Correction of Plan Defects

1,781 topics in this forum

1. Late Contributions & 6621(a)(2) Tax Rate

   By Guest ChopperPilot, August 25, 2003
   • 2 replies
   • 1.7k views
   • 
   • Guest
   • August 26, 2003

2. Mistake of Fact

   By Guest At Peace, August 21, 2003
   • 4 replies
   • 1.5k views
   • 
   • Tom Poje
   • August 22, 2003

3. VFC

   By Guest cease, August 4, 2003
   • 4 replies
   • 1.8k views
   • 
   • Guest
   • August 18, 2003

4. Top heavy minimums

   By Guest tcunagin, August 6, 2003
   • 1 reply
   • 1.3k views
   • 
   • R. Butler
   • August 6, 2003

5. Another Late Amender Qt.

   By Guest mab, July 25, 2003
   • 0 replies
   • 1k views
   • 
   • Guest
   • July 25, 2003

6. Excise Tax on Late Employer Contributions?

   By Guest sammy, July 8, 2003
   • 2 replies
   • 4.5k views
   • 
   • mbozek
   • July 24, 2003

7. Late Amender User Fee

   By J2D2, July 10, 2003
   • 1 reply
   • 1.4k views
   • 
   • Guest
   • July 18, 2003

8. failure to obtain spousal consent

   By Guest lindamichals, July 16, 2003
   • 5 replies
   • 2k views
   • 
   • E as in ERISA
   • July 16, 2003

9. Rev. Proc. 2003-44 -- SIMPLE Plans covered

   By Guest HRlawguy, July 15, 2003
   • 0 replies
   • 946 views
   • 
   • Guest
   • July 15, 2003

10. Interest Rate on Plan Loans

    By Guest At Peace, June 10, 2003
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • June 26, 2003

11. IRS Position on Late Amendment

    By Guest gaham, June 17, 2003
    • 9 replies
    • 2.3k views
    • 
    • KJohnson
    • June 20, 2003

12. Excluded Employee Participating in DC Plan

    By Guest ralar, June 2, 2003
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • June 2, 2003

13. City Hall pension

    By Guest skylynx, May 26, 2003
    • 10 replies
    • 2.4k views
    • 
    • GBurns
    • May 28, 2003

14. Calculating earnings on excess contributions

    By katieinny, May 28, 2003
    • 2 replies
    • 1.2k views
    • 
    • katieinny
    • May 28, 2003

15. Change in beneficiary

    By Guest amyjop, May 27, 2003
    • 3 replies
    • 1.4k views
    • 
    • david rigby
    • May 27, 2003

16. ADP Refunds

    By Archimage, May 23, 2003
    • 3 replies
    • 1.3k views
    • 
    • Mike Preston
    • May 25, 2003

17. Failing ADP corrections

    By Guest DIGMYDOG, May 13, 2003
    • 1 reply
    • 1.1k views
    • 
    • Mike Preston
    • May 14, 2003

18. Retroactive Amendments

    By oriecat, May 7, 2003
    • 7 replies
    • 2.3k views
    • 
    • oriecat
    • May 9, 2003

19. Incorrect Match Allocation

    By Guest ANNEBV, May 7, 2003
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • May 7, 2003

20. Ineligible Participation

    By KateSmithPA, April 21, 2003
    • 4 replies
    • 2k views
    • 
    • KateSmithPA
    • April 24, 2003

21. Retroactive Amendments under SCP

    By davef, April 23, 2003
    • 0 replies
    • 1.4k views
    • 
    • davef
    • April 23, 2003

22. Missed After-Tax Contributions

    By Guest rocnrols2, April 22, 2003
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • April 23, 2003

23. Early entrant into 2 person profit sharing...

    By Guest RONNIE WASEL, April 14, 2003
    • 1 reply
    • 1k views
    • 
    • Mike Preston
    • April 14, 2003

24. HCE dies before ADP refund is made

    By Guest pjg, April 11, 2003
    • 1 reply
    • 1.2k views
    • 
    • mbozek
    • April 12, 2003

25. One man profit sharing plan that exceeded 415

    By Guest THess, March 24, 2003
    • 8 replies
    • 1.7k views
    • 
    • Mike Preston
    • April 6, 2003

26. Aftermath of a DFVC Filing

    By mming, April 4, 2003
    • 2 replies
    • 1.2k views
    • 
    • Kirk Maldonado
    • April 6, 2003

27. Missed MRD and 1099-R

    By Guest Pensions in Paradise, April 4, 2003
    • 3 replies
    • 2.1k views
    • 
    • KJohnson
    • April 4, 2003

28. Plan EIN

    By oriecat, April 4, 2003
    • 0 replies
    • 933 views
    • 
    • oriecat
    • April 4, 2003

29. Amendment Not Executed

    By Dougsbpc, April 3, 2003
    • 0 replies
    • 1k views
    • 
    • Dougsbpc
    • April 3, 2003

30. Esop Plan Contribution Deposited Twice

    By Guest ctbno1, March 27, 2003
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • March 27, 2003

31. Worth it to file VFCP with DOL?

    By chris, March 18, 2003
    • 5 replies
    • 2.8k views
    • 
    • KJohnson
    • March 27, 2003

32. failed top-heavy test corrections

    By PensionNewbee, March 17, 2003
    • 3 replies
    • 2.2k views
    • 
    • Guest
    • March 21, 2003

33. Catch-up Contributions Credited as After-Tax Contributions

    By Guest rocnrols2, March 19, 2003
    • 7 replies
    • 1.5k views
    • 
    • Mike Preston
    • March 21, 2003

34. Mistaken contributions...

    By Guest RONNIE WASEL, March 17, 2003
    • 0 replies
    • 922 views
    • 
    • Guest
    • March 17, 2003

35. Failure discovered after VCP submission

    By Guest tonjer, March 3, 2003
    • 5 replies
    • 1.8k views
    • 
    • Guest
    • March 17, 2003

36. Contributed too much to Safe Harbor

    By KateSmithPA, March 6, 2003
    • 2 replies
    • 981 views
    • 
    • KateSmithPA
    • March 6, 2003

37. PTE for the sale of assets between a plan and a party-in-interest.

    By Guest Thornton, March 5, 2003
    • 1 reply
    • 931 views
    • 
    • Belgarath
    • March 5, 2003

38. Failure to File Form 5500 - Referral Needed

    By Guest JasonCollins, February 27, 2003
    • 5 replies
    • 1.5k views
    • 
    • Guest
    • February 28, 2003

39. Late Amender

    By Guest Lex, February 27, 2003
    • 2 replies
    • 1.1k views
    • 
    • Guest
    • February 27, 2003

40. Tax with holding

    By Guest pbd, February 25, 2003
    • 5 replies
    • 1.6k views
    • 
    • QDROphile
    • February 27, 2003

41. Participant's Lie Results in No Spousal Consent

    By Scott, February 26, 2003
    • 15 replies
    • 6.2k views
    • 
    • mbozek
    • February 27, 2003

42. Mistaken Profit Sharing Contribution

    By Guest ama, February 26, 2003
    • 5 replies
    • 2k views
    • 
    • jpod
    • February 27, 2003

43. Over-funded Contribution

    By Archimage, February 24, 2003
    • 4 replies
    • 1.3k views
    • 
    • Archimage
    • February 25, 2003

44. One Year Hold-out and 401(k)

    By Guest rocnrols2, February 19, 2003
    • 2 replies
    • 3.2k views
    • 
    • Guest
    • February 20, 2003

45. Overpaid bene

    By Guest rocnrols2, February 19, 2003
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • February 20, 2003

46. OVer-deduction of 401(k) deferrals

    By Guest rocnrols2, February 19, 2003
    • 1 reply
    • 1k views
    • 
    • david rigby
    • February 19, 2003

47. Impermissible distribution

    By Guest Boilerburm, February 17, 2003
    • 2 replies
    • 1.3k views
    • 
    • Mike Preston
    • February 19, 2003

48. Late SHNEC

    By Archimage, February 17, 2003
    • 4 replies
    • 1.3k views
    • 
    • Tom Poje
    • February 17, 2003

49. Filing Form 5330 after DOL audit

    By R. Butler, January 13, 2003
    • 1 reply
    • 1.6k views
    • 
    • E as in ERISA
    • January 13, 2003

50. Exclusion of a group of eligible employees

    By Guest philc, January 9, 2003
    • 1 reply
    • 1.2k views
    • 
    • mbozek
    • January 10, 2003