Correction of Plan Defects

1,781 topics in this forum

1. How quickly should safe harbor match dollars be deposited?

   By Santo Gold, August 21, 2007
   • 1 reply
   • 1.9k views
   • 
   • rcline46
   • August 21, 2007

2. Miscalc - one HCE

   By rlb64, August 17, 2007
   • 4 replies
   • 2.1k views
   • 
   • Belgarath
   • August 21, 2007

3. EPCRS-Sig SCP

   By Guest new2nqdc, August 7, 2007
   • 1 reply
   • 1.8k views
   • 
   • Kimberly S
   • August 10, 2007

4. Correcting ADP Failures

   By kgr12, July 20, 2007
   • 3 replies
   • 2.6k views
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   • rcline46
   • July 20, 2007

5. Accidental Inclusion

   By ERISAatty, May 15, 2007
   • 9 replies
   • 3.2k views
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   • ERISAatty
   • July 19, 2007

6. VCP Procedural Question

   By Guest Richard Tennenbaum, July 17, 2007
   • 0 replies
   • 1.2k views
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   • Guest
   • July 17, 2007

7. Audit CAP Sanction

   By Guest Hanging In, July 13, 2007
   • 0 replies
   • 1.8k views
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   • Guest
   • July 13, 2007

8. EPCRS - slight changes

   By John Feldt ERPA CPC QPA, July 3, 2007
   • 2 replies
   • 2.2k views
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   • John Feldt ERPA CPC QPA
   • July 10, 2007

9. QNEC for improperly excluded employees

   By Guest erisamelissa, July 2, 2007
   • 2 replies
   • 2k views
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   • Guest
   • July 3, 2007

10. routine questions for VCP filing for a non-amender

    By Santo Gold, March 20, 2007
    • 5 replies
    • 4k views
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    • Guest
    • July 1, 2007

11. 4975(a) Tax---is it negotiable?

    By Guest Richard Tennenbaum, June 12, 2007
    • 3 replies
    • 2.4k views
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    • BeckyMiller
    • June 28, 2007

12. Corrective Allocation and Distribution Requirements

    By J. Bringhurst, April 3, 2007
    • 5 replies
    • 2.8k views
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    • J. Bringhurst
    • June 27, 2007

13. Ineligible Participant already Distributed

    By KateSmithPA, April 10, 2007
    • 2 replies
    • 2.2k views
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    • J. Bringhurst
    • June 27, 2007

14. Correction/4975(b) excise tax

    By Guest Richard Tennenbaum, April 12, 2007
    • 3 replies
    • 2.7k views
    • 
    • J. Bringhurst
    • June 27, 2007

15. Missing Plan Document

    By Guest KMP, January 10, 2007
    • 5 replies
    • 3k views
    • 
    • 401_4_ever
    • June 14, 2007

16. 401(a)(17) Violation

    By Guest jefe96, June 4, 2007
    • 5 replies
    • 3.5k views
    • 
    • Tom Poje
    • June 5, 2007

17. Defect Discovered in DL Review

    By Guest Patrick Foley, June 1, 2007
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • June 4, 2007

18. PS contributions calculated as Corp. not Self employeed

    By Lori H, May 3, 2007
    • 27 replies
    • 6.5k views
    • 
    • Lori H
    • May 17, 2007

19. Holding TPA responsible for Top Heavy Error

    By Guest cac1134, April 4, 2007
    • 24 replies
    • 6.8k views
    • 
    • Guest
    • May 15, 2007

20. Bonus Deferral Error

    By DTH, April 30, 2007
    • 3 replies
    • 2.6k views
    • 
    • DTH
    • May 1, 2007

21. Military Delaying Student Status

    By Guest Benefit Specialist, April 25, 2007
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • April 25, 2007

22. Late refunds & Top-heavy

    By Guest Rutager, April 25, 2007
    • 0 replies
    • 1.5k views
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    • Guest
    • April 25, 2007

23. Plan Loan Correction

    By Guest BWORC, April 11, 2007
    • 3 replies
    • 2.1k views
    • 
    • 401_4_ever
    • April 13, 2007

24. Employer didn't know it had an ERISA plan

    By Guest mbg76, November 3, 2006
    • 7 replies
    • 3k views
    • 
    • wsp
    • April 10, 2007

25. Profit Sharing Contribution Made by Mistake

    By Guest Michelle W, April 5, 2007
    • 2 replies
    • 2.4k views
    • 
    • Bird
    • April 6, 2007

26. In service withdrawals

    By BTG, April 2, 2007
    • 0 replies
    • 1.3k views
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    • BTG
    • April 2, 2007

27. sponsor has 2 plans with identical plan numbers.

    By Lori H, March 27, 2007
    • 1 reply
    • 1.3k views
    • 
    • WDIK
    • March 27, 2007

28. Undocumented SARSEP maintained by Governmental Agency

    By Guest Nixdad, March 27, 2007
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • March 27, 2007

29. Employer Stock Voting Rights Not Passed Through to Participants

    By Guest IRISH79, March 19, 2007
    • 1 reply
    • 1k views
    • 
    • 401_4_ever
    • March 21, 2007

30. Automatic Enrollment -- Failure to Enroll

    By davef, March 12, 2007
    • 1 reply
    • 2.2k views
    • 
    • 401_4_ever
    • March 12, 2007

31. Withholding at wrong percentage

    By PMC, March 9, 2007
    • 0 replies
    • 1.2k views
    • 
    • PMC
    • March 9, 2007

32. 401(a)(9) Amendment

    By Guest PBJ, March 9, 2007
    • 1 reply
    • 1.7k views
    • 
    • 401_4_ever
    • March 9, 2007

33. Correcting Conflict of Interest...

    By Guest blabukiff, March 8, 2007
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • March 9, 2007

34. Any Alternative Methods?

    By Guest PBJ, March 6, 2007
    • 6 replies
    • 1.9k views
    • 
    • Jim Chad
    • March 9, 2007

35. Inclusion of employees of nonadopting employer 401k

    By Locust, February 27, 2007
    • 3 replies
    • 2k views
    • 
    • Just Me
    • February 28, 2007

36. Mistake of Fact Distribution

    By Guest lindamichals, February 16, 2007
    • 8 replies
    • 3.1k views
    • 
    • Guest
    • February 20, 2007

37. Corrected under VCP but no corrective contributions?

    By Guest PBJ, February 19, 2007
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • February 19, 2007

38. Suggested Correction Methods in EPCRS

    By Guest PBJ, February 15, 2007
    • 4 replies
    • 2k views
    • 
    • John Feldt ERPA CPC QPA
    • February 16, 2007

39. Does Time Ever Heal All Wounds?

    By Guest PBJ, February 16, 2007
    • 1 reply
    • 1.3k views
    • 
    • 401_4_ever
    • February 16, 2007

40. Demutualization Correction

    By Guest AEA, February 15, 2007
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • February 15, 2007

41. Exclusion of eligible Employees in 401k -sort of

    By Guest rfemmons, February 12, 2007
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • February 12, 2007

42. Document different than original intent

    By 401_4_ever, December 21, 2006
    • 9 replies
    • 2.8k views
    • 
    • Guest
    • February 9, 2007

43. RMD's and Non-Spousal Death Distributions

    By Gruegen, February 7, 2007
    • 0 replies
    • 1.5k views
    • 
    • Gruegen
    • February 7, 2007

44. plan didn't allow participants to defer bonuses

    By mariemonroe, October 27, 2006
    • 4 replies
    • 2.7k views
    • 
    • Trekker
    • February 7, 2007

45. returning elective deferrals over plan limit

    By Beemer, January 9, 2007
    • 13 replies
    • 2.4k views
    • 
    • Beemer
    • January 11, 2007

46. Nonamender Compliance Stmt. Received in 79 Days, FYI

    By namealreadyinuse, January 5, 2007
    • 0 replies
    • 1.2k views
    • 
    • namealreadyinuse
    • January 5, 2007

47. ADP Test Failure -- This is a tricky one

    By Guest HRGuyinSF, January 3, 2007
    • 1 reply
    • 2.7k views
    • 
    • Tom Poje
    • January 3, 2007

48. Who pays the interest?

    By Guest vwal, December 13, 2006
    • 5 replies
    • 1.7k views
    • 
    • Just Me
    • December 29, 2006

49. Wrongful Distribution

    By mariemonroe, December 12, 2006
    • 1 reply
    • 1.7k views
    • 
    • J. Bringhurst
    • December 13, 2006

50. Plan Loans

    By Guest Ken C, December 8, 2006
    • 1 reply
    • 1.5k views
    • 
    • Belgarath
    • December 11, 2006