • 701 views

  7. Missed deferral opportunity - pre-tax and after-tax?

    By Roxie99,
    • 1 reply
    • 532 views

  8. 5330 - Filer Signature Electronic?

    By Leopurrd-401k,
    • 0 replies
    • 636 views

  9. VCP Filing for missed PPA restatement

    By bzorc,
    • 3 replies
    • 1k views

  10. SCP Not in EPCRS Specifically

    By austin3515,
    • 2 replies
    • 920 views

  11. 401(k) on ineligible nontaxable comp refunded - tax treatment

    By TPApril,
    • 1 reply
    • 512 views
    • Bri
    • Bri

  12. SCP correction - retroactive adoption of plan

    By Ananda,
    • 11 replies
    • 2.4k views

  13. Late Plan Contributions and DOL VFCP?

    By Ananda,
    • 12 replies
    • 2k views

  14. Missed Deferral Opportunity

    By DJL,
    • 4 replies
    • 1.7k views

  15. First hardship amendment issue

    By MarkS,
    • 5 replies
    • 782 views

  16. Profit Sharing valuation date

    By Zimkap,
    • 3 replies
    • 1k views

  17. Self Correction or VCP?

    By ElaineW,
    • 2 replies
    • 1.6k views

  18. Duplication of RMD payments

    By cathyw,
    • 3 replies
    • 842 views

  19. Impermissible in-service withdrawal

    By Belgarath,
    • 12 replies
    • 1.7k views

  20. Is anyone seeing DOL investigations after VFCP letter received (late deferrals)?

    By jkharvey,
    • 0 replies
    • 581 views

  21. late excess deferral correction

    By Draper55,
    • 2 replies
    • 698 views

  22. Late deposits--how many days late?

    By BG5150,
    • 11 replies
    • 1.8k views

  23. New EPCRS Rev Proc 2021-30

    By RatherBeGolfing,
    • 4 replies
    • 1k views

  24. document non-amender under audit; audit cap

    By Santo Gold,
    • 2 replies
    • 721 views

  25. plan document incorrectly drafted to have auto enrollment

    By Santo Gold,
    • 11 replies
    • 1.5k views

  26. Missed deferral election - Auto Enrollment Plan

    By Gilmore,
    • 2 replies
    • 707 views

  27. VFCP - late deposit of deferrals

    By Belgarath,
    • 12 replies
    • 1.7k views

  28. Form 5330 not extended - what to do?

    By M Norton,   
    • 3 replies
    • 1.7k views

  29. "Clawing back" funds contributed erroneously to participants for many years

    By Belgarath,
    • 5 replies
    • 901 views

  30. Plan has not been attended for years - what to do to bring it up-to-date?

    By Jakyasar,
    • 5 replies
    • 671 views

  31. 415 limit failure across 2 plans

    By J. C. Allen,
    • 1 reply
    • 814 views

  32. Retroactive Amendment to Exclude HCEs

    By David Olive,
    • 1 reply
    • 787 views

  33. how to correct late deposit issue after plan terminates

    By mariemonroe,
    • 0 replies
    • 493 views

  34. Failure to Implement Elective Deferral - Impact of Compensation Limit

    By Gruegen,
    • 3 replies
    • 897 views

  35. How far back?

    By jpod,
    • 16 replies
    • 7.8k views

  36. Missed earnings for late deposits

    By cathyw,
    • 11 replies
    • 1.4k views

  37. Adoption of plan by new controlled group member = "plan amendment" under 1.401(a)(4)-11(g)?

    By Luke Bailey,
    • 14 replies
    • 1.7k views

  38. Correction of Plan Type Erroneously Selected by Prior Service Provider in IRS Determination Letter Submission

    By rocknrolls2,
    • 0 replies
    • 525 views

  39. Correction of SIMPLE After Crossing the 100-Employee Threshold

    By 401 Chaos,
    • 0 replies
    • 668 views

  40. Earnings Adjustment - Actual vs. DOL Calculator

    By waid10,
    • 5 replies
    • 1.5k views

  41. Can forfeitures be used for late deferral corrections?

    By BG5150,
    • 5 replies
    • 2.4k views

  42. Plan doesn't permit QNECs

    By BTG,
    • 4 replies
    • 902 views

  43. VCP status inquiry line

    By t.haley,
    • 3 replies
    • 955 views

  44. Retention of Plan Documents

    By Benefits Vet,
    • 2 replies
    • 753 views

  45. can former shareholders of plan sponsor be held liable for plan error in this circumstance?

    By mariemonroe,
    • 5 replies
    • 993 views

  46. Waiver of 401(a)(9) Penalties for Employee Owner under VCP

    By Benefits Vet,
    • 1 reply
    • 610 views

  47. Correction of Plan Back to 2014

    By ErnieG,
    • 2 replies
    • 818 views

  48. SCP- operational failure on bonuses for 401k deferral

    By B21,
    • 2 replies
    • 1.2k views

  49. Impermissible Distribution

    By waid10,
    • 23 replies
    • 19k views

  50. Salary Deferral Excess corrected under EPCRS--what 1099R code?

    By BG5150,
    • 2 replies
    • 572 views
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