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Correction of Plan Defects

1,797 topics in this forum

  1. Ineligible after-tax contribution

    By Belgarath,
    • 3 replies
    • 1.1k views

  2. Operational failure corrected by retro amendment for HCEs and corrective contribution for NHCEs?

    By t.haley,
    • 1 reply
    • 956 views

  3. Retroactive amendment, self-correction, pre-approved plan - determination letter?

    By t.haley,
    • 6 replies
    • 3.6k views

  4. Reversion, suspense account, or other?

    By John Feldt ERPA CPC QPA,   
    • 2 replies
    • 1.2k views

  5. 5330 - late deposit of deferrals

    By Belgarath,
    • 11 replies
    • 9.2k views

  6. Correction when employee never enrolls

    By Sidney,
    • 4 replies
    • 1.9k views

  7. Failed ACP -Using QMAC for correction

    By BShawn,   
    • 6 replies
    • 2.5k views

  8. IRS Contacts?

    By Carol V. Calhoun,
    • 2 replies
    • 1.6k views

  9. VCP QNEC deposit

    By Sue,
    • 1 reply
    • 971 views

  10. Discrepancy between comp in plan document and operation

    By Flyboyjohn,   
    • 2 replies
    • 1.3k views

  11. Calculation of earnings on late deposits

    By BookReader,
    • 3 replies
    • 1.3k views

  12. RMD

    By CJS07,   
    • 1 reply
    • 979 views

  13. Distribution paid by employer not plan

    By pam@bbm,
    • 8 replies
    • 2k views

  14. Missing Trustee (and assets)! How to "distribute"/correct?

    By ERISAatty,
    • 1 reply
    • 905 views

  15. Plan document or employer eligibility failure?

    By Flyboyjohn,   
    • 4 replies
    • 1.4k views

  16. EPCRS Safe Harbors -- Catch-ups?

    By casey72,
    • 3 replies
    • 1.7k views

  17. Nonamender Problem

    By Below Ground,   
    • 9 replies
    • 2.1k views

  18. Overfunded and Terminated Money Purchase Plan

    By ESI2015,
    • 6 replies
    • 1.5k views

  19. VCP & Did not let someone into the plan

    By jeff77,
    • 1 reply
    • 1k views

  20. Correcting Opertional Failures

    By Cobras59,
    • 3 replies
    • 1.1k views

  21. Late matching contributions

    By Carol V. Calhoun,
    • 5 replies
    • 2.2k views
    • K2
    • K2

  22. Operational Failure - failure to stop deferrals

    By Guest nathang,
    • 5 replies
    • 2.3k views

  23. Correction of Annuity Rolled to IRA

    By Kudos26,
    • 0 replies
    • 704 views

  24. 403(b) Plan to Be Amended to Allow Deferrals

    By rocknrolls2,
    • 0 replies
    • 990 views

  25. QDIA Failure

    By AKconsult,
    • 2 replies
    • 1k views
    • K2
    • K2

  26. Close Years, Open Years for IRS Audit

    By Below Ground,   
    • 10 replies
    • 3.2k views

  27. Allowed to defer early--correction?

    By BG5150,
    • 4 replies
    • 1k views

  28. Roth in document, but not offered right away

    By John Feldt ERPA CPC QPA,   
    • 1 reply
    • 1.1k views
    • K2
    • K2

  29. VCP Fee for Loan Default

    By Gilmore,
    • 6 replies
    • 2.5k views

  30. EPCRS - earnings, "lag time" in deposit

    By t.haley,
    • 3 replies
    • 1.2k views

  31. Rev. Proc. 2015-28 Notice Timing

    By EBECatty,
    • 1 reply
    • 1.6k views

  32. Not following cash-out rules

    By BG5150,
    • 8 replies
    • 1.7k views
    • K2
    • K2

  33. Low excise tax on deferrals, give it to the partic and no 5330?

    By BG5150,
    • 3 replies
    • 1.7k views

  34. Due date for top heavy minimum

    By R. Butler,
    • 5 replies
    • 4.4k views

  35. Missing SIMPLE deferrals & match since 2004

    By Guest bmurphy61,
    • 1 reply
    • 2k views

  36. ECRS "small benefits"

    By t.haley,
    • 0 replies
    • 922 views

  37. Failure to implement auto enroll, but employees since terminated

    By t.haley,
    • 1 reply
    • 1.3k views

  38. Failure to file Forms 1099-R and Form 945

    By MarZDoates,
    • 0 replies
    • 866 views

  39. Client changed payroll timing and didn't deduct deferrals for everyone

    By pam@bbm,
    • 3 replies
    • 1.1k views

  40. No SIMPLE-IRA document

    By Belgarath,   
    • 2 replies
    • 963 views

  41. Missed deferrals and W2

    By ewatson12,
    • 1 reply
    • 920 views

  42. Person has no document

    By Earl,
    • 11 replies
    • 2.4k views

  43. Earnings for missed deferral opportunity when plan's ROR is negative

    By Trisports,   
    • 0 replies
    • 1k views

  44. Depositing Corrections Before or After VCP Submission

    By IhrtERISA,   
    • 3 replies
    • 2.1k views

  45. Supplementing a VCP for an additional failure

    By IhrtERISA,
    • 1 reply
    • 1.4k views

  46. VCP as part of plan termination?

    By Dougsbpc,
    • 6 replies
    • 2k views

  47. RMD failure beneficiaries

    By Scuba 401,
    • 2 replies
    • 1.6k views

  48. Tracking and Expediting VCP Application

    By J Simmons,
    • 0 replies
    • 914 views

  49. Distribution to non-participant

    By kmhaab,   
    • 10 replies
    • 3.2k views

  50. small SH plan. failed to withhold from all participants

    By Lori H,
    • 1 reply
    • 1.2k views
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