Correction of Plan Defects

1,781 topics in this forum

1. Controlled Group - No one Knew

   By Guest John Sample, August 28, 2001
   • 0 replies
   • 1.3k views
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   • Guest
   • August 28, 2001

2. excess contribution refund after end of the next plan year

   By Guest EBC, August 24, 2001
   • 1 reply
   • 1.4k views
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   • R. Butler
   • August 27, 2001

3. CAP sanctions for multiemployer plans

   By Guest Stephanie Smithey, August 22, 2001
   • 0 replies
   • 1.4k views
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   • Guest
   • August 22, 2001

4. VCR - no determination letter

   By k man, August 16, 2001
   • 0 replies
   • 1.5k views
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   • k man
   • August 16, 2001

5. What is the best correction method for multiple failures?

   By Guest, January 12, 2001
   • 8 replies
   • 2k views
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   • Guest
   • August 15, 2001

6. 2 multiple operational failure questions

   By card, February 15, 2001
   • 3 replies
   • 1.7k views
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   • david rigby
   • August 13, 2001

7. Fines Under Vcr Program

   By Guest Kimberly Flett, August 6, 2001
   • 0 replies
   • 1.4k views
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   • Guest
   • August 6, 2001

8. Late Deferral Deposits and Failure of ADP

   By Guest Jimmy B, July 23, 2001
   • 1 reply
   • 2k views
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   • R. Butler
   • July 23, 2001

9. Failure to amend for various tax law

   By k man, July 9, 2001
   • 3 replies
   • 1.5k views
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   • k man
   • July 12, 2001

10. Eligible for SCP or no, alternatives?

    By John A, June 28, 2001
    • 0 replies
    • 1.4k views
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    • John A
    • June 28, 2001

11. Ineligible Elective Deferrals

    By Guest CMC, June 19, 2001
    • 1 reply
    • 2.2k views
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    • Guest
    • June 28, 2001

12. Failure to Provide 401(f) Notice

    By lkpittman, June 13, 2001
    • 0 replies
    • 2.2k views
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    • lkpittman
    • June 13, 2001

13. Error Found During Audit

    By Guest Emiliano, June 6, 2001
    • 1 reply
    • 1.5k views
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    • lkpittman
    • June 6, 2001

14. Missed amendments

    By chris, June 1, 2001
    • 0 replies
    • 1.3k views
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    • chris
    • June 1, 2001

15. Calculating lost earnings on late 401(k) deposits.

    By R. Butler, September 19, 2000
    • 5 replies
    • 6.7k views
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    • KJohnson
    • May 26, 2001

16. Top-heavy corrections

    By Guest lc, May 24, 2001
    • 4 replies
    • 2.4k views
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    • Richard Anderson
    • May 25, 2001

17. Reasonable cause request with DFVC as reserved alternative??

    By chris, May 23, 2001
    • 1 reply
    • 1.5k views
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    • Guest
    • May 25, 2001

18. Proposed method of correcting an operational failure would create an a

    By Guest Letocha, May 21, 2001
    • 2 replies
    • 1.5k views
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    • david rigby
    • May 22, 2001

19. What is the correction method for not applying an integrated allocatio

    By Guest, May 15, 2001
    • 6 replies
    • 1.5k views
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    • Guest
    • May 18, 2001

20. Take Losses into Account in Earnings Calculation on Mistaken Deferrals

    By Guest CMC, May 15, 2001
    • 0 replies
    • 1.3k views
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    • Guest
    • May 15, 2001

21. Correction where latest Opinion Letter does not consider TRA '86???

    By chris, May 14, 2001
    • 1 reply
    • 1.3k views
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    • chris
    • May 15, 2001

22. Corrections concerning thought-to-be-terminated plan

    By chris, May 9, 2001
    • 3 replies
    • 1.5k views
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    • Guest
    • May 14, 2001

23. Lafayette Life Insurance Co.

    By chris, May 7, 2001
    • 1 reply
    • 1.5k views
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    • pmacduff
    • May 8, 2001

24. Methodology question

    By card, May 2, 2001
    • 0 replies
    • 1.4k views
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    • card
    • May 2, 2001

25. Deferral not submitted

    By Guest sbewley, April 28, 2001
    • 0 replies
    • 1.3k views
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    • Guest
    • April 28, 2001

26. Requesting guidance on correction options for failure to make required

    By Guest rpkas, April 19, 2001
    • 1 reply
    • 1.5k views
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    • Guest
    • April 20, 2001

27. What is the correction when a plan sponsor, for 7 months, does not wit

    By John A, February 17, 2000
    • 7 replies
    • 2.1k views
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    • John A
    • April 11, 2001

28. ineligible employee defers

    By AndyT, March 1, 2000
    • 5 replies
    • 2k views
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    • Guest
    • April 9, 2001

29. Recovery of portion of distribution?

    By chris, March 30, 2001
    • 0 replies
    • 1.4k views
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    • chris
    • March 30, 2001

30. Ever had IRS auditor review APRSC or SCP documentation?

    By John A, March 21, 2001
    • 0 replies
    • 1.5k views
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    • John A
    • March 21, 2001

31. Nontaxable funds mistakenly put into IRA by broker when client has qu

    By Guest MGDLAW, March 16, 2001
    • 0 replies
    • 1.3k views
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    • Guest
    • March 16, 2001

32. Ever requested or been granted a VCR pre-submission conference?

    By Guest Joseph Delgado, March 13, 2001
    • 0 replies
    • 1.3k views
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    • Guest
    • March 13, 2001

33. Correcting impermissible distributions when bundled provider has chang

    By Guest mo again, March 12, 2001
    • 0 replies
    • 1.3k views
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    • Guest
    • March 12, 2001

34. Correcting Failure to Follow Investment Elections

    By Guest smithee, February 22, 2001
    • 0 replies
    • 1.3k views
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    • Guest
    • February 22, 2001

35. Correcting distributions made from Company account

    By Guest richstout, February 22, 2001
    • 0 replies
    • 1.4k views
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    • Guest
    • February 22, 2001

36. Employer wants to "clean up" 350 defaulted participant loans

    By Guest CJK, February 21, 2001
    • 0 replies
    • 1.4k views
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    • Guest
    • February 21, 2001

37. Are 5500s required for terminated plans?

    By Guest RogersSmith, February 20, 2001
    • 3 replies
    • 1.5k views
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    • Guest
    • February 21, 2001

38. Correction of ADP the now passes

    By Guest Scott Evans, February 20, 2001
    • 1 reply
    • 1.5k views
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    • Guest
    • February 21, 2001

39. Assets that remain in the trust after all distributions have been paid

    By Guest CLS, February 20, 2001
    • 0 replies
    • 1.4k views
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    • Guest
    • February 20, 2001

40. Delinquent Refund of Excess Deferrals Related To Failed ADP

    By Guest Peter Riggins, February 15, 2001
    • 2 replies
    • 1.7k views
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    • Guest
    • February 16, 2001

41. Delinquent Deposit of Participant Contributions

    By Guest lforesz, February 5, 2001
    • 0 replies
    • 1.7k views
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    • Guest
    • February 5, 2001

42. Money Purchase Plan - Funding deficiency for years and years

    By Guest boberlander, February 1, 2001
    • 3 replies
    • 2k views
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    • richard
    • February 3, 2001

43. Ineligible employee makes elective deferrals

    By jkharvey, January 23, 2001
    • 5 replies
    • 3.6k views
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    • John A
    • February 2, 2001

44. Gee, I wish the client told me before doing this!

    By richard, January 30, 2001
    • 1 reply
    • 1.6k views
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    • Kirk Maldonado
    • January 30, 2001

45. Availability of Walk-In Cap

    By chris, January 15, 2001
    • 4 replies
    • 1.7k views
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    • chris
    • January 26, 2001

46. Walk In CAP Issue Retroactive amendment v. operational failure

    By Guest PALAWYER, January 25, 2001
    • 1 reply
    • 1.5k views
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    • Guest
    • January 25, 2001

47. Correcting Failure to Follow Plan Terms Error By Transferring to Non-Q

    By Guest smithee, January 19, 2001
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • January 19, 2001

48. Controlled Group and Standardized Adoption Agreements

    By PMC, January 11, 2001
    • 1 reply
    • 1.6k views
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    • KJohnson
    • January 12, 2001

49. Determination of Two Year Correction Period Under APRSC for Errors Occ

    By Guest DMK, January 10, 2001
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • January 10, 2001

50. 401(k) Payout to Participant Not Terminated

    By lkpittman, January 9, 2001
    • 4 replies
    • 2.3k views
    • 
    • lkpittman
    • January 9, 2001