401(k) Plans

19,517 topics in this forum

1. HCE in more than 1 plan

   By AKconsult, November 22, 2016   

   • ADP testing
   • 11 replies
   • 2.7k views
   • 
   • Kevin C
   • December 1, 2016

2. late filer

   By gregburst, December 1, 2016
   • 3 replies
   • 1.2k views
   • 
   • 401king
   • December 1, 2016

3. Master trust for DC plans

   By formeractuary, November 29, 2016
   • 2 replies
   • 957 views
   • 
   • formeractuary
   • November 30, 2016

4. Acquistion / Assume Old Plan / Set up new Plan

   By austin3515, November 29, 2016
   • 2 replies
   • 953 views
   • 
   • austin3515
   • November 30, 2016

5. safe harbor notice for 2017 distributed, but...

   By Belgarath, November 23, 2016
   • 9 replies
   • 1.7k views
   • 
   • Kevin C
   • November 29, 2016

6. Free CPE for ASPPA

   By austin3515, November 22, 2016
   • 10 replies
   • 3.1k views
   • 
   • RatherBeGolfing
   • November 25, 2016

7. 410(b) question

   By bzorc, November 22, 2016
   • 1 reply
   • 915 views
   • 
   • Lou S.
   • November 22, 2016

8. adp testing - controlled group

   By Chippy, November 21, 2016
   • 3 replies
   • 2.2k views
   • 
   • Tom Poje
   • November 22, 2016

9. Solo 401k plan with cash balance plan

   By jkdoll2, November 21, 2016
   • 1 reply
   • 1.4k views
   • 
   • Tom Poje
   • November 21, 2016

10. Recommendations on-line mailing service

    By austin3515, November 18, 2016
    • 2 replies
    • 1k views
    • 
    • austin3515
    • November 20, 2016

11. Auto Enroll and Escalate? Well maybe......

    By Mr Bagwell, November 15, 2016
    • 4 replies
    • 1.3k views
    • 
    • TPAJake
    • November 18, 2016

12. Safe Harbor 401-k

    By KevinMc, November 16, 2016
    • 8 replies
    • 1.6k views
    • 
    • KevinMc
    • November 18, 2016

13. Deferrals withheld from Excluded Compensation

    By 401(k)athryn, November 10, 2016
    • 7 replies
    • 2.9k views
    • 
    • 401(k)athryn
    • November 17, 2016

14. Making distributions late in Plan Year

    By rblum50, November 10, 2016
    • 14 replies
    • 2.8k views
    • 
    • Mike Preston
    • November 16, 2016

15. Restructuring Ownership to Avoid Controlled Group?

    By Susan S., November 14, 2016
    • 11 replies
    • 1.6k views
    • 
    • RatherBeGolfing
    • November 15, 2016

16. verbage on Hardship distribution forms about restarting deferrals

    By Jim Chad, November 9, 2016
    • 1 reply
    • 807 views
    • 
    • TPAJake
    • November 14, 2016

17. Contribution Limitation

    By KevinMc, November 14, 2016
    • 1 reply
    • 798 views
    • 
    • Lou S.
    • November 14, 2016

18. Disclosing Distribution Fees

    By austin3515, November 14, 2016
    • 3 replies
    • 1.1k views
    • 
    • austin3515
    • November 14, 2016

19. Catchup due to failed ADP vs. top heavy - chicken or egg?

    By AlbanyConsultant, November 14, 2016
    • 1 reply
    • 1.1k views
    • 
    • Tom Poje
    • November 14, 2016

20. Recordkeeper Performing Late ADP/ACP Testing

    By khn, November 11, 2016
    • 10 replies
    • 2.1k views
    • 
    • ETA Consulting LLC
    • November 11, 2016

21. Triple Stacked Match

    By 401(k)athryn, November 8, 2016   

    • triple stacked match
    • fixed match
    • (and 1 more)

      Tagged with:

      • triple stacked match
      • fixed match
      • plan amendment
    • 10 replies
    • 2.9k views
    • 
    • TPAJake
    • November 11, 2016

22. Late deferral change election correction

    By lradimer, October 24, 2016   

    • deferral
    • election change
    • (and 1 more)

      Tagged with:

      • deferral
      • election change
      • correction
    • 1 reply
    • 900 views
    • 
    • Mike Preston
    • November 11, 2016

23. Cross Tested plan with QNEC's

    By Mr Bagwell, October 19, 2016   

    • QNEC
    • Cross Tested Plan
    • 11 replies
    • 3.1k views
    • 
    • austin3515
    • November 11, 2016

24. SH Match Plan failing 414(s)

    By BG5150, November 10, 2016
    • 4 replies
    • 1.9k views
    • 
    • Tom Poje
    • November 10, 2016

25. Automatic Rollovers

    By coleboy, November 9, 2016
    • 6 replies
    • 1k views
    • 
    • Belgarath
    • November 10, 2016

26. Does a blackout notice need to specifically use the word "blackout"?

    By Florida401k, November 9, 2016   

    • blackout
    • 401(k)
    • (and 1 more)

      Tagged with:

      • blackout
      • 401(k)
      • notice
    • 3 replies
    • 1.6k views
    • 
    • My 2 cents
    • November 9, 2016

27. Partners and after-tax

    By John Feldt ERPA CPC QPA, November 9, 2016   

    • after-tax
    • partner
    • (and 1 more)

      Tagged with:

      • after-tax
      • partner
      • timing of election
    • 0 replies
    • 887 views
    • 
    • John Feldt ERPA CPC QPA
    • November 9, 2016

28. Partial Plan Termination with Short Plan Year

    By pixmax, November 8, 2016
    • 3 replies
    • 1.1k views
    • 
    • david rigby
    • November 8, 2016

29. Enhanced Safe Harbor Question....

    By shari.sld@gmail.com, November 8, 2016   

    • Enhanced safe harbor
    • match
    • (and 1 more)

      Tagged with:

      • Enhanced safe harbor
      • match
      • testing
    • 1 reply
    • 1.1k views
    • 
    • BG5150
    • November 8, 2016

30. Top-Heavy 401k when Adding Employee to Owner-Only Plan

    By Anagoge, November 4, 2016   

    • testing
    • top heavy
    • (and 1 more)

      Tagged with:

      • testing
      • top heavy
      • 401k
    • 5 replies
    • 2.2k views
    • 
    • Anagoge
    • November 7, 2016

31. Are QMACS Targeted When Made to Employees of One Plan Of An Affiliated Service Group

    By sdix401k, November 5, 2016
    • 0 replies
    • 846 views
    • 
    • sdix401k
    • November 5, 2016

32. Correcting Failure to Adopt Plan as a Participating Employer

    By Madison71, November 4, 2016
    • 0 replies
    • 1.7k views
    • 
    • Madison71
    • November 4, 2016

33. Terminating Safe Harbor Plan, Schedule C income

    By 401(k)athryn, November 3, 2016   

    • safe harbor
    • short plan year
    • (and 3 more)

      Tagged with:

      • safe harbor
      • short plan year
      • earned income
      • schedule c
      • plan termination
    • 8 replies
    • 2.3k views
    • 
    • ETA Consulting LLC
    • November 4, 2016

34. Record Keeping Requirements for Solo 401(k) 1 2

    By matth100, October 19, 2016
    • 62 replies
    • 16.6k views
    • 
    • matth100
    • November 3, 2016

35. Plan Termination Amendment

    By JJRetirement, October 31, 2016   

    • Plan Termination
    • 401(k)
    • (and 2 more)

      Tagged with:

      • Plan Termination
      • 401(k)
      • Required Amendment List
      • Cumulative List
    • 2 replies
    • 1.6k views
    • 
    • JJRetirement
    • November 1, 2016

36. 401(k) deduction prior to signed document

    By Becky Schwing, November 1, 2016
    • 0 replies
    • 831 views
    • 
    • Becky Schwing
    • November 1, 2016

37. Wife is sole mbr LLC and trustee of 401K plan which invests in husbands privately held partnership

    By RC50, October 26, 2016
    • 19 replies
    • 4.1k views
    • 
    • shERPA
    • October 31, 2016

38. Part time to full time and back

    By ombskid, October 25, 2016
    • 6 replies
    • 1.5k views
    • 
    • rcline46
    • October 31, 2016

39. Figuring out Earnings

    By geunwyvar1978, October 27, 2016
    • 10 replies
    • 1.4k views
    • 
    • ESOP Guy
    • October 31, 2016

40. 402g exceeded in 2 unrelated plans. What happens to related match

    By legort69, October 28, 2016   

    • 402g unrelated match
    • 6 replies
    • 2.3k views
    • 
    • spiritrider
    • October 29, 2016

41. 401k Contribution Deposited but Never Deducted

    By emmetttrudy, October 28, 2016
    • 2 replies
    • 1k views
    • 
    • jpod
    • October 28, 2016

42. terminate 401(k) and start up a new one

    By thepensionmaven, October 25, 2016
    • 12 replies
    • 3.8k views
    • 
    • TPAJake
    • October 28, 2016

43. 5500 Proposed Revisions 1 2

    By austin3515, July 11, 2016
    • 53 replies
    • 8.6k views
    • 
    • austin3515
    • October 28, 2016

44. Form 5500 reporting of 2015 Contribution made in November 2016 for calendar year plan

    By AdKu, October 27, 2016   

    • Form 5500 reporting
    • 3 replies
    • 1.4k views
    • 
    • Kevin C
    • October 28, 2016

45. Small Form 5500 filed without audit later amending as a large Form 5500 with audit

    By AdKu, October 17, 2016   

    • Amend Form 5500-SF to large
    • 2 replies
    • 1.4k views
    • 
    • AdKu
    • October 26, 2016

46. Reallocation of forfs, after 415 date

    By BG5150, October 24, 2016
    • 7 replies
    • 1.7k views
    • 
    • BG5150
    • October 25, 2016

47. DOL Letters on Late Contributions

    By austin3515, October 7, 2016
    • 21 replies
    • 4.7k views
    • 
    • Doghouse
    • October 24, 2016

48. Turbo Tax limiting 401k contributions WHY?

    By mesiodens, October 15, 2016
    • 4 replies
    • 3.2k views
    • 
    • mesiodens
    • October 24, 2016

49. Overtime rules/ 414(s)

    By bmore1147, October 20, 2016   

    • overtime
    • 401k
    • (and 3 more)

      Tagged with:

      • overtime
      • 401k
      • testing
      • 414s
      • deferrals
    • 3 replies
    • 1.4k views
    • 
    • rcline46
    • October 20, 2016

50. Elective Deferrals under Sec. 408(k)(6) in a 401(k) Plan

    By AdKu, October 20, 2016   

    • Elective Deferrals under Sec.
    • 0 replies
    • 1.6k views
    • 
    • AdKu
    • October 20, 2016