Jump to content

Correction of Plan Defects

1,781 topics in this forum

  1. Is this an Overpayment under EPCRS? How correct if rolled to IRA?

    By Guest TaxedToDeath,
    • 3 replies
    • 2.4k views

  2. VFCP for missed match/lost earnings?

    By IhrtERISA,   
    • 1 reply
    • 1.2k views

  3. "Amount Involved" in late contributions for 5330

    By BG5150,
    • 4 replies
    • 2.6k views

  4. Loan policy not followed

    By John Feldt ERPA CPC QPA,   
    • 3 replies
    • 1.6k views

  5. Loan to "disqualified person" & violation of Code 72(p)

    By Spodie,   
    • 0 replies
    • 1.3k views

  6. Correction for failure to implement Roth deferral election correctly

    By Spodie,   
    • 0 replies
    • 1.7k views

  7. Operational Failure - 401(k) Plan

    By Belgarath,
    • 6 replies
    • 1.6k views

  8. Lost Earnings on Late Deposits

    By DocumentDiva,
    • 8 replies
    • 2.9k views

  9. 401(a) plan merged into 403(b) plan - how to correct

    By taxllm,
    • 5 replies
    • 1.2k views

  10. failure to permit an employee to make a deferral election...same correction for Rehired?

    By Lori H,
    • 0 replies
    • 516 views

  11. VFCP

    By PFranckowiak,
    • 2 replies
    • 824 views

  12. Ineligible participant makes deferrals--correct by distribution--Match?

    By jkharvey,
    • 2 replies
    • 1k views

  13. VCP for Simple IRA

    By Gilmore,
    • 2 replies
    • 1k views

  14. 404 Deduction - Audit CAP

    By justanotheradmin,
    • 1 reply
    • 746 views

  15. Missed Match - Allowed to Defer

    By HappyCPC,
    • 2 replies
    • 1.3k views

  16. Form 5330

    By jpod,
    • 2 replies
    • 1.4k views

  17. Correction of investment errors

    By Carol V. Calhoun,
    • 0 replies
    • 731 views

  18. Rev Proc 2015-28 - Affirmative Elections "in lieu of" Automatic Contribution

    By dcoderre,   
    • 6 replies
    • 2.4k views

  19. "Bug" in DOL Lost Earnings Calculator?

    By EPCRSGuru,
    • 2 replies
    • 1.1k views

  20. Late Amender- deadlines and effective dates

    By Flyboyjohn,
    • 2 replies
    • 929 views

  21. Missed Deferral Opp from 5 years ago.

    By Rai401k,
    • 1 reply
    • 920 views

  22. Early Participation of HCE

    By BLM,
    • 1 reply
    • 918 views

  23. missed deferral (auto-enrollment) earnings adjustment

    By DMcGovern,
    • 0 replies
    • 1k views

  24. non-safe harbor 401(k), no HC contributions

    By Belgarath,
    • 7 replies
    • 1.5k views

  25. Sole 401(k) not Red Cup

    By cdavis25,
    • 8 replies
    • 1.5k views

  26. SEP - ineligible employer

    By Belgarath,
    • 0 replies
    • 713 views

  27. EPCRS Correction

    By T.J. Orr,   
    • 1 reply
    • 1.1k views

  28. QNEC - missed deferrals

    By hunter001,
    • 0 replies
    • 941 views

  29. Brother as Investment Broker for 401(k) Plan

    By ogilviesann,
    • 1 reply
    • 884 views

  30. "Reasonable" estimate of earnings needed

    By BG5150,
    • 5 replies
    • 1.6k views

  31. Current IRS Position on Scrivener's Errors Under EPCRS

    By EBECatty,
    • 4 replies
    • 2.9k views

  32. Deferrals made in December, but 401k Provisions not yet effective

    By jkharvey,
    • 1 reply
    • 752 views

  33. Successor Employer

    By Dougsbpc,   
    • 0 replies
    • 740 views

  34. Deferrals made to Profit Sharing Plan (not 401K Plan)

    By LauraERPA,
    • 0 replies
    • 672 views

  35. Correction of Failure to Implement Deferral Election

    By Spodie,   
    • 5 replies
    • 1.9k views

  36. Participating employer situation

    By Belgarath,
    • 4 replies
    • 1.5k views

  37. Second VCP same plan

    By JJRetirement,   
    • 2 replies
    • 1.1k views

  38. Impermissible Distribution from Money Purchase

    By DLavigne,
    • 1 reply
    • 956 views

  39. Failure to follow plan loan policy - EPCRS?

    By t.haley,
    • 1 reply
    • 1.3k views

  40. Failed ACP test correction after 1 year: questions

    By BG5150,
    • 9 replies
    • 2.2k views

  41. Late Interim Amendment

    By jpod,
    • 14 replies
    • 1.6k views

  42. Newly established 401(k) but owners funded SIMPLE IRA

    By Lori H,
    • 9 replies
    • 1.3k views

  43. Failure to start deferral 4 years ago

    By pam@bbm,
    • 7 replies
    • 1.2k views

  44. Notice for Failure to Start Elective Deferrals

    By Tinman,
    • 4 replies
    • 8k views

  45. Determination Letter Requirement When Correcting with Retroactive Amendment

    By 401 Chaos,
    • 5 replies
    • 1.2k views

  46. Wrong compensation used to calculate deferral

    By pam@bbm,
    • 2 replies
    • 1.1k views

  47. Incorrect vesting applied

    By Belgarath,
    • 1 reply
    • 1.4k views

  48. Safe Harbor starts October 1, fails to offer deferrals

    By John Feldt ERPA CPC QPA,   
    • 1 reply
    • 1.2k views

  49. Rev Proc 2015-28 and Terminated Employees

    By Gruegen,
    • 0 replies
    • 1.2k views

  50. Hardship distribution didn't include after tax dollars

    By TheRestatement3dOfTed,   
    • 3 replies
    • 1.2k views
×
×
  • Create New...

Important Information

Terms of Use

  I accept