Correction of Plan Defects

1,781 topics in this forum

1. Seeking referral

   By SMB, November 14, 2008
   • 2 replies
   • 1.6k views
   • 
   • K2retire
   • November 14, 2008

2. 402(g) Failure

   By Guest KJNFLA, November 10, 2008
   • 3 replies
   • 2.3k views
   • 
   • Guest
   • November 12, 2008

3. Vesting schedule applied to Safe Harbor

   By CJS07, November 6, 2008
   • 2 replies
   • 1.9k views
   • 
   • Guest
   • November 6, 2008

4. Failure to Adopt Proposed Restatement

   By Guest mbg76, November 6, 2008
   • 0 replies
   • 1.1k views
   • 
   • Guest
   • November 6, 2008

5. Audit CAP sanction for nonamender

   By Guest Laura Goalen-Anderson, October 21, 2008
   • 1 reply
   • 2.4k views
   • 
   • Guest
   • October 21, 2008

6. Excluded Eligible Employee

   By Guest ebailey, October 9, 2008
   • 1 reply
   • 1.4k views
   • 
   • DMcGovern
   • October 9, 2008

7. Loan to Plan Sponsor in 2005 - Still not repaid

   By Guest notapensiongeek, October 7, 2008
   • 3 replies
   • 1.1k views
   • 
   • Guest
   • October 7, 2008

8. Corporate Trustee: no GUST/EGTRRA restatement

   By Lori H, October 6, 2008
   • 1 reply
   • 1k views
   • 
   • J Simmons
   • October 6, 2008

9. "Late" safe harbor non elective

   By Guest dhall, October 3, 2008
   • 2 replies
   • 2k views
   • 
   • K2retire
   • October 3, 2008

10. Failed ADP Test failure to distribute timely

    By zimbo, September 26, 2008
    • 3 replies
    • 2k views
    • 
    • Guest
    • October 2, 2008

11. Return of Overpayments under EPCRS

    By jlea, September 22, 2008
    • 17 replies
    • 3.9k views
    • 
    • jlea
    • October 1, 2008

12. Hardship Proof

    By Guest lindamichals, September 19, 2008
    • 14 replies
    • 5.9k views
    • 
    • Guest
    • September 24, 2008

13. Contribution Made After Tax Due Date

    By Guest Grumpy456, September 19, 2008
    • 7 replies
    • 4.5k views
    • 
    • Guest
    • September 20, 2008

14. unfiled late 5500ez

    By Guest lip, September 11, 2008
    • 6 replies
    • 2.1k views
    • 
    • Guest
    • September 19, 2008

15. Payment of legal fees by forfeiture account funds

    By Guest KHenry14, September 4, 2008
    • 11 replies
    • 6.8k views
    • 
    • Guest
    • September 5, 2008

16. Excess deferrals over plan limit

    By Guest ladycpa2, August 28, 2008
    • 11 replies
    • 3.1k views
    • 
    • Guest
    • September 4, 2008

17. Contributions Made to Wrong Accounts!

    By Below Ground, September 2, 2008
    • 7 replies
    • 1.4k views
    • 
    • Below Ground
    • September 2, 2008

18. Notifying Participants of Additional Contributions made pursuant to EPCRS

    By mariemonroe, September 2, 2008
    • 2 replies
    • 4.3k views
    • 
    • Guest
    • September 2, 2008

19. p/s contributions never made

    By Guest lip, August 28, 2008
    • 8 replies
    • 2.2k views
    • 
    • Guest
    • August 30, 2008

20. Plan Expense Paid Directly By Owner

    By Lou S., August 4, 2008
    • 3 replies
    • 1.6k views
    • 
    • david rigby
    • August 26, 2008

21. New EPCRS

    By Guest Sieve, August 26, 2008
    • 4 replies
    • 2.8k views
    • 
    • Guest
    • August 26, 2008

22. Failure to follow plan terms

    By Guest jc1457, August 19, 2008
    • 6 replies
    • 2k views
    • 
    • Guest
    • August 20, 2008

23. DOL Audit, improper investment, Excise tax 5330

    By Guest jc1457, August 19, 2008
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • August 19, 2008

24. erroneous testing refund

    By Kimberly S, August 7, 2008
    • 2 replies
    • 1.1k views
    • 
    • Kimberly S
    • August 8, 2008

25. SIMPLE IRA problem

    By betheeg, August 4, 2008
    • 1 reply
    • 1.3k views
    • 
    • QDROphile
    • August 4, 2008

26. Controlled Group Actually Multiple Employer

    By Christine Roberts, July 24, 2008
    • 6 replies
    • 2.6k views
    • 
    • Guest
    • July 28, 2008

27. Failed Filing 5500

    By Guest Twinky, July 25, 2008
    • 7 replies
    • 2.2k views
    • 
    • Guest
    • July 28, 2008

28. Late (really late) deposit of contributions

    By Guest mbw, July 22, 2008
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • July 22, 2008

29. Incomplete 5500 = Under Examination?

    By Christine Roberts, June 21, 2008
    • 3 replies
    • 2.1k views
    • 
    • Guest
    • July 17, 2008

30. Correction of improper Hardship Distribution

    By Guest M. Martin, July 16, 2008
    • 1 reply
    • 2.5k views
    • 
    • Guest
    • July 17, 2008

31. Participant Gets Hardship Withdrawal - Reason for Hardship No Longer Exists

    By rocknrolls2, July 11, 2008
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • July 12, 2008

32. DOL Investigation - Tax Deduction for "Lost Earnings"?

    By Guest notapensiongeek, September 12, 2007
    • 4 replies
    • 3.7k views
    • 
    • PAL
    • July 2, 2008

33. vcp submission without providing plan document

    By jlea, June 17, 2008
    • 8 replies
    • 1.9k views
    • 
    • jlea
    • June 30, 2008

34. Overpayment, Restitution & Recoupment: EPCRS or Great-West?

    By Guest anygig, June 25, 2008
    • 1 reply
    • 3.4k views
    • 
    • J Simmons
    • June 26, 2008

35. Forfeiture Failure

    By Nassau, June 11, 2008
    • 4 replies
    • 2.4k views
    • 
    • Kevin C
    • June 18, 2008

36. VCP applications increase audit risk?

    By JWK, June 11, 2008
    • 2 replies
    • 1.6k views
    • 
    • Just Me
    • June 12, 2008

37. corrective distributions when the HCE is already paid out

    By Santo Gold, June 9, 2008
    • 4 replies
    • 2.3k views
    • 
    • Santo Gold
    • June 11, 2008

38. Corrective Match - This one's easy?

    By Just Me, June 10, 2008
    • 5 replies
    • 1.7k views
    • 
    • Just Me
    • June 11, 2008

39. Appendix F to wiggle out of Audit CAP?

    By Guest erisamelissa, June 3, 2008
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • June 4, 2008

40. Late 402(g) Excess Deferral

    By DTH, April 2, 2008
    • 11 replies
    • 5.7k views
    • 
    • Guest
    • May 22, 2008

41. Inclusion of Ineligible Employees

    By waid10, May 16, 2008
    • 4 replies
    • 1.7k views
    • 
    • Guest
    • May 20, 2008

42. Erroneous inclusion of independent contractor in pension plan

    By jlea, May 15, 2008
    • 4 replies
    • 1.7k views
    • 
    • jlea
    • May 16, 2008

43. Benefits Paid Without Benefit Elections

    By Dougsbpc, May 12, 2008
    • 0 replies
    • 1k views
    • 
    • Dougsbpc
    • May 12, 2008

44. Cessation of deferrals in Simple IRA

    By jlea, May 9, 2008
    • 6 replies
    • 1.7k views
    • 
    • Bird
    • May 12, 2008

45. plan money used to pay company debt....or was it

    By Santo Gold, May 2, 2008
    • 8 replies
    • 2k views
    • 
    • masteff
    • May 8, 2008

46. Correcting an incorrect ADP test

    By jmrsai, May 7, 2008
    • 1 reply
    • 1.8k views
    • 
    • Kimberly S
    • May 7, 2008

47. Roth deferrals Treated as pre-tax by employer

    By Kimberly S, May 7, 2008
    • 3 replies
    • 1.6k views
    • 
    • JanetM
    • May 7, 2008

48. one set of rules for owner

    By Santo Gold, May 2, 2008
    • 0 replies
    • 999 views
    • 
    • Santo Gold
    • May 2, 2008

49. "policy" in lieu of amendment to plan document?

    By mariemonroe, April 1, 2008
    • 7 replies
    • 1.8k views
    • 
    • david rigby
    • May 2, 2008

50. Failure to Make Fixed Profit Sharing Contribution

    By Guest Grumpy456, April 21, 2008
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • April 21, 2008