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Correction of Plan Defects

1,793 topics in this forum

  1. Missed Deferral Opportunity - Solo 401(k)

    By David Olive,
    • 8 replies
    • 1.4k views

  2. SEP excluded employees

    By Bird,
    • 11 replies
    • 1.1k views

  3. Missed Deferral Opportunity - How far back do we go

    By Santo Gold,
    • 5 replies
    • 1.9k views

  4. Elective Deferral on a Bonus that is later Clawed Back.

    By HCE,
    • 4 replies
    • 1.2k views

  5. Increased TE/GE Enforcement

    By Christine Roberts,
    • 8 replies
    • 1.3k views

  6. Missed Deferral Correction For Terminated Participant

    By LeesuhOB,
    • 4 replies
    • 1.8k views
    • Bri
    • Bri

  7. Recordkeeper pays missed earnings?

    By cathyw,
    • 3 replies
    • 1.2k views

  8. QACA matched only up to 5% instead of 6% of compensation

    By Trisports,
    • 3 replies
    • 944 views

  9. Retroactive amendment that is not corrective

    By Ananda,
    • 3 replies
    • 1.8k views

  10. terminating a plan w/out formal correction application

    By TPApril,
    • 7 replies
    • 1.2k views

  11. deferrals improperly withheld from post-severance compensation - correction?

    By t.haley,
    • 2 replies
    • 2.7k views

  12. over-contributed QNEC

    By DMcGovern,
    • 1 reply
    • 633 views

  13. Audit CAP Maximum Penalty

    By Ananda,
    • 1 reply
    • 1.4k views

  14. Self Correction Of Defaulted Loan

    By mming,
    • 0 replies
    • 607 views

  15. Initial failure to adopt a Qualified Plan

    By JustMe,
    • 10 replies
    • 3.2k views

  16. To disclose or not to disclose?

    By DazedConfused,
    • 1 reply
    • 685 views

  17. Is self-correction of an operational failure ok after plan termination?

    By Roxie99,
    • 1 reply
    • 897 views

  18. Missed deferral opportunity - pre-tax and after-tax?

    By Roxie99,
    • 1 reply
    • 704 views

  19. 5330 - Filer Signature Electronic?

    By Leopurrd-401k,
    • 0 replies
    • 813 views

  20. VCP Filing for missed PPA restatement

    By bzorc,
    • 3 replies
    • 1.2k views

  21. SCP Not in EPCRS Specifically

    By austin3515,
    • 2 replies
    • 1.1k views

  22. 401(k) on ineligible nontaxable comp refunded - tax treatment

    By TPApril,
    • 1 reply
    • 680 views
    • Bri
    • Bri

  23. SCP correction - retroactive adoption of plan

    By Ananda,
    • 11 replies
    • 3k views

  24. Late Plan Contributions and DOL VFCP?

    By Ananda,
    • 12 replies
    • 2.6k views

  25. Missed Deferral Opportunity

    By DJL,
    • 4 replies
    • 2.1k views

  26. First hardship amendment issue

    By MarkS,
    • 5 replies
    • 975 views

  27. Profit Sharing valuation date

    By Zimkap,
    • 3 replies
    • 1.2k views

  28. Self Correction or VCP?

    By ElaineW,
    • 2 replies
    • 1.7k views

  29. Duplication of RMD payments

    By cathyw,
    • 3 replies
    • 1k views

  30. Impermissible in-service withdrawal

    By Belgarath,
    • 12 replies
    • 2.1k views

  31. Is anyone seeing DOL investigations after VFCP letter received (late deferrals)?

    By jkharvey,
    • 0 replies
    • 734 views

  32. late excess deferral correction

    By Draper55,
    • 2 replies
    • 893 views

  33. Late deposits--how many days late?

    By BG5150,
    • 11 replies
    • 2.1k views

  34. New EPCRS Rev Proc 2021-30

    By RatherBeGolfing,
    • 4 replies
    • 1.3k views

  35. document non-amender under audit; audit cap

    By Santo Gold,
    • 2 replies
    • 882 views

  36. plan document incorrectly drafted to have auto enrollment

    By Santo Gold,
    • 11 replies
    • 1.8k views

  37. Missed deferral election - Auto Enrollment Plan

    By Gilmore,
    • 2 replies
    • 892 views

  38. VFCP - late deposit of deferrals

    By Belgarath,
    • 12 replies
    • 2.1k views

  39. Form 5330 not extended - what to do?

    By M Norton,   
    • 3 replies
    • 1.9k views

  40. "Clawing back" funds contributed erroneously to participants for many years

    By Belgarath,
    • 5 replies
    • 1.1k views

  41. Plan has not been attended for years - what to do to bring it up-to-date?

    By Jakyasar,
    • 5 replies
    • 826 views

  42. 415 limit failure across 2 plans

    By J. C. Allen,
    • 1 reply
    • 924 views

  43. Retroactive Amendment to Exclude HCEs

    By David Olive,
    • 1 reply
    • 968 views

  44. how to correct late deposit issue after plan terminates

    By mariemonroe,
    • 0 replies
    • 597 views

  45. Failure to Implement Elective Deferral - Impact of Compensation Limit

    By Gruegen,
    • 3 replies
    • 1.3k views

  46. How far back?

    By jpod,
    • 16 replies
    • 8.5k views

  47. Missed earnings for late deposits

    By cathyw,
    • 11 replies
    • 1.8k views

  48. Adoption of plan by new controlled group member = "plan amendment" under 1.401(a)(4)-11(g)?

    By Luke Bailey,
    • 14 replies
    • 2.2k views

  49. Correction of Plan Type Erroneously Selected by Prior Service Provider in IRS Determination Letter Submission

    By rocknrolls2,
    • 0 replies
    • 641 views

  50. Correction of SIMPLE After Crossing the 100-Employee Threshold

    By 401 Chaos,
    • 0 replies
    • 853 views
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