Correction of Plan Defects

1,784 topics in this forum

1. Contribution mistakenly deposited to SEP account

   By Dougsbpc, December 4, 2010
   • 1 reply
   • 1.7k views
   • 
   • Bird
   • December 6, 2010

2. Failed RMDs/Eligible Rollover Distribution

   By Guest mcw, November 29, 2010
   • 0 replies
   • 945 views
   • 
   • Guest
   • November 29, 2010

3. VCP filing

   By Lori H, November 19, 2010
   • 0 replies
   • 1.8k views
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   • Lori H
   • November 19, 2010

4. 1 man DB plan - fail to amend plan PPA, 415

   By Guest potomac22, November 9, 2010
   • 0 replies
   • 1.1k views
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   • Guest
   • November 9, 2010

5. VCP for 401(a)(4) failure--can't make complete correction?

   By Guest Penelope, November 5, 2010
   • 0 replies
   • 1.5k views
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   • Guest
   • November 5, 2010

6. 2009 ADP Failure

   By Dazednconfused, November 2, 2010
   • 2 replies
   • 1.3k views
   • 
   • Dazednconfused
   • November 2, 2010

7. "fired" clients

   By K2retire, October 28, 2010
   • 7 replies
   • 1.7k views
   • 
   • K2retire
   • November 1, 2010

8. Late Testing/Refund Due

   By Guest MS TPA, October 28, 2010
   • 1 reply
   • 1.1k views
   • 
   • Tom Poje
   • October 29, 2010

9. VCP correction

   By Belgarath, October 27, 2010
   • 10 replies
   • 1.9k views
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   • jpod
   • October 28, 2010

10. Employer Match Made Late

    By Guest MS TPA, October 27, 2010
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • October 27, 2010

11. Preparation Time for an EPCRS Submission

    By JRG, October 14, 2010
    • 4 replies
    • 1.3k views
    • 
    • J Simmons
    • October 14, 2010

12. Payment of Benefits from Wrong Plan

    By Guest mcw, September 29, 2010
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • October 4, 2010

13. exclusion of eligible ee

    By Guest Butterfly, July 19, 2010
    • 5 replies
    • 1.3k views
    • 
    • Guest
    • September 29, 2010

14. Missed RMD, Waiver of 50% Excise Tax, Reporting

    By JRG, September 29, 2010
    • 1 reply
    • 2.3k views
    • 
    • Tom Poje
    • September 29, 2010

15. In-service distributions allowed at age 65 but plan made them at age 60

    By taxllm, September 28, 2010
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • September 29, 2010

16. Missed RMD, Rollover and Correction

    By JRG, September 20, 2010
    • 1 reply
    • 2k views
    • 
    • Tom Poje
    • September 22, 2010

17. vcp - no lost earnings

    By Scuba 401, September 21, 2010
    • 1 reply
    • 1.3k views
    • 
    • rcline46
    • September 22, 2010

18. Correction of SIMPLE via Streamlined VCP

    By Guest A125, September 3, 2010
    • 0 replies
    • 1k views
    • 
    • Guest
    • September 3, 2010

19. Missed deferral

    By Guest Serena, August 30, 2010
    • 6 replies
    • 6.5k views
    • 
    • Belgarath
    • September 1, 2010

20. TEFRA/DEFRA/REA document

    By John Feldt ERPA CPC QPA, August 27, 2010
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • August 27, 2010

21. Does retroactive correction under VCP affect previous required filings?

    By Guest PiggyBank, August 2, 2010
    • 2 replies
    • 1.4k views
    • 
    • Gudgergirl
    • August 20, 2010

22. streamlined VCP for failure to adopt timely amendment

    By Gudgergirl, August 6, 2010
    • 3 replies
    • 2.6k views
    • 
    • Gudgergirl
    • August 20, 2010

23. PSP never officially terminated. Started new 403(b)

    By Lori H, August 18, 2010
    • 0 replies
    • 877 views
    • 
    • Lori H
    • August 18, 2010

24. improperly excluded employees and the IQPA

    By Gudgergirl, July 26, 2010
    • 4 replies
    • 1.7k views
    • 
    • Mike Preston
    • August 18, 2010

25. Ineligible use of SCP

    By BTG, August 10, 2010
    • 3 replies
    • 1.3k views
    • 
    • BTG
    • August 13, 2010

26. Plan Not Adopted by Employer

    By Guest naveen, August 12, 2010
    • 0 replies
    • 997 views
    • 
    • Guest
    • August 12, 2010

27. Failure to Update Plan for Many Years

    By Guest cphcs, August 11, 2010
    • 0 replies
    • 831 views
    • 
    • Guest
    • August 11, 2010

28. impermissable hardship distribution

    By R. Butler, August 11, 2010
    • 1 reply
    • 1.8k views
    • 
    • Tom Poje
    • August 11, 2010

29. 2003 Profit Sharing not paid

    By Lori H, August 9, 2010
    • 0 replies
    • 898 views
    • 
    • Lori H
    • August 9, 2010

30. No Testing Ever Performed (!) or at least not since '02

    By ERISAatty, August 6, 2010
    • 2 replies
    • 1k views
    • 
    • John Feldt ERPA CPC QPA
    • August 6, 2010

31. Delay in VCP Intake Procedures

    By Christine Roberts, August 6, 2010
    • 0 replies
    • 932 views
    • 
    • Christine Roberts
    • August 6, 2010

32. Questions on Form 5330

    By JKW, July 26, 2010
    • 1 reply
    • 1.4k views
    • 
    • GrammieMame
    • August 6, 2010

33. Form 5330 - Schedule C

    By GrammieMame, August 6, 2010
    • 0 replies
    • 2k views
    • 
    • GrammieMame
    • August 6, 2010

34. Omitted Assets on the 5500

    By Chippy, August 6, 2010
    • 0 replies
    • 887 views
    • 
    • Chippy
    • August 6, 2010

35. MPP over contributed to termed employee

    By Guest gbialikcpa, August 4, 2010
    • 0 replies
    • 826 views
    • 
    • Guest
    • August 4, 2010

36. Improper distribution

    By Bird, August 2, 2010
    • 6 replies
    • 1.6k views
    • 
    • Guest
    • August 3, 2010

37. Coverage Failsafe Question

    By Guest SWadd, July 27, 2010
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • July 29, 2010

38. Violations of 18 USC § 664

    By Guest Bearlee, July 23, 2010
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • July 23, 2010

39. Prohibited Transaction or Ordinary Loan Default?

    By Guest LHart, July 21, 2010
    • 6 replies
    • 3k views
    • 
    • Guest
    • July 22, 2010

40. Retro amendment for early inclusion

    By Guest Serena, July 21, 2010
    • 6 replies
    • 2.6k views
    • 
    • KJohnson
    • July 22, 2010

41. Correction of Coverage Test

    By Saiai, July 19, 2010
    • 1 reply
    • 1.6k views
    • 
    • david rigby
    • July 19, 2010

42. New Q -- Catch-Up Issue - Off-Calendar Year Plan

    By Guest lvegas, July 12, 2010
    • 6 replies
    • 2.6k views
    • 
    • Kevin C
    • July 14, 2010

43. One to One Correction Method

    By Guest tjt169, July 8, 2010
    • 1 reply
    • 2.7k views
    • 
    • Tom Poje
    • July 13, 2010

44. Can SCP contribution amounts count toward TH

    By jkharvey, July 12, 2010
    • 1 reply
    • 1.1k views
    • 
    • Tom Poje
    • July 13, 2010

45. Return of Excess Employer Contributions - PSP

    By Guest DianeTPA, June 25, 2010
    • 7 replies
    • 7.2k views
    • 
    • Guest
    • June 30, 2010

46. Operational Defect

    By oldman, June 13, 2010
    • 0 replies
    • 2.2k views
    • 
    • oldman
    • June 13, 2010

47. ADP Failure

    By perkinsran, June 7, 2010
    • 2 replies
    • 1.5k views
    • 
    • perkinsran
    • June 8, 2010

48. Changing PS allocation mid-year

    By cpc0506, June 4, 2010
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • June 4, 2010

49. Failed Nondiscrimination Test Under 401(a)(4)

    By Guest CDF13, May 27, 2010
    • 5 replies
    • 6.1k views
    • 
    • rcline46
    • June 3, 2010

50. Terminating plan not amended or restated, steps to take

    By Guest jc1457, May 27, 2010
    • 0 replies
    • 941 views
    • 
    • Guest
    • May 27, 2010