Correction of Plan Defects

1,781 topics in this forum

1. TSA nondiscrim violations and no 5500 filed

   By Lori H, September 28, 2009
   • 6 replies
   • 1.5k views
   • 
   • Lori H
   • October 1, 2009

2. Plan does not permit investment. Plan holds assets.

   By Guest Iwonder, September 30, 2009
   • 0 replies
   • 982 views
   • 
   • Guest
   • September 30, 2009

3. Failure to make Safe Harbor contribution

   By Guest Scott Foreman, September 29, 2009
   • 0 replies
   • 1.4k views
   • 
   • Guest
   • September 29, 2009

4. Resident Aliens

   By Guest kdallas, September 17, 2009
   • 3 replies
   • 1.2k views
   • 
   • K2retire
   • September 17, 2009

5. VCP years of correction

   By Scuba 401, September 15, 2009
   • 3 replies
   • 1.3k views
   • 
   • Guest
   • September 15, 2009

6. missed 1099R and 945

   By Guest apsgrazetti, September 9, 2009
   • 3 replies
   • 1.7k views
   • 
   • Bird
   • September 10, 2009

7. Does a Corrective Amendment Need an SMM

   By Dennis Povloski, September 9, 2009
   • 2 replies
   • 1.9k views
   • 
   • rcline46
   • September 9, 2009

8. EPCRS Use by a Former Participating Employer

   By JRG, September 8, 2009
   • 0 replies
   • 1k views
   • 
   • JRG
   • September 8, 2009

9. Can you correct operational error after plan termination?

   By Gudgergirl, August 31, 2009
   • 2 replies
   • 1.7k views
   • 
   • Mike Preston
   • September 1, 2009

10. Failure to take deferral from bonus

    By Guest Jennyb473, August 10, 2009
    • 3 replies
    • 1.4k views
    • 
    • Gudgergirl
    • August 31, 2009

11. Minimum Distribution Payable to Right Beneficiary - Checks Picked up by Wrong Beneficiary

    By rocknrolls2, August 25, 2009
    • 0 replies
    • 1.1k views
    • 
    • rocknrolls2
    • August 25, 2009

12. In-Service Dist. SCP-Correction

    By Nathan, August 20, 2009
    • 0 replies
    • 1.4k views
    • 
    • Nathan
    • August 20, 2009

13. Use of Forfeitures

    By Randy Watson, August 5, 2009
    • 2 replies
    • 2.1k views
    • 
    • J Simmons
    • August 6, 2009

14. Repayment plan for overpayment

    By BTG, July 27, 2009
    • 2 replies
    • 1.7k views
    • 
    • mbozek
    • August 3, 2009

15. failure to pay minimum distribution to surviving spouse

    By k man, July 24, 2009
    • 1 reply
    • 1.3k views
    • 
    • Kevin C
    • July 28, 2009

16. Failure to reallocate forfeitures

    By PMC, July 23, 2009
    • 1 reply
    • 2.2k views
    • 
    • Guest
    • July 24, 2009

17. Failure to stop deferrals after a hardship distribution

    By Guest Benefitsrock, July 24, 2007
    • 5 replies
    • 7.2k views
    • 
    • KateSmithPA
    • July 21, 2009

18. Late Deferrals - VFC Program Question

    By rocknrolls2, July 17, 2009
    • 0 replies
    • 1.4k views
    • 
    • rocknrolls2
    • July 17, 2009

19. Missing Plan Document

    By panther, July 13, 2009
    • 4 replies
    • 2.1k views
    • 
    • BG5150
    • July 14, 2009

20. Repayment of Ineligible Distribution

    By Guest new2this, July 13, 2009
    • 2 replies
    • 1.7k views
    • 
    • mbozek
    • July 14, 2009

21. Too Much Match -- Mistake in Fact?

    By Guest CMC, June 22, 2009
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • July 10, 2009

22. improper reduction in deferrals

    By M Norton, July 10, 2009
    • 0 replies
    • 1.2k views
    • 
    • M Norton
    • July 10, 2009

23. Correcting a distribution made in Error

    By Guest lbz123, July 10, 2009
    • 0 replies
    • 2.3k views
    • 
    • Guest
    • July 10, 2009

24. Failure to provide QPSA explanation

    By Guest Grumpy456, July 9, 2009
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • July 9, 2009

25. Payroll Error

    By KateSmithPA, July 8, 2009
    • 3 replies
    • 1.8k views
    • 
    • Kevin C
    • July 8, 2009

26. "Missed Opportunity"

    By Randy Watson, July 6, 2009
    • 3 replies
    • 2.1k views
    • 
    • Randy Watson
    • July 6, 2009

27. SH non-elective 3% contribution not funded

    By commishvp, July 1, 2009
    • 8 replies
    • 4.4k views
    • 
    • Belgarath
    • July 6, 2009

28. change in plan sponsor's business structure

    By K2retire, July 2, 2009
    • 4 replies
    • 1.7k views
    • 
    • J Simmons
    • July 4, 2009

29. Submission of DFVC filing

    By Guest SuzieQNEC, June 26, 2009
    • 3 replies
    • 1.4k views
    • 
    • J Simmons
    • July 1, 2009

30. Late Deferral/Loan Payments

    By Lori H, June 24, 2009
    • 2 replies
    • 1.6k views
    • 
    • Lori H
    • June 26, 2009

31. Excise tax for failure to transmit deferrals timely

    By Guest DCquestioner, June 19, 2009
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • June 19, 2009

32. Overpayment in DB Plan

    By BTG, June 12, 2009
    • 1 reply
    • 1.8k views
    • 
    • SheilaD
    • June 15, 2009

33. Double Deposit of 401k Deferrals

    By Guest BrettNH, June 11, 2009
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • June 12, 2009

34. Contributions sent to wrong account...

    By jquazza, June 2, 2009
    • 5 replies
    • 1.7k views
    • 
    • Guest
    • June 9, 2009

35. Incomplete Amendment

    By Below Ground, April 29, 2009
    • 3 replies
    • 1.5k views
    • 
    • Below Ground
    • June 8, 2009

36. Pros and Cons of DOL's Voluntary Fiduciary Correction Program (VFCP)

    By 401 Chaos, June 8, 2009
    • 0 replies
    • 2.1k views
    • 
    • 401 Chaos
    • June 8, 2009

37. Missed Periodic Installment Payment - Now What?

    By Guest Jay345, May 19, 2009
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • June 8, 2009

38. One Employee Excluded from PSP Contribution

    By Guest wildcat, April 27, 2009
    • 1 reply
    • 1.5k views
    • 
    • J Simmons
    • June 7, 2009

39. Advice needed, IRS Audit CAP

    By Guest jc1457, June 2, 2009
    • 5 replies
    • 1.8k views
    • 
    • Guest
    • June 5, 2009

40. Loan in Excess of Limits -- How to proceed?

    By Guest Beth Handrick, May 27, 2009
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • May 27, 2009

41. SARSEP issues

    By R. Butler, May 26, 2009
    • 0 replies
    • 1k views
    • 
    • R. Butler
    • May 26, 2009

42. 2007 plan year P.S. Contribuiton not made

    By Lori H, May 22, 2009
    • 3 replies
    • 1.2k views
    • 
    • Lori H
    • May 26, 2009

43. Form 5330 for PT

    By Guest bobolink, May 22, 2009
    • 1 reply
    • 1.2k views
    • 
    • Jim Chad
    • May 23, 2009

44. FDL request as part of non-amender VCP

    By Guest Sieve, May 21, 2009
    • 1 reply
    • 998 views
    • 
    • QDROphile
    • May 21, 2009

45. Audit CAP and failure to reach resolution with the IRS

    By katieinny, May 14, 2009
    • 1 reply
    • 1.1k views
    • 
    • J Simmons
    • May 15, 2009

46. New De minimus Threshold Under 2008-50

    By Guest dms9999, May 6, 2009
    • 1 reply
    • 1.5k views
    • 
    • Belgarath
    • May 6, 2009

47. 417(b)(2) Violation

    By BTG, May 4, 2009
    • 2 replies
    • 1.2k views
    • 
    • BTG
    • May 4, 2009

48. PS Cont made, but company doesnt want to allocate

    By Lori H, April 28, 2009
    • 7 replies
    • 1.5k views
    • 
    • Lori H
    • May 4, 2009

49. Rectroactive Amendment Under VCP

    By Guest Thornton, April 29, 2009
    • 2 replies
    • 1.7k views
    • 
    • QDROphile
    • April 29, 2009

50. "Interim" amendments

    By Guest Sieve, April 24, 2009
    • 1 reply
    • 2.9k views
    • 
    • Belgarath
    • April 24, 2009