Operating a TPA or Consulting Firm

377 topics in this forum

1. 3(16) Services as a TPA

   By mjf06241972, November 2, 2019
   • 13 replies
   • 2.9k views
   • 
   • Pam Shoup
   • November 11, 2019

2. If our client steals the plan...

   By Dalai Pookah, October 23, 2019   

   • ethics crime
   • 6 replies
   • 1.6k views
   • 
   • Larry Starr
   • October 24, 2019

3. ASPPA code of conduct

   By Bird, October 14, 2019
   • 11 replies
   • 3.3k views
   • 
   • Larry Starr
   • December 12, 2019

4. LOOKING FOR 412(i) PLAN TPA FOR 1 PERSON PLAN

   By RayJJohnsonJr, October 10, 2019
   • 3 replies
   • 1k views
   • 
   • RayJJohnsonJr
   • April 7, 2020

5. I am considering selling my TPA practice.

   By Guest TPA Firm Seller 2019, September 2, 2019
   • 8 replies
   • 5.9k views
   • 
   • Catch22PGM
   • October 18, 2022

6. FT William DTS

   By RatherBeGolfing, August 14, 2019
   • 4 replies
   • 1.2k views
   • 
   • RatherBeGolfing
   • August 14, 2019

7. Does a TPA know that a plan’s assets don’t qualify for the audit waiver?

   By Peter Gulia, July 25, 2019   

   • small plan; audit; independent qualified public accountant
   • 5 replies
   • 939 views
   • 
   • Bri
   • July 26, 2019

8. Client Payroll Issue

   By mming, June 25, 2019
   • 8 replies
   • 1.2k views
   • 
   • RatherBeGolfing
   • June 30, 2019

9. Admin Agreements with new client

   By HarleyBabe, June 19, 2019
   • 0 replies
   • 760 views
   • 
   • HarleyBabe
   • June 19, 2019

10. E-mail Retention Policy

    By JWRB, June 14, 2019
    • 9 replies
    • 1.8k views
    • 
    • ratherbereading
    • June 24, 2019

11. In Acquisition Mode

    By Steve A, May 30, 2019   

    • tpa owner
    • 0 replies
    • 601 views
    • 
    • Steve A
    • May 30, 2019

12. Average salary, plan count for administrators

    By davisbmsc1, March 4, 2019
    • 3 replies
    • 1.4k views
    • 
    • davisbmsc1
    • March 5, 2019

13. Firm Organization - Separate roles for client communciation vs. administration or does the plan administrator do it all?

    By 401(k)athryn, October 24, 2018
    • 3 replies
    • 815 views
    • 
    • 401(k)athryn
    • October 29, 2018

14. Small TPA looking to expand

    By TPAexplorer, October 22, 2018
    • 0 replies
    • 709 views
    • 
    • TPAexplorer
    • October 22, 2018

15. Refusing to submit your client’s Form 5500 report

    By Peter Gulia, August 28, 2018   

    • form 5500; efast2
    • 9 replies
    • 2.3k views
    • 
    • david rigby
    • August 30, 2018

16. E&O insurance for TPA???

    By Lori H, August 28, 2018
    • 4 replies
    • 1.6k views
    • 
    • thepensionmaven
    • January 14, 2019

17. Relius Contractor

    By Doghouse, July 13, 2018
    • 4 replies
    • 1.4k views
    • 
    • Nic Pospiech
    • August 30, 2018

18. Service Agreements vs Purchase Orders

    By chuTzPA, May 23, 2018
    • 7 replies
    • 1.7k views
    • 
    • rr_sphr
    • May 24, 2018

19. Target Clients

    By ERISAAPPLE, May 3, 2018
    • 4 replies
    • 1.1k views
    • 
    • ratherbereading
    • May 7, 2018

20. PLANS FOR SALE

    By MidSouthTPA, April 17, 2018
    • 6 replies
    • 1.8k views
    • 
    • SM
    • July 10, 2018

21. Does anyone check whether a new customer's executive has been barred from serving as a fiduciary?

    By Peter Gulia, April 2, 2018
    • 6 replies
    • 1.1k views
    • 
    • JamesK
    • April 4, 2018

22. Tax Reform for TPA's

    By ERISAd and confused, February 13, 2018   

    • tax reform
    • professional services
    • 3 replies
    • 1.3k views
    • 
    • david rigby
    • February 14, 2018

23. Business Activity Code for TPA firm

    By Sully, February 3, 2018
    • 4 replies
    • 1k views
    • 
    • Suzanne Wynn, JD, LLM Tax
    • February 6, 2018

24. Training Courses

    By coleboy, January 11, 2018
    • 12 replies
    • 3.5k views
    • 
    • Belgarath
    • January 24, 2018

25. Deconversion Fee

    By goldtpa, November 28, 2017
    • 11 replies
    • 3k views
    • 
    • Pam Shoup
    • November 30, 2017

26. SEEKING TO PURCHASE MEDICAL TPA

    By Ken Harrison, November 19, 2017
    • 0 replies
    • 830 views
    • 
    • Ken Harrison
    • November 19, 2017

27. Corrective Dist Authorization

    By JGarbot, November 2, 2017   

    • client authorization
    • fiduciary liability
    • (and 3 more)

      Tagged with:

      • client authorization
      • fiduciary liability
      • best practices
      • adp corrections
      • daily plan administration
    • 11 replies
    • 1.2k views
    • 
    • ESOP Guy
    • November 3, 2017

28. Changing Admin Software

    By perplexedbypensions, September 22, 2017   

    • admin software
    • datair
    • (and 1 more)

      Tagged with:

      • admin software
      • datair
      • ft williams
    • 14 replies
    • 3.8k views
    • 
    • Kevin C
    • March 29, 2018

29. DOL - Vendor Audit

    By Kudos26, August 22, 2017
    • 0 replies
    • 617 views
    • 
    • Kudos26
    • August 22, 2017

30. Employee staffing structure

    By ESI2015, August 9, 2017
    • 16 replies
    • 3.1k views
    • 
    • K2retire
    • August 22, 2017

31. Admin Software

    By Lisa.Q, June 30, 2017
    • 11 replies
    • 2.5k views
    • 
    • Sriganesh Raman
    • July 1, 2020

32. TPA Firms For Sale

    By Lifer, June 16, 2017
    • 3 replies
    • 2.2k views
    • 
    • D.W. Gillman
    • June 6, 2019

33. Acquisition/Partnership Opportunities

    By EastCoast TPA, June 14, 2017
    • 6 replies
    • 1.7k views
    • 
    • SM
    • July 10, 2018

34. TPA administration firm

    By Antonb1985, May 31, 2017
    • 14 replies
    • 2.1k views
    • 
    • HBinMA
    • May 31, 2017

35. For which situations does a TPA get a Form 2848 to represent a taxpayer before the IRS?

    By Peter Gulia, April 21, 2017
    • 18 replies
    • 3.3k views
    • 
    • C. B. Zeller
    • February 25, 2020

36. Record Retention for Terminated Clients

    By seatpa, April 15, 2017
    • 5 replies
    • 3.8k views
    • 
    • Retirement ForUsAll
    • December 17, 2018

37. Prior TPA Not Cooperating

    By pjbaer, March 3, 2017   

    • tpa professionalism
    • 7 replies
    • 2.2k views
    • 
    • MoJo
    • March 6, 2017

38. Online Personality Tests

    By Gadgetfreak, February 6, 2017   

    • hiring
    • 9 replies
    • 1.7k views
    • 
    • Tom Poje
    • February 22, 2017

39. Paperless

    By austin3515, February 3, 2017
    • 9 replies
    • 1k views
    • 
    • austin3515
    • February 7, 2017

40. Starting a TPA Firm from Scratch. Need Help!

    By Plan4Retirement, November 30, 2016   

    • new
    • tpa
    • (and 7 more)

      Tagged with:

      • new
      • tpa
      • firm
      • help
      • starting
      • cash balance
      • defined benefits
      • 401k
      • pension
    • 21 replies
    • 7.4k views
    • 
    • chuTzPA
    • December 28, 2016

41. Compensation Surveys

    By Lifer, November 22, 2016
    • 0 replies
    • 884 views
    • 
    • Lifer
    • November 22, 2016

42. Marketing idea for small tpa

    By chuTzPA, November 2, 2016
    • 4 replies
    • 1.4k views
    • 
    • chuTzPA
    • November 3, 2016

43. Paid expert reference services for TPAs

    By Golgi, October 27, 2016
    • 2 replies
    • 1.1k views
    • 
    • AndyH
    • October 28, 2016

44. Best Admin Software for MEPs

    By Guest C.Meyers, August 24, 2016
    • 2 replies
    • 1.3k views
    • 
    • mbvs
    • August 26, 2016

45. Best Education, Qualification, Conference?

    By matth100, July 10, 2016
    • 4 replies
    • 1.3k views
    • 
    • GMK
    • July 11, 2016

46. TPA Contract Work

    By tpamanager6, April 22, 2016
    • 0 replies
    • 1.4k views
    • 
    • tpamanager6
    • April 22, 2016

47. Freelance / Fee per client

    By ITCONSTRUCTS, March 23, 2016
    • 1 reply
    • 1.4k views
    • 
    • Nate DeLong CPC
    • March 25, 2016

48. Selling your book of business

    By TPA4SALE, January 29, 2016
    • 2 replies
    • 1.6k views
    • 
    • HarleyBabe
    • February 17, 2017

49. Should a recordkeeper or TPA try to get an employer to pay a past-due participant contribution?

    By Peter Gulia, September 5, 2015
    • 8 replies
    • 1.8k views
    • 
    • david rigby
    • September 8, 2015

50. Reference Materials

    By mming, July 25, 2015
    • 0 replies
    • 1.2k views
    • 
    • mming
    • July 25, 2015