401(k) Plans

19,499 topics in this forum

1. Refund of Contributions EE Request

   By jennc1019, January 20, 2016   

   • 401k
   • Refund
   • 4 replies
   • 1.7k views
   • 
   • GBurns
   • January 22, 2016

2. can a person with power of attorney change a beneficiary designation

   By Guest tcaldwell, December 3, 2003
   • 22 replies
   • 37.4k views
   • 
   • jpod
   • January 22, 2016

3. Solo plan to invest rollover in Real Estate

   By Jim Chad, December 18, 2015
   • 8 replies
   • 1.3k views
   • 
   • Belgarath
   • January 21, 2016

4. Determination Letter Application

   By kcav2006, January 21, 2016
   • 1 reply
   • 807 views
   • 
   • spicerfam
   • January 21, 2016

5. Initial Eligibility Period Anniversary to Plan Year - Help on the entry date?

   By HarleyBabe, January 21, 2016
   • 13 replies
   • 3.1k views
   • 
   • Bill Presson
   • January 21, 2016

6. Solo 401(k) question

   By cbendertpa23, January 15, 2016   

   • solo
   • individual
   • (and 3 more)

     Tagged with:

     • solo
     • individual
     • 401k
     • children
     • owner
   • 7 replies
   • 2.1k views
   • 
   • ETA Consulting LLC
   • January 21, 2016

7. Loan Question

   By Deaconmomma, January 19, 2016
   • 6 replies
   • 1.8k views
   • 
   • BG5150
   • January 20, 2016

8. BRF - Match Formula

   By Gilmore, January 19, 2016
   • 8 replies
   • 2.8k views
   • 
   • Gilmore
   • January 20, 2016

9. Auto Enroll Feature with Financial Institution Where They Track Hours and Determine Elig. But Not Bundled Plan

   By HarleyBabe, January 18, 2016
   • 2 replies
   • 917 views
   • 
   • HarleyBabe
   • January 19, 2016

10. Can RMD from IRA be avoided by rolling into 401(k)?

    By Guest Pennysaver, March 17, 2011
    • 15 replies
    • 13.9k views
    • 
    • Kevin C
    • January 18, 2016

11. Relius / FIS

    By austin3515, January 18, 2016
    • 6 replies
    • 2.6k views
    • 
    • austin3515
    • January 18, 2016

12. ADP testing on new plan

    By Belgarath, January 18, 2016
    • 3 replies
    • 1.3k views
    • 
    • Tom Poje
    • January 18, 2016

13. SEC Custodial Rule 206(4)-2

    By austin3515, January 13, 2016
    • 5 replies
    • 3.1k views
    • 
    • Peter Gulia
    • January 15, 2016

14. 402(g) taxation quick and easy(?)

    By BG5150, January 13, 2016
    • 2 replies
    • 1.3k views
    • 
    • Tom Poje
    • January 15, 2016

15. 5% Owner

    By cammy9, January 14, 2016
    • 6 replies
    • 2.4k views
    • 
    • Mike Preston
    • January 15, 2016

16. Acquisition of Subsidiary, Merging Safe Harbor Plans

    By LANDO, January 13, 2016   

    • safe harbor plan
    • merger
    • (and 2 more)

      Tagged with:

      • safe harbor plan
      • merger
      • acquisition
      • mid-year amendment
    • 9 replies
    • 4.5k views
    • 
    • LANDO
    • January 14, 2016

17. Allowed Early Entry into 401k Plan

    By preErisa, January 11, 2016   

    • Early Entry
    • 9 replies
    • 3.3k views
    • 
    • austin3515
    • January 13, 2016

18. 5% Owner -HCE status-ADP test

    By Pammie57, January 13, 2016
    • 2 replies
    • 1.6k views
    • 
    • Lou S.
    • January 13, 2016

19. Form 5308

    By bitsyhaze, January 13, 2016   

    • Short Plan Year
    • Form 5308
    • 0 replies
    • 1k views
    • 
    • bitsyhaze
    • January 13, 2016

20. Confused Self Directed Solo 401k Plan - Trust vs Custodial Account

    By SwimmingInBowelsOfERISA, January 8, 2016
    • 20 replies
    • 6.7k views
    • 
    • austin3515
    • January 12, 2016

21. 1099r for a roth 401k

    By Beemer, January 9, 2016
    • 2 replies
    • 988 views
    • 
    • Beemer
    • January 11, 2016

22. National Independent 401(k) Benchmarking Services

    By Eric Taylor, January 6, 2016
    • 3 replies
    • 1.3k views
    • 
    • Bill Presson
    • January 8, 2016

23. auto enrollment failure

    By Earl, January 7, 2016
    • 4 replies
    • 1.4k views
    • 
    • EBECatty
    • January 8, 2016

24. PPA 06 restatement effective date 2016 or 2017?

    By Pension Panda, January 7, 2016
    • 2 replies
    • 2k views
    • 
    • Pension Panda
    • January 8, 2016

25. Start a 401k plan

    By ombskid, November 5, 2013
    • 10 replies
    • 2.2k views
    • 
    • SwimmingInBowelsOfERISA
    • January 8, 2016

26. Union Plan Allocation Conditions

    By John Feldt ERPA CPC QPA, January 7, 2016   

    • union
    • collectively bargained
    • (and 4 more)

      Tagged with:

      • union
      • collectively bargained
      • accrual
      • allocation conditions
      • allocation requirements
      • special rules
    • 4 replies
    • 1.8k views
    • 
    • Kevin C
    • January 7, 2016

27. Legally Married In New York

    By austin3515, January 7, 2016
    • 2 replies
    • 713 views
    • 
    • My 2 cents
    • January 7, 2016

28. Controlled Group/For Profit/Non-Profit

    By austin3515, January 7, 2016
    • 4 replies
    • 1.3k views
    • 
    • austin3515
    • January 7, 2016

29. plan took 401k contribution on Bonus

    By JKW, January 7, 2016
    • 0 replies
    • 869 views
    • 
    • JKW
    • January 7, 2016

30. Missed Auto Increase

    By S- Milwaukee, January 6, 2016
    • 1 reply
    • 1.1k views
    • 
    • Belgarath
    • January 7, 2016

31. Controlled Group ADP Testing

    By JBones, January 6, 2016   

    • controlled group
    • disaggregation
    • 1 reply
    • 1.2k views
    • 
    • Tom Poje
    • January 6, 2016

32. Notification of Stable Value Rate Change

    By khn, January 6, 2016
    • 0 replies
    • 919 views
    • 
    • khn
    • January 6, 2016

33. Safe Harbor Amendment Restriction Work Around

    By Young Curmudgeon, December 30, 2015
    • 4 replies
    • 1.3k views
    • 
    • Tom Poje
    • January 5, 2016

34. deferral % based on comp limit or total comp?

    By WCC, June 3, 2014
    • 36 replies
    • 6.9k views
    • 
    • Bird
    • January 5, 2016

35. HCEs in both US and Puerto Rico Plan

    By justatester, January 5, 2016
    • 0 replies
    • 1.1k views
    • 
    • justatester
    • January 5, 2016

36. Elect Def Failures (RP 2015-28)

    By austin3515, January 2, 2016
    • 0 replies
    • 1k views
    • 
    • austin3515
    • January 2, 2016

37. Plan Design - Exclude HCEs

    By Gilmore, December 30, 2015
    • 5 replies
    • 1.3k views
    • 
    • K2retire
    • December 31, 2015

38. Match con eligibility when 401k maxed earlier

    By TPApril, December 30, 2015
    • 4 replies
    • 1.2k views
    • 
    • TPApril
    • December 31, 2015

39. PPA restatement deadline

    By JPIngold, December 22, 2015
    • 23 replies
    • 4.1k views
    • 
    • Peter Gulia
    • December 31, 2015

40. excluded compensation

    By Chippy, December 30, 2015
    • 1 reply
    • 1.1k views
    • 
    • ETA Consulting LLC
    • December 30, 2015

41. Limit Catch-up Eligible Participant Contributions?

    By austin3515, December 30, 2015
    • 9 replies
    • 1.4k views
    • 
    • austin3515
    • December 30, 2015

42. solo 401k plans for highly compensated s-corp owners

    By tomf, December 28, 2015   

    • solo 401k
    • s-corp retirement plan
    • 9 replies
    • 3.4k views
    • 
    • Mike Preston
    • December 30, 2015

43. Business name change

    By ratherbereading, December 29, 2015   

    • 401k; business name change
    • 7 replies
    • 2.5k views
    • 
    • Doghouse
    • December 30, 2015

44. Compensation

    By PFranckowiak, December 29, 2015
    • 2 replies
    • 942 views
    • 
    • PFranckowiak
    • December 29, 2015

45. new comparability and partners

    By Chippy, December 28, 2015
    • 10 replies
    • 1.9k views
    • 
    • QDROphile
    • December 28, 2015

46. Annual Compensation Limit and Deferrals

    By StevenM, December 23, 2015   

    • 401(a)(17)
    • 6 replies
    • 7.7k views
    • 
    • Kevin C
    • December 24, 2015

47. Loan Interest Rates

    By austin3515, December 23, 2015
    • 10 replies
    • 1.7k views
    • 
    • austin3515
    • December 24, 2015

48. Acquisition of sponsor of Safe Harbor 401k

    By 401QUE, November 20, 2015   

    • M&A
    • Safe Harbor 401k
    • (and 2 more)

      Tagged with:

      • M&A
      • Safe Harbor 401k
      • Safe Harbor Notice
      • mid-year elimination
    • 4 replies
    • 2.3k views
    • 
    • 401QUE
    • December 24, 2015

49. Imputing Permitted Disparity

    By austin3515, December 22, 2015
    • 4 replies
    • 1.1k views
    • 
    • austin3515
    • December 22, 2015

50. Roth 401(k)

    By thepensionmaven, December 21, 2015
    • 1 reply
    • 806 views
    • 
    • Bird
    • December 22, 2015