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Correction of Plan Defects

1,791 topics in this forum

  1. Small plan with short plan year starts making deposits late.

    By kwalified,
    • 6 replies
    • 770 views

  2. Participating Employer failure to sign adoption agreement

    By IhrtERISA,   
    • 1 reply
    • 1.6k views

  3. ACP Refund Correction

    By jmartin,
    • 1 reply
    • 898 views

  4. Audit CAP - Calculation of Maximum Payment Amount

    By rocknrolls2,
    • 0 replies
    • 1k views

  5. Limit on One-to-One QNEC Amounts?

    By ETA Consulting LLC,
    • 1 reply
    • 821 views

  6. Audit CAP -- Position Paper and Method of Calculation

    By rocknrolls2,
    • 0 replies
    • 888 views

  7. Correction by Retroactive Amendment - Limitation to Impacted Employees?

    By rocknrolls2,
    • 1 reply
    • 960 views

  8. PPA Nonamender - How complete Schedule 2?

    By benefitz,
    • 0 replies
    • 735 views

  9. Max loan taken, included some ineligible contributions

    By RLD513,
    • 1 reply
    • 611 views

  10. Should we amend 5500 or make QNEC

    By pam@bbm,
    • 2 replies
    • 1.7k views

  11. Is this an Overpayment under EPCRS? How correct if rolled to IRA?

    By Guest TaxedToDeath,
    • 3 replies
    • 2.5k views

  12. VFCP for missed match/lost earnings?

    By IhrtERISA,   
    • 1 reply
    • 1.3k views

  13. "Amount Involved" in late contributions for 5330

    By BG5150,
    • 4 replies
    • 2.8k views

  14. Loan policy not followed

    By John Feldt ERPA CPC QPA,   
    • 3 replies
    • 1.7k views

  15. Loan to "disqualified person" & violation of Code 72(p)

    By Spodie,   
    • 0 replies
    • 1.4k views

  16. Correction for failure to implement Roth deferral election correctly

    By Spodie,   
    • 0 replies
    • 1.8k views

  17. Operational Failure - 401(k) Plan

    By Belgarath,
    • 6 replies
    • 1.7k views

  18. Lost Earnings on Late Deposits

    By DocumentDiva,
    • 8 replies
    • 3.2k views

  19. 401(a) plan merged into 403(b) plan - how to correct

    By taxllm,
    • 5 replies
    • 1.4k views

  20. failure to permit an employee to make a deferral election...same correction for Rehired?

    By Lori H,
    • 0 replies
    • 587 views

  21. VFCP

    By PFranckowiak,
    • 2 replies
    • 911 views

  22. Ineligible participant makes deferrals--correct by distribution--Match?

    By jkharvey,
    • 2 replies
    • 1.1k views

  23. VCP for Simple IRA

    By Gilmore,
    • 2 replies
    • 1.1k views

  24. 404 Deduction - Audit CAP

    By justanotheradmin,
    • 1 reply
    • 831 views

  25. Missed Match - Allowed to Defer

    By HappyCPC,
    • 2 replies
    • 1.4k views

  26. Form 5330

    By jpod,
    • 2 replies
    • 1.5k views

  27. Correction of investment errors

    By Carol V. Calhoun,
    • 0 replies
    • 796 views

  28. Rev Proc 2015-28 - Affirmative Elections "in lieu of" Automatic Contribution

    By dcoderre,   
    • 6 replies
    • 2.5k views

  29. "Bug" in DOL Lost Earnings Calculator?

    By EPCRSGuru,
    • 2 replies
    • 1.2k views

  30. Late Amender- deadlines and effective dates

    By Flyboyjohn,
    • 2 replies
    • 1k views

  31. Missed Deferral Opp from 5 years ago.

    By Rai401k,
    • 1 reply
    • 1k views

  32. Early Participation of HCE

    By BLM,
    • 1 reply
    • 998 views

  33. missed deferral (auto-enrollment) earnings adjustment

    By DMcGovern,
    • 0 replies
    • 1.1k views

  34. non-safe harbor 401(k), no HC contributions

    By Belgarath,
    • 7 replies
    • 1.7k views

  35. Sole 401(k) not Red Cup

    By cdavis25,
    • 8 replies
    • 1.6k views

  36. SEP - ineligible employer

    By Belgarath,
    • 0 replies
    • 791 views

  37. EPCRS Correction

    By T.J. Orr,   
    • 1 reply
    • 1.2k views

  38. QNEC - missed deferrals

    By hunter001,
    • 0 replies
    • 1k views

  39. Brother as Investment Broker for 401(k) Plan

    By ogilviesann,
    • 1 reply
    • 988 views

  40. "Reasonable" estimate of earnings needed

    By BG5150,
    • 5 replies
    • 1.7k views

  41. Current IRS Position on Scrivener's Errors Under EPCRS

    By EBECatty,
    • 4 replies
    • 3.1k views

  42. Deferrals made in December, but 401k Provisions not yet effective

    By jkharvey,
    • 1 reply
    • 831 views

  43. Successor Employer

    By Dougsbpc,   
    • 0 replies
    • 809 views

  44. Deferrals made to Profit Sharing Plan (not 401K Plan)

    By LauraERPA,
    • 0 replies
    • 740 views

  45. Correction of Failure to Implement Deferral Election

    By Spodie,   
    • 5 replies
    • 2k views

  46. Participating employer situation

    By Belgarath,
    • 4 replies
    • 1.6k views

  47. Second VCP same plan

    By JJRetirement,   
    • 2 replies
    • 1.2k views

  48. Impermissible Distribution from Money Purchase

    By DLavigne,
    • 1 reply
    • 1k views

  49. Failure to follow plan loan policy - EPCRS?

    By t.haley,
    • 1 reply
    • 1.3k views

  50. Failed ACP test correction after 1 year: questions

    By BG5150,
    • 9 replies
    • 2.5k views
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