Correction of Plan Defects

1,781 topics in this forum

1. Late ADP Failure Refunds

   By perkinsran, April 9, 2009
   • 3 replies
   • 2.4k views
   • 
   • perkinsran
   • April 10, 2009

2. Calculating LOSSES, rather than EARNINGS

   By PJ2009, April 6, 2009
   • 3 replies
   • 1.6k views
   • 
   • masteff
   • April 7, 2009

3. Calculating Losses on Missed Deferrals

   By Guest BuckyBadger, March 30, 2009
   • 13 replies
   • 6.7k views
   • 
   • PJ2009
   • April 3, 2009

4. When Due for purposes of computing earnings (losses)

   By J Simmons, April 1, 2009
   • 2 replies
   • 1.1k views
   • 
   • Kevin C
   • April 2, 2009

5. Roll 412(i) to 401(k)

   By Sully, April 1, 2009
   • 1 reply
   • 1.2k views
   • 
   • J Simmons
   • April 1, 2009

6. Is there a DOL default interest rate for 4k investments?

   By Guest DNH, March 24, 2009
   • 2 replies
   • 1.4k views
   • 
   • jlea
   • April 1, 2009

7. late deposit of deferrals What costs are deductible?

   By Jim Chad, April 1, 2009
   • 0 replies
   • 961 views
   • 
   • Jim Chad
   • April 1, 2009

8. PEO - not in correct document type

   By John Feldt ERPA CPC QPA, March 25, 2009
   • 3 replies
   • 1.4k views
   • 
   • Kevin C
   • March 26, 2009

9. Affiliated service Group

   By Guest Kevin1, March 24, 2009
   • 1 reply
   • 1k views
   • 
   • Guest
   • March 26, 2009

10. Prohibited Transaction Exemption

    By JRN, March 19, 2009
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • March 23, 2009

11. Wrong Match

    By Guest Mr. Kite, March 11, 2009
    • 1 reply
    • 1.6k views
    • 
    • Kimberly S
    • March 20, 2009

12. Correction of a Rollover Reversal

    By BTG, March 20, 2009
    • 0 replies
    • 1.6k views
    • 
    • BTG
    • March 20, 2009

13. Correcting contribution deposit to wrong participant's account

    By Guest DVW, November 24, 2008
    • 6 replies
    • 6.8k views
    • 
    • Guest
    • March 20, 2009

14. VFCP - late deferrals

    By ERISA13, March 9, 2009
    • 3 replies
    • 4.8k views
    • 
    • Below Ground
    • March 19, 2009

15. Operational Failure on Eligibility

    By zimbo, February 6, 2009
    • 2 replies
    • 1.7k views
    • 
    • Trekker
    • March 16, 2009

16. Refund of Invalid Rollover Contribution

    By Guest MFJ, March 9, 2009
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • March 9, 2009

17. included employees early

    By LIBERTYKID, March 5, 2009
    • 1 reply
    • 1k views
    • 
    • J Simmons
    • March 5, 2009

18. VCP for Two Plans

    By Randy Watson, March 4, 2009
    • 3 replies
    • 2.2k views
    • 
    • Guest
    • March 4, 2009

19. Is SCP available to terminated plans?

    By BTG, March 2, 2009
    • 1 reply
    • 1.4k views
    • 
    • Belgarath
    • March 3, 2009

20. lost earnings questions

    By K2retire, March 3, 2009
    • 0 replies
    • 1.2k views
    • 
    • K2retire
    • March 3, 2009

21. HCE makes elective deferrals before eligible/entered

    By J Simmons, February 23, 2009
    • 4 replies
    • 2k views
    • 
    • Jim Chad
    • February 24, 2009

22. Never cashed out people with less than $1,000

    By BG5150, February 16, 2009
    • 3 replies
    • 1.2k views
    • 
    • QDROphile
    • February 17, 2009

23. Failure to Timely Amend

    By 401 Chaos, February 14, 2009
    • 0 replies
    • 1.2k views
    • 
    • 401 Chaos
    • February 14, 2009

24. ADP Failure due to "new" HCE

    By Guest ebailey, January 13, 2009
    • 4 replies
    • 2k views
    • 
    • Kevin C
    • February 11, 2009

25. Excluded Eligible Employees: return of employer matching contributions?

    By Guest BL333, February 10, 2009
    • 2 replies
    • 1.4k views
    • 
    • MWeddell
    • February 11, 2009

26. excess deferrals

    By Guest persie, February 3, 2009
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • February 4, 2009

27. Automatically enrolled but at the incorrect %

    By Guest Iwonder, January 21, 2009
    • 1 reply
    • 1.2k views
    • 
    • J Simmons
    • January 25, 2009

28. Can EE make up deferrals not taken?

    By Guest Bear, January 22, 2009
    • 3 replies
    • 1.1k views
    • 
    • Guest
    • January 23, 2009

29. Are One-to-One contributions treated as QNECs?

    By Trekker, January 9, 2009
    • 2 replies
    • 1.9k views
    • 
    • Trekker
    • January 12, 2009

30. Correction for Premature Hardship W/Drawal

    By Christine Roberts, January 10, 2009
    • 1 reply
    • 1.4k views
    • 
    • Jim Chad
    • January 10, 2009

31. Deferrals in excess of plan limit

    By PAL, December 8, 2008
    • 5 replies
    • 1.3k views
    • 
    • PAL
    • January 9, 2009

32. Ineligible Participant in DB Plan

    By BTG, December 17, 2008
    • 6 replies
    • 1.9k views
    • 
    • Guest
    • January 9, 2009

33. Correction of Overpayment Redux

    By jlea, January 8, 2009
    • 0 replies
    • 1.3k views
    • 
    • jlea
    • January 8, 2009

34. Files lost in fire

    By SheilaD, December 30, 2008
    • 7 replies
    • 1.5k views
    • 
    • SheilaD
    • January 2, 2009

35. Correction of After-Tax Contributions

    By luissaha, December 30, 2008
    • 0 replies
    • 1.1k views
    • 
    • luissaha
    • December 30, 2008

36. Failed to amend plan after safe harbor maybe notice

    By Guest long, December 30, 2008
    • 1 reply
    • 1.5k views
    • 
    • J Simmons
    • December 30, 2008

37. Correcting Late Deferrals

    By jukeboy56, December 17, 2008
    • 3 replies
    • 2.4k views
    • 
    • jpod
    • December 29, 2008

38. Is DOL VFC program necessary

    By k man, December 27, 2008
    • 0 replies
    • 1.2k views
    • 
    • k man
    • December 27, 2008

39. Profit-Sharing Contributions in excess of the deductible limit

    By mariemonroe, December 24, 2008
    • 1 reply
    • 1.5k views
    • 
    • david rigby
    • December 24, 2008

40. llegal Alien in 401(k) Plan

    By jkdoll2, December 15, 2008
    • 11 replies
    • 7.9k views
    • 
    • jkdoll2
    • December 16, 2008

41. Private payment of premium on plan's life insurance

    By J Simmons, December 15, 2008
    • 2 replies
    • 1.2k views
    • 
    • mphs77
    • December 15, 2008

42. EPCRS and DFVCP

    By waid10, September 5, 2008
    • 5 replies
    • 2.6k views
    • 
    • Spencer
    • December 12, 2008

43. DB plan age error

    By Guest lip, December 9, 2008
    • 2 replies
    • 1.1k views
    • 
    • ak2ary
    • December 10, 2008

44. Employer eligibility failure

    By t.haley, December 2, 2008
    • 6 replies
    • 2.5k views
    • 
    • J Simmons
    • December 4, 2008

45. EPCRS Planning Opportunity

    By J Simmons, November 28, 2008
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • December 1, 2008

46. SCP to Correct for Failure to Obtain Spousal Consent

    By J Simmons, November 27, 2008
    • 0 replies
    • 1.2k views
    • 
    • J Simmons
    • November 27, 2008

47. EPCRS

    By Nassau, October 23, 2008
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • November 26, 2008

48. Participating Employer did not adopt plan

    By Sully, November 24, 2008
    • 1 reply
    • 1.7k views
    • 
    • QDROphile
    • November 24, 2008

49. IRC 415(k)(4) error -- can this be corrected?

    By Guest Mr. Kite, November 22, 2008
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • November 22, 2008

50. late deposit of non-elective contribution

    By Chippy, November 18, 2008
    • 9 replies
    • 2.1k views
    • 
    • Guest
    • November 19, 2008