Operating a TPA or Consulting Firm

379 topics in this forum

1. TPA as Trustee in Plan Document

   By JustMe, April 22, 2020
   • 6 replies
   • 1.6k views
   • 
   • Luke Bailey
   • April 23, 2020

2. LOOKING FOR 412(i) PLAN TPA FOR 1 PERSON PLAN

   By RayJJohnsonJr, October 10, 2019
   • 3 replies
   • 1.1k views
   • 
   • RayJJohnsonJr
   • April 7, 2020

3. Secure data exchange website

   By chuTzPA, March 31, 2020
   • 2 replies
   • 714 views
   • 
   • goldtpa
   • March 31, 2020

4. Are TPA Firms "Essential"

   By susieQ, March 30, 2020
   • 13 replies
   • 1.5k views
   • 
   • ratherbereading
   • March 31, 2020

5. Fee survey/question

   By ESOP Guy, March 11, 2020
   • 1 reply
   • 1k views
   • 
   • RatherBeGolfing
   • March 11, 2020

6. Plan's right upon termination of TPA

   By chuTzPA, March 2, 2020
   • 5 replies
   • 2.1k views
   • 
   • Pam Shoup
   • March 3, 2020

7. For which situations does a TPA get a Form 2848 to represent a taxpayer before the IRS?

   By Peter Gulia, April 21, 2017
   • 18 replies
   • 3.7k views
   • 
   • C. B. Zeller
   • February 25, 2020

8. ASPPA code of conduct

   By Bird, October 14, 2019
   • 11 replies
   • 3.4k views
   • 
   • Larry Starr
   • December 12, 2019

9. 3(16) Services as a TPA

   By mjf06241972, November 2, 2019
   • 13 replies
   • 3k views
   • 
   • Pam Shoup
   • November 11, 2019

10. If our client steals the plan...

    By Dalai Pookah, October 23, 2019   

    • ethics crime
    • 6 replies
    • 1.7k views
    • 
    • Larry Starr
    • October 24, 2019

11. FT William DTS

    By RatherBeGolfing, August 14, 2019
    • 4 replies
    • 1.3k views
    • 
    • RatherBeGolfing
    • August 14, 2019

12. Does a TPA know that a plan’s assets don’t qualify for the audit waiver?

    By Peter Gulia, July 25, 2019   

    • small plan; audit; independent qualified public accountant
    • 5 replies
    • 996 views
    • 
    • Bri
    • July 26, 2019

13. Client Payroll Issue

    By mming, June 25, 2019
    • 8 replies
    • 1.3k views
    • 
    • RatherBeGolfing
    • June 30, 2019

14. E-mail Retention Policy

    By JWRB, June 14, 2019
    • 9 replies
    • 2.1k views
    • 
    • ratherbereading
    • June 24, 2019

15. Admin Agreements with new client

    By HarleyBabe, June 19, 2019
    • 0 replies
    • 790 views
    • 
    • HarleyBabe
    • June 19, 2019

16. TPA Firms For Sale

    By Lifer, June 16, 2017
    • 3 replies
    • 2.2k views
    • 
    • D.W. Gillman
    • June 6, 2019

17. Becoming an Owner

    By Guest Vanilla, June 13, 2013   

    • TPA Owner
    • 4 replies
    • 2.8k views
    • 
    • D.W. Gillman
    • June 6, 2019

18. In Acquisition Mode

    By Steve A, May 30, 2019   

    • tpa owner
    • 0 replies
    • 631 views
    • 
    • Steve A
    • May 30, 2019

19. Average salary, plan count for administrators

    By davisbmsc1, March 4, 2019
    • 3 replies
    • 1.4k views
    • 
    • davisbmsc1
    • March 5, 2019

20. E&O insurance for TPA???

    By Lori H, August 28, 2018
    • 4 replies
    • 1.6k views
    • 
    • thepensionmaven
    • January 14, 2019

21. Record Retention for Terminated Clients

    By seatpa, April 15, 2017
    • 5 replies
    • 4.2k views
    • 
    • Retirement ForUsAll
    • December 17, 2018

22. Firm Organization - Separate roles for client communciation vs. administration or does the plan administrator do it all?

    By 401(k)athryn, October 24, 2018
    • 3 replies
    • 858 views
    • 
    • 401(k)athryn
    • October 29, 2018

23. Small TPA looking to expand

    By TPAexplorer, October 22, 2018
    • 0 replies
    • 741 views
    • 
    • TPAexplorer
    • October 22, 2018

24. Relius Contractor

    By Doghouse, July 13, 2018
    • 4 replies
    • 1.5k views
    • 
    • Nic Pospiech
    • August 30, 2018

25. Refusing to submit your client’s Form 5500 report

    By Peter Gulia, August 28, 2018   

    • form 5500; efast2
    • 9 replies
    • 2.4k views
    • 
    • david rigby
    • August 30, 2018

26. Acquisition/Partnership Opportunities

    By EastCoast TPA, June 14, 2017
    • 6 replies
    • 1.7k views
    • 
    • SM
    • July 10, 2018

27. PLANS FOR SALE

    By MidSouthTPA, April 17, 2018
    • 6 replies
    • 1.9k views
    • 
    • SM
    • July 10, 2018

28. Service Agreements vs Purchase Orders

    By chuTzPA, May 23, 2018
    • 7 replies
    • 1.7k views
    • 
    • rr_sphr
    • May 24, 2018

29. Target Clients

    By ERISAAPPLE, May 3, 2018
    • 4 replies
    • 1.1k views
    • 
    • ratherbereading
    • May 7, 2018

30. Does anyone check whether a new customer's executive has been barred from serving as a fiduciary?

    By Peter Gulia, April 2, 2018
    • 6 replies
    • 1.2k views
    • 
    • JamesK
    • April 4, 2018

31. Changing Admin Software

    By perplexedbypensions, September 22, 2017   

    • admin software
    • datair
    • (and 1 more)

      Tagged with:

      • admin software
      • datair
      • ft williams
    • 14 replies
    • 3.9k views
    • 
    • Kevin C
    • March 29, 2018

32. Tax Reform for TPA's

    By ERISAd and confused, February 13, 2018   

    • tax reform
    • professional services
    • 3 replies
    • 1.4k views
    • 
    • david rigby
    • February 14, 2018

33. Business Activity Code for TPA firm

    By Sully, February 3, 2018
    • 4 replies
    • 1.1k views
    • 
    • Suzanne Wynn, JD, LLM Tax
    • February 6, 2018

34. Training Courses

    By coleboy, January 11, 2018
    • 12 replies
    • 3.7k views
    • 
    • Belgarath
    • January 24, 2018

35. Deconversion Fee

    By goldtpa, November 28, 2017
    • 11 replies
    • 3.2k views
    • 
    • Pam Shoup
    • November 30, 2017

36. SEEKING TO PURCHASE MEDICAL TPA

    By Ken Harrison, November 19, 2017
    • 0 replies
    • 861 views
    • 
    • Ken Harrison
    • November 19, 2017

37. Corrective Dist Authorization

    By JGarbot, November 2, 2017   

    • client authorization
    • fiduciary liability
    • (and 3 more)

      Tagged with:

      • client authorization
      • fiduciary liability
      • best practices
      • adp corrections
      • daily plan administration
    • 11 replies
    • 1.3k views
    • 
    • ESOP Guy
    • November 3, 2017

38. Employee staffing structure

    By ESI2015, August 9, 2017
    • 16 replies
    • 3.3k views
    • 
    • K2retire
    • August 22, 2017

39. DOL - Vendor Audit

    By Kudos26, August 22, 2017
    • 0 replies
    • 642 views
    • 
    • Kudos26
    • August 22, 2017

40. TPA administration firm

    By Antonb1985, May 31, 2017
    • 14 replies
    • 2.2k views
    • 
    • HBinMA
    • May 31, 2017

41. Prior TPA Not Cooperating

    By pjbaer, March 3, 2017   

    • tpa professionalism
    • 7 replies
    • 2.3k views
    • 
    • MoJo
    • March 6, 2017

42. Online Personality Tests

    By Gadgetfreak, February 6, 2017   

    • hiring
    • 9 replies
    • 1.8k views
    • 
    • Tom Poje
    • February 22, 2017

43. Selling your book of business

    By TPA4SALE, January 29, 2016
    • 2 replies
    • 1.7k views
    • 
    • HarleyBabe
    • February 17, 2017

44. Paperless

    By austin3515, February 3, 2017
    • 9 replies
    • 1k views
    • 
    • austin3515
    • February 7, 2017

45. Starting a TPA Firm from Scratch. Need Help!

    By Plan4Retirement, November 30, 2016   

    • new
    • tpa
    • (and 7 more)

      Tagged with:

      • new
      • tpa
      • firm
      • help
      • starting
      • cash balance
      • defined benefits
      • 401k
      • pension
    • 21 replies
    • 7.8k views
    • 
    • chuTzPA
    • December 28, 2016

46. Compensation Surveys

    By Lifer, November 22, 2016
    • 0 replies
    • 904 views
    • 
    • Lifer
    • November 22, 2016

47. Marketing idea for small tpa

    By chuTzPA, November 2, 2016
    • 4 replies
    • 1.5k views
    • 
    • chuTzPA
    • November 3, 2016

48. Paid expert reference services for TPAs

    By Golgi, October 27, 2016
    • 2 replies
    • 1.2k views
    • 
    • AndyH
    • October 28, 2016

49. Best Admin Software for MEPs

    By Guest C.Meyers, August 24, 2016
    • 2 replies
    • 1.3k views
    • 
    • mbvs
    • August 26, 2016

50. Best Education, Qualification, Conference?

    By matth100, July 10, 2016
    • 4 replies
    • 1.3k views
    • 
    • GMK
    • July 11, 2016