Correction of Plan Defects

1,781 topics in this forum

1. DFVC vis a vis Form 5300

   By jlea, April 19, 2008
   • 3 replies
   • 3k views
   • 
   • jlea
   • April 21, 2008

2. Defaulted loan and audit

   By Monica Barnard, April 17, 2008
   • 2 replies
   • 1.2k views
   • 
   • Kimberly S
   • April 17, 2008

3. Exclude Eligible Employee - Earnings Adjustment

   By Guest mac_qka, April 12, 2008
   • 1 reply
   • 1.7k views
   • 
   • mariemonroe
   • April 16, 2008

4. Excluding eligible employee

   By fiona1, March 13, 2008
   • 1 reply
   • 1.7k views
   • 
   • Guest
   • April 15, 2008

5. Demutualization Proceeds - Form 5330 Correction

   By Guest ERISAMOM, October 2, 2004
   • 2 replies
   • 2.2k views
   • 
   • Guest
   • April 11, 2008

6. Increased Tax Liability for Corrective Payments

   By Young Curmudgeon, March 25, 2008
   • 1 reply
   • 1.4k views
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   • J Simmons
   • March 26, 2008

7. In-Service Distribution Failure

   By Guest ERISAbeing, March 20, 2008
   • 1 reply
   • 1.9k views
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   • 401_4_ever
   • March 24, 2008

8. Excise Tax

   By Guest Benefitsrock, March 15, 2008
   • 1 reply
   • 1.3k views
   • 
   • JanetM
   • March 17, 2008

9. Excluded Eligible Employees from DB Plan

   By mariemonroe, March 17, 2008
   • 2 replies
   • 1.1k views
   • 
   • mariemonroe
   • March 17, 2008

10. Plan disqualification

    By Dennis Povloski, March 11, 2008
    • 6 replies
    • 2.9k views
    • 
    • masteff
    • March 13, 2008

11. Sale of property by plan to party in interest (VFC program)

    By k man, March 9, 2008
    • 0 replies
    • 1.1k views
    • 
    • k man
    • March 9, 2008

12. Did PEO miss the window?

    By Guest PBJ, March 6, 2008
    • 1 reply
    • 1.6k views
    • 
    • J Simmons
    • March 8, 2008

13. IRS Audit of Messy Plan

    By perkinsran, March 2, 2008
    • 2 replies
    • 1.8k views
    • 
    • JanetM
    • March 3, 2008

14. Correction Method: PS contribs did not use permitted disparity

    By Guest Iwonder, February 21, 2008
    • 1 reply
    • 2.4k views
    • 
    • Jim Chad
    • February 25, 2008

15. PRSA Non-compliance

    By Young Curmudgeon, February 14, 2008
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • February 15, 2008

16. Loan Correction

    By Medusa, February 13, 2008
    • 4 replies
    • 1.3k views
    • 
    • Medusa
    • February 14, 2008

17. Room under EPCRS for hardship withdrawal from MPPP?

    By Guest Bearlee, February 12, 2008
    • 2 replies
    • 1.8k views
    • 
    • J Simmons
    • February 12, 2008

18. automatic rollover nonamender

    By Guest Philip2, February 6, 2008
    • 1 reply
    • 1.7k views
    • 
    • John Feldt ERPA CPC QPA
    • February 6, 2008

19. Missed Roth Contributions

    By davef, February 6, 2008
    • 0 replies
    • 1.8k views
    • 
    • davef
    • February 6, 2008

20. Exclude eligible employees & failing minimum coverage

    By mariemonroe, February 1, 2008
    • 1 reply
    • 1.7k views
    • 
    • Mike Preston
    • February 1, 2008

21. Money Purchase Plan- No QJSA Notices Given

    By mal, July 9, 2007
    • 20 replies
    • 7k views
    • 
    • ak2ary
    • January 28, 2008

22. Exclude One Eligible Employee

    By Guest PBJ, January 23, 2008
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • January 23, 2008

23. Wrong Loan Interest Rate

    By Just Me, January 17, 2008
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • January 21, 2008

24. Reversion or refund of excess contribution

    By Guest Enda80, January 20, 2008
    • 2 replies
    • 2.7k views
    • 
    • Guest
    • January 21, 2008

25. failure to sign final 401(k) reg amendment

    By mariemonroe, January 3, 2008
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • January 19, 2008

26. "Lost Opportunity" Correction

    By Christine Roberts, November 13, 2007
    • 3 replies
    • 2k views
    • 
    • 401 Chaos
    • January 17, 2008

27. List of Required Amendments

    By waid10, January 14, 2008
    • 1 reply
    • 1.1k views
    • 
    • J Simmons
    • January 14, 2008

28. EPCRS/VFCP Crossover Issue

    By Christine Roberts, November 13, 2007
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • January 11, 2008

29. ADP test failed and returns not done before 12-31-07

    By Guest tlc@cra, January 8, 2008
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • January 11, 2008

30. HCEs have different investment choices than NHCEs

    By Santo Gold, August 21, 2007
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • January 11, 2008

31. Timing of DFVC Program Filing

    By jukeboy56, November 30, 2007
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • January 11, 2008

32. Prohibited Transactions

    By Dennis Povloski, December 13, 2007
    • 0 replies
    • 1.1k views
    • 
    • Dennis Povloski
    • December 13, 2007

33. VCP Fee

    By Randy Watson, December 4, 2007
    • 3 replies
    • 1.6k views
    • 
    • John Feldt ERPA CPC QPA
    • December 4, 2007

34. Mishandled Plan Funds

    By Oh so SIMPLE, December 1, 2007
    • 2 replies
    • 1.2k views
    • 
    • Bird
    • December 3, 2007

35. Participant Received Distribution from Self-Directed Brokerage Window, Contrary to Plan Terms

    By rocknrolls2, May 8, 2007
    • 4 replies
    • 1.7k views
    • 
    • david rigby
    • November 7, 2007

36. Late Distribution to Terminated/Deceased Participants

    By chris, October 30, 2007
    • 1 reply
    • 1.3k views
    • 
    • chris
    • October 31, 2007

37. Overpayments and Underpayments in 401(k) plan

    By Guest Bearlee, October 24, 2007
    • 0 replies
    • 2k views
    • 
    • Guest
    • October 24, 2007

38. Employer STock never reported

    By Guest mmoore1198@hotmail.com, October 16, 2007
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • October 16, 2007

39. Overpaid Matching Contributions

    By Miner88, October 11, 2007
    • 6 replies
    • 3.9k views
    • 
    • rcline46
    • October 12, 2007

40. Correction by TPA

    By rlb64, September 14, 2007
    • 5 replies
    • 3.2k views
    • 
    • Bill Presson
    • October 10, 2007

41. Late givebacks and Form 5330

    By rcline46, August 28, 2007
    • 1 reply
    • 2.5k views
    • 
    • Kimberly S
    • October 10, 2007

42. stolen assets

    By Santo Gold, October 8, 2007
    • 5 replies
    • 2.7k views
    • 
    • Peter Gulia
    • October 10, 2007

43. Statute of Limitations

    By Dougsbpc, October 7, 2007
    • 0 replies
    • 1.4k views
    • 
    • Dougsbpc
    • October 7, 2007

44. Late Deferrals - Excise Tax

    By MarZDoates, October 5, 2007
    • 0 replies
    • 1.6k views
    • 
    • MarZDoates
    • October 5, 2007

45. Document amendments not done

    By Guest Dan Kutzke, September 26, 2007
    • 7 replies
    • 2.9k views
    • 
    • John Feldt ERPA CPC QPA
    • September 27, 2007

46. contribution deduction question on contributions that are deposited late

    By Guest jc1457, September 25, 2007
    • 4 replies
    • 2.5k views
    • 
    • Guest
    • September 25, 2007

47. Should I correct 403(b) Plan Doc Failure with VCP?

    By Guest jc1457, September 10, 2007
    • 7 replies
    • 3.8k views
    • 
    • Peter Gulia
    • September 12, 2007

48. Rollover From Plan with Qualification Failure

    By Randy Watson, September 9, 2007
    • 0 replies
    • 1.3k views
    • 
    • Randy Watson
    • September 9, 2007

49. Correcting 401(a)(26) Failure

    By Dougsbpc, August 29, 2007
    • 5 replies
    • 3.5k views
    • 
    • Blinky the 3-eyed Fish
    • August 31, 2007

50. 403(b) Plan missed match - lost earnings start date is when?

    By Guest SuzieQNEC, August 30, 2007
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • August 30, 2007